0001437749-21-027856.txt : 20211203
0001437749-21-027856.hdr.sgml : 20211203
20211203163258
ACCESSION NUMBER: 0001437749-21-027856
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20211201
FILED AS OF DATE: 20211203
DATE AS OF CHANGE: 20211203
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Patrick Donald Huntley
CENTRAL INDEX KEY: 0001735387
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37893
FILM NUMBER: 211470488
MAIL ADDRESS:
STREET 1: C/O FLUENT INC. (N/K/A COGINT, INC.)
STREET 2: 33 WHITEHALL STREET, 15TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10004
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Fluent, Inc.
CENTRAL INDEX KEY: 0001460329
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310]
IRS NUMBER: 770688094
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 300 VESEY STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10282
BUSINESS PHONE: 6466697272
MAIL ADDRESS:
STREET 1: 300 VESEY STREET
STREET 2: 9TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10282
FORMER COMPANY:
FORMER CONFORMED NAME: Cogint, Inc.
DATE OF NAME CHANGE: 20160923
FORMER COMPANY:
FORMER CONFORMED NAME: IDI, Inc.
DATE OF NAME CHANGE: 20150520
FORMER COMPANY:
FORMER CONFORMED NAME: Tiger Media, Inc.
DATE OF NAME CHANGE: 20121231
4
1
rdgdoc.xml
FORM 4
X0306
4
2021-12-01
0001460329
Fluent, Inc.
FLNT
0001735387
Patrick Donald Huntley
C/O FLUENT, INC.
300 VESEY STREET, 9TH FLOOR
NEW YORK
NY
10282
1
Interim CEO
Common Stock
2021-12-01
4
P
0
10000
1.80360
A
257916
D
Common Stock
168750
D
Common Stock
33334
D
Stock Option
4.7200
2020-02-01
2029-02-01
Common Stock
396000
396000
D
On December 1, 2021, the Reporting Person purchased 10,000 shares of common stock at an average price per share of $1.80356. The highest price per share was $1.82 and the lowest price per share was $1.75.
On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. The 56,250 shares which vested on February 1, 2021 are included in the total shares.
On March 1, 2020, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021. The 16,666 shares which vested on March 1, 2021 are included in the total shares.
50% of the Stock Option Grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days.
/s/ Donald Patrick
2021-12-03