0001437749-20-018146.txt : 20200817 0001437749-20-018146.hdr.sgml : 20200817 20200817164635 ACCESSION NUMBER: 0001437749-20-018146 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200813 FILED AS OF DATE: 20200817 DATE AS OF CHANGE: 20200817 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Schulke Ryan CENTRAL INDEX KEY: 0001660850 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37893 FILM NUMBER: 201110812 MAIL ADDRESS: STREET 1: C/O IDI, INC. STREET 2: 2650 NORTH MILITARY TRAIL, SUITE 300 CITY: BOCA RATON STATE: FL ZIP: 33431 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Fluent, Inc. CENTRAL INDEX KEY: 0001460329 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-ADVERTISING [7310] IRS NUMBER: 770688094 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 BUSINESS PHONE: 6466697272 MAIL ADDRESS: STREET 1: 300 VESEY STREET STREET 2: 9TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10282 FORMER COMPANY: FORMER CONFORMED NAME: Cogint, Inc. DATE OF NAME CHANGE: 20160923 FORMER COMPANY: FORMER CONFORMED NAME: IDI, Inc. DATE OF NAME CHANGE: 20150520 FORMER COMPANY: FORMER CONFORMED NAME: Tiger Media, Inc. DATE OF NAME CHANGE: 20121231 4 1 rdgdoc.xml FORM 4 X0306 4 2020-08-13 0001460329 Fluent, Inc. FLNT 0001660850 Schulke Ryan C/O FLUENT, INC. 300 VESEY STREET, 9TH FLOOR NEW YORK NY 10282 1 1 1 Chief Executive Officer Common Stock 2020-08-13 4 P 0 14915 2.3243 A 80415 I Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee. Common Stock 2020-08-14 4 P 0 5085 2.5821 A 85500 I Held by The Schulke Inn Family Foundation Trust in which the Reporting Person serves as Co-Trustee. Common Stock 6443790 D Common Stock 160000 D Common Stock 80000 D Common Stock 50000 D Common Stock 550000 D Common Stock 2000000 I Held by RSMC Partners, LLC, of which the Reporting Person is a member. Common Stock 969379 I Held by The Ryan Schulke 2020 GRAT, of which the Reporting Person is Trustee. Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.35; the lowest price at which a purchase was made is $2.25. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. Represents the average purchase of the acquired shares. The highest price at which a purchase was made is $2.66; the lowest price at which a purchase was made is $2.42. The Reporting Person undertakes to provide the Issuer, any security holder or the staff of the Securities & Exchange Commission upon request full information regarding the number of shares purchased at each separate price with the ranges set forth in this footnote. On March 27, 2018, the Reporting Person received a grant of 160,000 deferred stock units under the Issuer's Stock Incentive Plan, which vest immediately but with delivery of the underlying shares to occur on March 27, 2021, which delivery may be ended if the Reporting Person is terminated for cause. On March 20, 2018, the Reporting Person received a grant of 80,000 RSUs, convertible into common stock of the Issuer on a one-for-one basis under the Issuer's 2015 Stock Incentive Plan. The RSUs vest in three equal annual installments, beginning on March 1, 2019. The Reporting Person has elected to defer delivery of any vested RSUs until the reporting person's separation of service from the Company or death or disability. On April 13, 2017, the Reporting Person received a grant of 50,000 RSUs, convertible into common stock of the Issuer on a one-for-one basis. The RSUs vest in three approximately equal installments on February 1, 2018, 2019 and 2020, subject to accelerated vesting under certain conditions. On December 8, 2015, the Reporting Person received a grant, subject to stockholder approval, of 550,000 RSUs, convertible into common stock of the Issuer on a one-for-one basis. Stockholder approval was obtained on June 1, 2016. The RSUs vested subject to certain time and performance conditions, all of which were met as of January 1, 2019. /s/ Ryan Schulke 2020-08-17