0001179110-16-030034.txt : 20160926 0001179110-16-030034.hdr.sgml : 20160926 20160926165004 ACCESSION NUMBER: 0001179110-16-030034 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160922 FILED AS OF DATE: 20160926 DATE AS OF CHANGE: 20160926 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: (301) 892-4350 MAIL ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kenigsberg James CENTRAL INDEX KEY: 0001603516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 161902710 MAIL ADDRESS: STREET 1: C/O 2U, INC. STREET 2: 8201 CORPORATE DRIVE CITY: LANDOVER STATE: MD ZIP: 20785 4 1 edgar.xml FORM 4 - X0306 4 2016-09-22 0 0001459417 2U, Inc. TWOU 0001603516 Kenigsberg James C/O 2U, INC. 8201 CORPORATE DRIVE, SUITE 900 LANDOVER MD 20785 0 1 0 0 Chief Technology Officer Common Stock 2016-09-22 4 M 0 3132 5.75 A 58654 D Common Stock 2016-09-22 4 M 0 2336 11.00 A 60990 D Common Stock 2016-09-22 4 S 0 5468 36.58 D 55522 D Employee Stock Option (right to buy) 5.75 2016-09-22 4 M 0 3132 0 A 2023-02-25 Common Stock 3132 14589 D Employee Stock Option (right to buy) 11.00 2016-09-22 4 M 0 2336 0 A 2024-03-06 Common Stock 2336 31788 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on August 22, 2016. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $36.00 to $36.75, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnote (2) to this Form 4. 25% of the shares underlying this option vested on February 25, 2014 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date. 25% of the shares underlying this option vested on January 31, 2015 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date. /s/ Matthew J. Norden, attorney-in-fact 2016-09-26