0001104659-15-043718.txt : 20150605
0001104659-15-043718.hdr.sgml : 20150605
20150605163035
ACCESSION NUMBER: 0001104659-15-043718
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150603
FILED AS OF DATE: 20150605
DATE AS OF CHANGE: 20150605
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: 2U, Inc.
CENTRAL INDEX KEY: 0001459417
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 262335939
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
BUSINESS PHONE: 240-487-3991
MAIL ADDRESS:
STREET 1: 8201 CORPORATE DRIVE, SUITE 110
CITY: LANDOVER
STATE: MD
ZIP: 20785
FORMER COMPANY:
FORMER CONFORMED NAME: 2tor, Inc.
DATE OF NAME CHANGE: 20090324
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Kenigsberg James
CENTRAL INDEX KEY: 0001603516
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36376
FILM NUMBER: 15916272
MAIL ADDRESS:
STREET 1: C/O 2U, INC.
STREET 2: 8201 CORPORATE DRIVE
CITY: LANDOVER
STATE: MD
ZIP: 20785
4
1
a4.xml
4
X0306
4
2015-06-03
0
0001459417
2U, Inc.
TWOU
0001603516
Kenigsberg James
C/O 2U, INC.
8201 CORPORATE DRIVE, SUITE 900
LANDOVER
MD
20785
0
1
0
0
Chief Technology Officer
Common Stock
2015-06-03
4
M
0
5000
5.75
A
42915
D
Common Stock
2015-06-03
4
S
0
5000
28.24
D
37915
D
Common Stock
2015-06-03
4
M
0
2513
11.00
A
40428
D
Common Stock
2015-06-03
4
S
0
2513
28.24
D
37915
D
Employee Stock Option (right to buy)
5.75
2015-06-03
4
M
0
5000
0.00
D
2023-02-25
Common Stock
5000
35000
D
Employee Stock Option (right to buy)
11.00
2015-06-03
4
M
0
2513
0.00
D
2024-03-06
Common Stock
2513
44174
D
The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2015.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.14 to $28.31, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.29, inclusive.
25% of the shares underlying this option vested on February 25, 2014 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
25% of the shares underlying this option vested on January 31, 2015 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date.
Matthew J. Norden, attorney-in-fact
2015-06-05