0000902664-21-004342.txt : 20210927 0000902664-21-004342.hdr.sgml : 20210927 20210924183241 ACCESSION NUMBER: 0000902664-21-004342 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20210927 DATE AS OF CHANGE: 20210924 EFFECTIVENESS DATE: 20210927 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Prisma Spectrum Fund Ltd CENTRAL INDEX KEY: 0001460067 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-129080 FILM NUMBER: 211278525 BUSINESS ADDRESS: STREET 1: C/O THE HARBOUR TRUST CO. LTD. STREET 2: REGATTA OFFICE PARK, PO BOX 897 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 BUSINESS PHONE: (345) 949-4272 MAIL ADDRESS: STREET 1: C/O THE HARBOUR TRUST CO. LTD. STREET 2: REGATTA OFFICE PARK, PO BOX 897 CITY: GRAND CAYMAN STATE: E9 ZIP: KY1-1103 FORMER COMPANY: FORMER CONFORMED NAME: Prisma Spectrum Fund Ltd. DATE OF NAME CHANGE: 20100303 FORMER COMPANY: FORMER CONFORMED NAME: PRISMA SPECTRUM FUND LTD DATE OF NAME CHANGE: 20090326 D/A 1 primary_doc.xml X0708 D/A LIVE 0001460067 Prisma Spectrum Fund Ltd C/O THE HARBOUR TRUST CO. LTD. REGATTA OFFICE PARK, PO BOX 897 GRAND CAYMAN E9 CAYMAN ISLANDS KY1-1103 (345) 949-4272 CAYMAN ISLANDS None Prisma Spectrum Fund Ltd. PRISMA SPECTRUM FUND LTD Corporation true Wilson Tran c/o Prisma Capital Partners LP 660 Newport Center Drive, Suite 930 Newport Beach CA CALIFORNIA 92660 Director Scott P. Lennon c/o 19 Degrees North Fund Services, Ltd. Regatta Office Park, Ste. 110 Grand Cayman E9 CAYMAN ISLANDS KY1-1207 Director Alan Milgate c/o The Harbour Trust Co. Ltd. Regatta Office Park, PO Box 897 Grand Cayman E9 CAYMAN ISLANDS KY1-1103 Director - Prisma Capital Partners LP 660 Newport Center Drive, Suite 930 Newport Beach CA CALIFORNIA 92660 Promoter Investment Manager Pooled Investment Fund Hedge Fund false Decline to Disclose 06b 3C 3C.7 true 0000902664-20-003435 2005-05-01 true true true false 100000 Atlantic Trust Company None Invesco National Trust Company None TWO PEACHTREE POINTE SUITE 1100 ATLANTA GA GEORGIA 30309 All States false Deutsche Bank Securities Inc. 2525 None None 60 WALL STREET NEW YORK NY NEW YORK 10005 All States false Deutsche Bank Trust Company Americas None None None 280 PARK AVENUE 3RD FLOOR NEW YORK NY NEW YORK 10017 All States false UBS Financial Services Inc. 8174 None None 1200 HARBOR BOULEVARD WEEHAWKEN NJ NEW JERSEY 07086 All States false Morgan Stanley Smith Barney LLC 149777 None None 2000 WESTCHESTER AVENUE PURCHASE NY NEW YORK 10577-2530 All States false Raymond James & Associates, Inc. 705 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false Raymond James Financial Services, Inc. 6694 None None 880 CARILLON PARKWAY ST. PETERSBURG FL FLORIDA 33716 All States false Brookvine Investment Advisors PTY LTD None None None SUITE 2, 60 MONCUR STREET WOOLLAHRA C3 AUSTRALIA NSW 2025 true Indefinite 4892244033 Indefinite false 353 2863625 0 0 The fund is charged a management fee and an incentive fee that are described in the fund's offering documents. false Prisma Spectrum Fund Ltd /s/ Vince Cuticello Vince Cuticello Chief Operating Officer 2021-09-24