0001179110-17-014036.txt : 20171113
0001179110-17-014036.hdr.sgml : 20171110
20171113165316
ACCESSION NUMBER: 0001179110-17-014036
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171110
FILED AS OF DATE: 20171113
DATE AS OF CHANGE: 20171113
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Mokkarala Harsha
CENTRAL INDEX KEY: 0001665202
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36376
FILM NUMBER: 171196714
MAIL ADDRESS:
STREET 1: C/O 2U, INC.
STREET 2: 8201 CORPORATE DRIVE, SUITE 900
CITY: LANDOVER
STATE: MD
ZIP: 20785
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 2U, Inc.
CENTRAL INDEX KEY: 0001459417
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262335939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7900 HARKINS ROAD
CITY: LANHAM
STATE: MD
ZIP: 20706
BUSINESS PHONE: (301) 892-4350
MAIL ADDRESS:
STREET 1: 7900 HARKINS ROAD
CITY: LANHAM
STATE: MD
ZIP: 20706
FORMER COMPANY:
FORMER CONFORMED NAME: 2tor, Inc.
DATE OF NAME CHANGE: 20090324
4
1
edgar.xml
FORM 4 -
X0306
4
2017-11-10
0
0001459417
2U, Inc.
TWOU
0001665202
Mokkarala Harsha
C/O 2U, INC.
7900 HARKINS ROAD
LANHAM
MD
20706
0
1
0
0
Chief Marketing Officer
Common Stock
2017-11-10
4
M
0
8518
22.67
A
47869
D
Common Stock
2017-11-10
4
M
0
166
8.45
A
48035
D
Common Stock
2017-11-10
4
M
0
11253
11
A
59288
D
Common Stock
2017-11-10
4
S
0
22658
63.25
D
36630
D
Employee Stock Option (right to buy)
22.67
2017-11-10
4
M
0
8518
0
D
2026-04-01
Common Stock
8518
18740
D
Employee Stock Option (right to buy)
8.45
2017-11-10
4
M
0
166
0
D
2023-11-26
Common Stock
166
22939
D
Employee Stock Option (right to buy)
11
2017-11-10
4
M
0
11253
0
D
2024-03-06
Common Stock
11253
7567
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on September 14, 2017.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $62.75 to $63.60, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4.
The option award vests as follows: 25% of the underlying shares vested on April 1, 2017, and the remaining 75% of the underlying shares will vest in equal monthly installments each month thereafter for 36 months, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
The shares underlying this option are fully vested.
The option award vests as follows: 25% of the shares vested on January 31, 2015 , and the remaining shares vest in equal monthly installments through January 31, 2018, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
/s/ Matthew Norden, attorney-in-fact
2017-11-13