0001179110-17-005789.txt : 20170405
0001179110-17-005789.hdr.sgml : 20170405
20170405185508
ACCESSION NUMBER: 0001179110-17-005789
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170403
FILED AS OF DATE: 20170405
DATE AS OF CHANGE: 20170405
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 2U, Inc.
CENTRAL INDEX KEY: 0001459417
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262335939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 7900 HARKINS ROAD
CITY: LANHAM
STATE: MD
ZIP: 20706
BUSINESS PHONE: (301) 892-4350
MAIL ADDRESS:
STREET 1: 7900 HARKINS ROAD
CITY: LANHAM
STATE: MD
ZIP: 20706
FORMER COMPANY:
FORMER CONFORMED NAME: 2tor, Inc.
DATE OF NAME CHANGE: 20090324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Cates Susan E.
CENTRAL INDEX KEY: 0001602195
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36376
FILM NUMBER: 17743947
MAIL ADDRESS:
STREET 1: 101 NORTH CHERRY STREET
STREET 2: SUITE 501
CITY: WINSTON-SALEM
STATE: NC
ZIP: 27101
4
1
edgar.xml
FORM 4 -
X0306
4
2017-04-03
0
0001459417
2U, Inc.
TWOU
0001602195
Cates Susan E.
C/O 2U, INC.
7900 HARKINS ROAD
LANHAM
MD
20706
0
1
0
0
Chief Operating Officer
Common Stock
2017-04-03
4
A
0
18910
0
A
38760
D
Employee Stock Option (right to buy)
39.66
2017-04-03
4
A
0
39178
0
A
2027-04-01
Common stock
39178
39178
D
The security represents restricted stock units granted to the reporting person. Each restricted stock unit represents a contingent right to receive one share of common stock of the issuer.
The restricted stock unit award will vest as to one-fourth of the underlying shares on each of April 1, 2018, 2019, 2020 and 2021, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
The option award will vest as follows: 25% of the underlying shares will vest on April 1, 2018, and the remaining 75% of the underlying shares will vest in equal monthly installments each month thereafter for 36 months, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
/s/ Matthew Norden, attorney-in-fact
2017-04-05