0001437749-21-027856.txt : 20211203 0001437749-21-027856.hdr.sgml : 20211203 20211203163258 ACCESSION NUMBER: 0001437749-21-027856 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20211201 FILED AS OF DATE: 20211203 DATE AS OF CHANGE: 20211203 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Patrick Donald Huntley CENTRAL INDEX KEY: 0001735387 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37893 FILM NUMBER: 211470488 MAIL ADDRESS: STREET 1: C/O FLUENT INC. (N/K/A COGINT, INC.) STREET 2: 33 WHITEHALL STREET, 15TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10004 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluent, Inc. CENTRAL INDEX KEY: 0001460329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 770688094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 6466697272 MAIL ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Cogint, Inc. DATE OF NAME CHANGE: 20160923 FORMER COMPANY: FORMER CONFORMED NAME: IDI, Inc. DATE OF NAME CHANGE: 20150520 FORMER COMPANY: FORMER CONFORMED NAME: Tiger Media, Inc. DATE OF NAME CHANGE: 20121231 4 1 rdgdoc.xml FORM 4 X0306 4 2021-12-01 0001460329 Fluent, Inc. FLNT 0001735387 Patrick Donald Huntley C/O FLUENT, INC. 300 VESEY STREET, 9TH FLOOR NEW YORK NY 10282 1 Interim CEO Common Stock 2021-12-01 4 P 0 10000 1.80360 A 257916 D Common Stock 168750 D Common Stock 33334 D Stock Option 4.7200 2020-02-01 2029-02-01 Common Stock 396000 396000 D On December 1, 2021, the Reporting Person purchased 10,000 shares of common stock at an average price per share of $1.80356. The highest price per share was $1.82 and the lowest price per share was $1.75. On February 1, 2019, the Reporting Person received a grant of 225,000 RSUs under the Issuer's 2018 Stock Incentive Plan. Subject to continuing service, the RSUs will vest in four equal annual installments, beginning on February 1, 2021. The 56,250 shares which vested on February 1, 2021 are included in the total shares. On March 1, 2020, the Reporting Person received a grant of 50,000 RSUs under the Issuer's 2018 Stock Incentive Plan. The RSUs will vest in three equal annual installments, beginning on March 1, 2021. The 16,666 shares which vested on March 1, 2021 are included in the total shares. 50% of the Stock Option Grants vested on February 1, 2020. Subject to continuing service, the remaining 50% of the Stock Option Grants will vest if the Issuer's stock price remains above $7.375 for 20 consecutive trading days. /s/ Donald Patrick 2021-12-03