0001104659-15-043718.txt : 20150605 0001104659-15-043718.hdr.sgml : 20150605 20150605163035 ACCESSION NUMBER: 0001104659-15-043718 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150603 FILED AS OF DATE: 20150605 DATE AS OF CHANGE: 20150605 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: 2U, Inc. CENTRAL INDEX KEY: 0001459417 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 262335939 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 BUSINESS PHONE: 240-487-3991 MAIL ADDRESS: STREET 1: 8201 CORPORATE DRIVE, SUITE 110 CITY: LANDOVER STATE: MD ZIP: 20785 FORMER COMPANY: FORMER CONFORMED NAME: 2tor, Inc. DATE OF NAME CHANGE: 20090324 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Kenigsberg James CENTRAL INDEX KEY: 0001603516 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36376 FILM NUMBER: 15916272 MAIL ADDRESS: STREET 1: C/O 2U, INC. STREET 2: 8201 CORPORATE DRIVE CITY: LANDOVER STATE: MD ZIP: 20785 4 1 a4.xml 4 X0306 4 2015-06-03 0 0001459417 2U, Inc. TWOU 0001603516 Kenigsberg James C/O 2U, INC. 8201 CORPORATE DRIVE, SUITE 900 LANDOVER MD 20785 0 1 0 0 Chief Technology Officer Common Stock 2015-06-03 4 M 0 5000 5.75 A 42915 D Common Stock 2015-06-03 4 S 0 5000 28.24 D 37915 D Common Stock 2015-06-03 4 M 0 2513 11.00 A 40428 D Common Stock 2015-06-03 4 S 0 2513 28.24 D 37915 D Employee Stock Option (right to buy) 5.75 2015-06-03 4 M 0 5000 0.00 D 2023-02-25 Common Stock 5000 35000 D Employee Stock Option (right to buy) 11.00 2015-06-03 4 M 0 2513 0.00 D 2024-03-06 Common Stock 2513 44174 D The transactions reported in this Form 4 were effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on March 12, 2015. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.14 to $28.31, inclusive. The reporting person undertakes to provide to 2U, Inc., any security holder of 2U, Inc., or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $28.17 to $28.29, inclusive. 25% of the shares underlying this option vested on February 25, 2014 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date. 25% of the shares underlying this option vested on January 31, 2015 and the remaining shares vest in 36 equal monthly installments thereafter, subject to the reporting person's continued service with the issuer as of the applicable vesting date. Matthew J. Norden, attorney-in-fact 2015-06-05