The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ACXIOM CORP | COM | 005125109 | 37,488 | 1,320,472 | SH | DFND | 1 | 1,320,472 | 0 | 0 | |
ACXIOM CORP | COM | 005125109 | 17,303 | 609,479 | SH | DFND | 2 | 609,479 | 0 | 0 | |
ACXIOM CORP | COM | 005125109 | 11,217 | 395,100 | SH | Call | DFND | 1 | 395,100 | 0 | 0 |
ACXIOM CORP | COM | 005125109 | 5,178 | 182,400 | SH | Call | DFND | 2 | 182,400 | 0 | 0 |
AEROPOSTALE | COM | 007865108 | 8,497 | 903,966 | SH | DFND | 1 | 903,966 | 0 | 0 | |
AEROPOSTALE | COM | 007865108 | 3,922 | 417,234 | SH | DFND | 2 | 417,234 | 0 | 0 | |
AEROVIRONMENT INC | COM | 008073108 | 1,213 | 52,496 | SH | DFND | 1 | 52,496 | 0 | 0 | |
AEROVIRONMENT INC | COM | 008073108 | 548 | 23,704 | SH | DFND | 2 | 23,704 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 5,340 | 103,286 | SH | DFND | 1 | 103,286 | 0 | 0 | |
AKAMAI TECHNOLOGIES INC | COM | 00971T101 | 2,465 | 47,673 | SH | DFND | 2 | 47,673 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 15,989 | 328,785 | SH | DFND | 1 | 328,785 | 0 | 0 | |
AMERICAN INTL GROUP INC | COM NEW | 026874784 | 7,373 | 151,605 | SH | DFND | 2 | 151,605 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 9,724 | 577,447 | SH | DFND | 1 | 577,447 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 4,484 | 266,265 | SH | DFND | 2 | 266,265 | 0 | 0 | |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 6,472 | 384,300 | SH | Call | DFND | 1 | 384,300 | 0 | 0 |
CABLEVISION SYS CORP | CL A NY CABLVS | 12686C109 | 2,922 | 173,500 | SH | Call | DFND | 2 | 173,500 | 0 | 0 |
COMVERSE INC | COM | 20585P105 | 18,372 | 575,031 | SH | DFND | 1 | 575,031 | 0 | 0 | |
COMVERSE INC | COM | 20585P105 | 8,476 | 265,282 | SH | DFND | 2 | 265,282 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 50,442 | 878,789 | SH | DFND | 1 | 878,789 | 0 | 0 | |
CONSTELLATION BRANDS INC | CL A | 21036P108 | 23,282 | 405,614 | SH | DFND | 2 | 405,614 | 0 | 0 | |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 29,329 | 1,030,539 | SH | DFND | 1 | 1,030,539 | 0 | 0 | |
DREAMWORKS ANIMATION SKG INC | CL A | 26153C103 | 13,524 | 475,189 | SH | DFND | 2 | 475,189 | 0 | 0 | |
EBIX INC | COM NEW | 278715206 | 6,801 | 684,200 | SH | Put | DFND | 1 | 684,200 | 0 | 0 |
EBIX INC | COM NEW | 278715206 | 3,139 | 315,800 | SH | Put | DFND | 2 | 315,800 | 0 | 0 |
ECHOSTAR CORP | CL A | 278768106 | 35,624 | 810,748 | SH | DFND | 1 | 810,748 | 0 | 0 | |
ECHOSTAR CORP | CL A | 278768106 | 16,443 | 374,210 | SH | DFND | 2 | 374,210 | 0 | 0 | |
EMULEX CORP | COM NEW | 292475209 | 2,668 | 343,851 | SH | DFND | 1 | 343,851 | 0 | 0 | |
EMULEX CORP | COM NEW | 292475209 | 1,230 | 158,552 | SH | DFND | 2 | 158,552 | 0 | 0 | |
ENGILITY HLDGS INC | COM | 29285W104 | 3,945 | 124,326 | SH | DFND | 1 | 124,326 | 0 | 0 | |
ENGILITY HLDGS INC | COM | 29285W104 | 1,819 | 57,328 | SH | DFND | 2 | 57,328 | 0 | 0 | |
ERA GROUP INC | COM | 26885G109 | 12,094 | 444,948 | SH | DFND | 1 | 444,948 | 0 | 0 | |
ERA GROUP INC | COM | 26885G109 | 5,582 | 205,371 | SH | DFND | 2 | 205,371 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 10,377 | 90,935 | SH | DFND | 1 | 90,935 | 0 | 0 | |
FEDEX CORP | COM | 31428X106 | 4,785 | 41,931 | SH | DFND | 2 | 41,931 | 0 | 0 | |
FLOW INTL CORP | COM | 343468104 | 2,675 | 670,334 | SH | DFND | 1 | 670,334 | 0 | 0 | |
FLOW INTL CORP | COM | 343468104 | 1,235 | 309,400 | SH | DFND | 2 | 309,400 | 0 | 0 | |
FRANCESCAS HLDGS CORP | COM | 351793104 | 1,840 | 98,800 | SH | Put | DFND | 1 | 98,800 | 0 | 0 |
