0001104659-15-061516.txt : 20150824
0001104659-15-061516.hdr.sgml : 20150824
20150824171014
ACCESSION NUMBER: 0001104659-15-061516
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140328
FILED AS OF DATE: 20150824
DATE AS OF CHANGE: 20150824
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 2U, Inc.
CENTRAL INDEX KEY: 0001459417
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262335939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
BUSINESS PHONE: 240-487-3991
MAIL ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
FORMER COMPANY:
FORMER CONFORMED NAME: 2tor, Inc.
DATE OF NAME CHANGE: 20090324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moe Michael T.
CENTRAL INDEX KEY: 0001517808
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36376
FILM NUMBER: 151071599
MAIL ADDRESS:
STREET 1: C/O NEXT INNOVATION CORP.
STREET 2: 2965 WOODSIDE ROAD
CITY: WOODSIDE
STATE: CA
ZIP: 94062
4
1
a4.xml
4
X0306
4
2014-03-28
0
0001459417
2U, Inc.
TWOU
0001517808
Moe Michael T.
C/O 2U, INC.
8201 CORPORATE DRIVE, SUITE 900
LANDOVER
MD
20785
1
0
0
0
Common Stock
8734
D
Common Stock
2015-08-20
4
S
0
119763
34.91
D
224909
I
By GSV Capital
Common Stock
2015-08-21
4
S
0
224909
34.04
D
0
I
By GSV Capital
Common Stock
2014-03-28
4
P
0
1650
13.95
A
1650
I
By GSV X Fund, LP
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.70 to $35.10, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (1) and (3) to this Form 4.
These shares are held by GSV Capital Corp. ("GSV"). The reporting person is the chief executive officer of GSV and is the Chief Executive Officer and Chief Investment Officer of GSV Asset Management, LLC ("GSV Asset Management"), GSV's external investment adviser. The reporting person disclaims beneficial ownership of these securities, except to the extent of his pecuniary interest therein, if any.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $34.00 to $34.25, inclusive.
These shares are held by GSV X Fund, LP ("GSV X"). The reporting person has a limited partnership interest in GSV X and is the Chief Executive Officer and Chief Investment Officer of GSV Asset Management, which is the general partner of GSV X. The reporting person disclaims beneficial ownership of the securities held by GSV X, except to the extent of his pecuniary interest, if any, in such securities by virtue of his interest in GSV Asset Management and his limited partnership interest in GSV X.
Matthew J. Norden, attorney-in-fact
2015-08-24