0001209191-18-020559.txt : 20180319 0001209191-18-020559.hdr.sgml : 20180319 20180319161429 ACCESSION NUMBER: 0001209191-18-020559 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180315 FILED AS OF DATE: 20180319 DATE AS OF CHANGE: 20180319 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Trundle Stephen CENTRAL INDEX KEY: 0001643898 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-37461 FILM NUMBER: 18698881 MAIL ADDRESS: STREET 1: C/O ALARM.COM HOLDINGS, INC. STREET 2: 8150 LEESBURG PIKE CITY: VIENNA STATE: VA ZIP: 22182 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Alarm.com Holdings, Inc. CENTRAL INDEX KEY: 0001459200 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372] IRS NUMBER: 264247032 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 BUSINESS PHONE: 877-389-4033 MAIL ADDRESS: STREET 1: 8281 GREENSBORO DRIVE STREET 2: SUITE 100 CITY: TYSONS STATE: VA ZIP: 22102 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-03-15 0 0001459200 Alarm.com Holdings, Inc. ALRM 0001643898 Trundle Stephen C/O ALARM.COM HOLDINGS, INC. 8281 GREENSBORO DRIVE SUITE 100 TYSONS VA 22102 1 1 0 0 President and CEO Common Stock 2018-03-15 4 M 0 5000 3.89 A 167191 D Common Stock 2018-03-15 4 S 0 5000 39.80 D 162191 D Common Stock 2018-03-15 4 M 0 2500 21.70 A 164691 D Common Stock 2018-03-16 4 M 0 20000 3.89 A 184691 D Common Stock 2018-03-16 4 S 0 20000 38.94 D 164691 D Common Stock 130118 I By Trust Common Stock 204642 I By Trust Common Stock 2141235 I By LLC Stock Option (Right to Buy) 3.89 2018-03-15 4 M 0 5000 0.00 D 2022-07-11 Common Stock 5000 72193 D Stock Option (Right to Buy) 21.70 2018-03-15 4 M 0 2500 0.00 D 2026-05-14 Common Stock 2500 47500 D Stock Option (Right to Buy) 3.89 2018-03-16 4 M 0 20000 0.00 D 2022-07-11 Common Stock 20000 52193 D These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person. The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 - $38.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein. These shares are owned by the Stephen Trundle 2015 4 Year GRAT (the "4 Year GRAT"). The Reporting Person is the sole trustee and primary beneficiary of the 4 Year GRAT. These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein. Immediately exercisable. This option is immediately exercisable. Twenty percent (20%) of the shares subject to this option vested on May 15, 2017 and the balance of the shares vest in a series of forty-eight (48) successive equal monthly installments beginning on June 1, 2017, subject to the Reporting Person's continuous service with the Company through each vesting date. /s/ Daniel Ramos, Attorney-in-Fact 2018-03-19