0001209191-21-033749.txt : 20210518 0001209191-21-033749.hdr.sgml : 20210518 20210518192525 ACCESSION NUMBER: 0001209191-21-033749 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210514 FILED AS OF DATE: 20210518 DATE AS OF CHANGE: 20210518 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trundle Stephen CENTRAL INDEX KEY: 0001643898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 21937862 MAIL ADDRESS: STREET 1: C/O ALARM.COM HOLDINGS, INC. STREET 2: 8150 LEESBURG PIKE CITY: VIENNA STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alarm.com Holdings, Inc. CENTRAL INDEX KEY: 0001459200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264247032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 877-389-4033 MAIL ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2021-05-14 0 0001459200 Alarm.com Holdings, Inc. ALRM 0001643898 Trundle Stephen C/O ALARM.COM HOLDINGS, INC. 8281 GREENSBORO DRIVE SUITE 100 TYSONS VA 22102 1 1 0 0 President and CEO Common Stock 2021-05-14 4 S 0 14087 82.29 D 1681652 I By LLC Common Stock 2021-05-15 4 A 0 25000 0.00 A 265616 D Common Stock 279687 I By Gift Trust Common Stock 9862 I By Footings Advancement Trust Employee Stock Option (Right to Buy) 82.51 2021-05-15 4 A 0 30000 0.00 A 2031-05-14 Common Stock 30000 30000 D The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $82.03 - $82.65, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein. This security represents restricted stock units (the "RSUs") granted under the Issuer's 2015 Equity Incentive Plan, as amended. Each RSU represents a contingent right to receive one share of common stock of the Issuer. The RSUs shall vest in five (5) equal annual installments beginning on May 15, 2022, such that the RSUs shall be fully vested on May 15, 2026, subject to the Reporting Person's continued service with the Issuer through each such date. These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein. These shares are owned by the Footings Advancement Trust (the "Advancement Trust"). The Reporting Person has the sole power to vote and dispose of the shares held by the Advancement Trust and certain members of the Reporting Person's immediate family are beneficiaries. The Reporting Person disclaims beneficial ownership of the shares owned by the Advancement Trust except to the extent, if any, of his pecuniary interest therein. This option shall vest and become exercisable on May 15, 2026, subject to the Reporting Person's continued service with the Issuer. /s/ Daniel Ramos, Attorney-in-Fact 2021-05-18