0001179110-17-014036.txt : 20171113 0001179110-17-014036.hdr.sgml : 20171110 20171113165316 ACCESSION NUMBER: 0001179110-17-014036 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20171110 FILED AS OF DATE: 20171113 DATE AS OF CHANGE: 20171113 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Mokkarala Harsha CENTRAL INDEX KEY: 0001665202 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 171196714 MAIL ADDRESS: STREET 1: C/O 2U, INC. STREET 2: 8201 CORPORATE DRIVE, SUITE 900 CITY: LANDOVER STATE: MD ZIP: 20785 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 7900 HARKINS ROAD CITY: LANHAM STATE: MD ZIP: 20706 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 4 1 edgar.xml FORM 4 - X0306 4 2017-11-10 0 0001459417 2U, Inc. TWOU 0001665202 Mokkarala Harsha C/O 2U, INC. 7900 HARKINS ROAD LANHAM MD 20706 0 1 0 0 Chief Marketing Officer Common Stock 2017-11-10 4 M 0 8518 22.67 A 47869 D Common Stock 2017-11-10 4 M 0 166 8.45 A 48035 D Common Stock 2017-11-10 4 M 0 11253 11 A 59288 D Common Stock 2017-11-10 4 S 0 22658 63.25 D 36630 D Employee Stock Option (right to buy) 22.67 2017-11-10 4 M 0 8518 0 D 2026-04-01 Common Stock 8518 18740 D Employee Stock Option (right to buy) 8.45 2017-11-10 4 M 0 166 0 D 2023-11-26 Common Stock 166 22939 D Employee Stock Option (right to buy) 11 2017-11-10 4 M 0 11253 0 D 2024-03-06 Common Stock 11253 7567 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.75 to $63.60, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. The option award vests as follows: 25% of the underlying shares vested on April 1, 2017, and the remaining 75% of the underlying shares will vest in equal monthly installments each month thereafter for 36 months, subject to the reporting person's continued service with the issuer as of the applicable vesting date. The shares underlying this option are fully vested. The option award vests as follows: 25% of the shares vested on January 31, 2015 , and the remaining shares vest in equal monthly installments through January 31, 2018, subject to the reporting person's continued service with the issuer as of the applicable vesting date. /s/ Matthew Norden, attorney-in-fact 2017-11-13