FRANCESCAS HLDGS CORP | COM | 351793104 | 834 | 44,800 | SH | Put | DFND | 2 | 44,800 | 0 | 0 |
INTRALINKS HLDGS INC | COM | 46118H104 | 13,205 | 1,500,569 | SH | DFND | 1 | 1,500,569 | 0 | 0 | |
INTRALINKS HLDGS INC | COM | 46118H104 | 6,092 | 692,283 | SH | DFND | 2 | 692,283 | 0 | 0 | |
ISHARES | RUSSELL 2000 ETF | 464287655 | 20,181 | 189,300 | SH | Put | DFND | 1 | 189,300 | 0 | 0 |
ISHARES | RUSSELL 2000 ETF | 464287655 | 9,136 | 85,700 | SH | Put | DFND | 2 | 85,700 | 0 | 0 |
KOPIN CORP | COM | 500600101 | 9,157 | 2,277,902 | SH | DFND | 1 | 2,277,902 | 0 | 0 | |
KOPIN CORP | COM | 500600101 | 4,222 | 1,050,357 | SH | DFND | 2 | 1,050,357 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 11,957 | 509,460 | SH | DFND | 1 | 509,460 | 0 | 0 | |
LIBERTY INTERACTIVE CORP | INT COM SER A | 53071M104 | 5,513 | 234,916 | SH | DFND | 2 | 234,916 | 0 | 0 | |
MOVE INC | COM NEW | 62458M207 | 17,097 | 1,008,004 | SH | DFND | 1 | 1,008,004 | 0 | 0 | |
MOVE INC | COM NEW | 62458M207 | 7,891 | 465,263 | SH | DFND | 2 | 465,263 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 12,832 | 798,987 | SH | DFND | 1 | 798,987 | 0 | 0 | |
NEWS CORP NEW | CL A | 65249B109 | 5,917 | 368,419 | SH | DFND | 2 | 368,419 | 0 | 0 | |
PENNEY J C INC | COM | 708160106 | 1,643 | 186,600 | SH | Call | DFND | 1 | 186,600 | 0 | 0 |
PENNEY J C INC | COM | 708160106 | 749 | 85,100 | SH | Call | DFND | 2 | 85,100 | 0 | 0 |
PHI INC | COM NON VTG | 69336T205 | 5,574 | 147,820 | SH | DFND | 1 | 147,820 | 0 | 0 | |
PHI INC | COM NON VTG | 69336T205 | 2,572 | 68,197 | SH | DFND | 2 | 68,197 | 0 | 0 | |
PROGRESSIVE WASTE SOLUTIONS | COM | 74339G101 | 27,488 | 1,068,310 | SH | DFND | 1 | 1,068,310 | 0 | 0 | |
PROGRESSIVE WASTE SOLUTIONS | COM | 74339G101 | 12,675 | 492,628 | SH | DFND | 2 | 492,628 | 0 | 0 | |
PROSHARES TR | ULTRAPRO SH NEW | 74348A665 | 2,488 | 120,500 | SH | Call | DFND | 1 | 120,500 | 0 | 0 |
PROSHARES TR | ULTRAPRO SH NEW | 74348A665 | 1,125 | 54,500 | SH | Call | DFND | 2 | 54,500 | 0 | 0 |
PROSHARES TR | PSHS ULPROSH NEW | 74348A632 | 2,143 | 103,300 | SH | Call | DFND | 1 | 103,300 | 0 | 0 |
PROSHARES TR | PSHS ULPROSH NEW | 74348A632 | 969 | 46,700 | SH | Call | DFND | 2 | 46,700 | 0 | 0 |
ROGERS CORP | COM | 775133101 | 19,954 | 335,473 | SH | DFND | 1 | 335,473 | 0 | 0 | |
ROGERS CORP | COM | 775133101 | 9,210 | 154,841 | SH | DFND | 2 | 154,841 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 34,983 | 587,850 | SH | DFND | 1 | 587,850 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 16,131 | 271,062 | SH | DFND | 2 | 271,062 | 0 | 0 | |
SANDISK CORP | COM | 80004C101 | 8,195 | 137,700 | SH | Call | DFND | 1 | 137,700 | 0 | 0 |
SANDISK CORP | COM | 80004C101 | 3,707 | 62,300 | SH | Call | DFND | 2 | 62,300 | 0 | 0 |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 1,351 | 668,676 | SH | DFND | 1 | 668,676 | 0 | 0 | |
SANOFI | RIGHT 12/31/2020 | 80105N113 | 514 | 254,530 | SH | DFND | 2 | 254,530 | 0 | 0 | |
VERIFONE SYS INC | COM | 92342Y109 | 10,607 | 464,001 | SH | DFND | 1 | 464,001 | 0 | 0 | |
VERIFONE SYS INC | COM | 92342Y109 | 4,896 | 214,153 | SH | DFND | 2 | 214,153 | 0 | 0 | |
VERINT SYS INC | COM | 92343X100 | 30,280 | 817,061 | SH | DFND | 1 | 817,061 | 0 | 0 | |
VERINT SYS INC | COM | 92343X100 | 13,970 | 376,949 | SH | DFND | 2 | 376,949 | 0 | 0 | |
VITACOST COM INC | COM | 92847A200 | 4,730 | 556,520 | SH | DFND | 1 | 556,520 | 0 | 0 | |
VITACOST COM INC | COM | 92847A200 | 2,136 | 251,274 | SH | DFND | 2 | 251,274 | 0 | 0 |