0001104659-15-061516.txt : 20150824 0001104659-15-061516.hdr.sgml : 20150824 20150824171014 ACCESSION NUMBER: 0001104659-15-061516 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140328 FILED AS OF DATE: 20150824 DATE AS OF CHANGE: 20150824 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: 240-487-3991 MAIL ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Moe Michael T. CENTRAL INDEX KEY: 0001517808 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 151071599 MAIL ADDRESS: STREET 1: C/O NEXT INNOVATION CORP. STREET 2: 2965 WOODSIDE ROAD CITY: WOODSIDE STATE: CA ZIP: 94062 4 1 a4.xml 4 X0306 4 2014-03-28 0 0001459417 2U, Inc. TWOU 0001517808 Moe Michael T. C/O 2U, INC. 8201 CORPORATE DRIVE, SUITE 900 LANDOVER MD 20785 1 0 0 0 Common Stock 8734 D Common Stock 2015-08-20 4 S 0 119763 34.91 D 224909 I By GSV Capital Common Stock 2015-08-21 4 S 0 224909 34.04 D 0 I By GSV Capital Common Stock 2014-03-28 4 P 0 1650 13.95 A 1650 I By GSV X Fund, LP The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.70 to $35.10, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4. These shares are held by GSV Capital Corp. ("GSV"). The reporting person is the chief executive officer of GSV and is the Chief Executive Officer and Chief Investment Officer of GSV Asset Management, LLC ("GSV Asset Management"), GSV's external investment adviser. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.25, inclusive. These shares are held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer and Chief Investment Officer of GSV Asset Management, which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X. Matthew J. Norden, attorney-in-fact 2015-08-24