0001209191-18-020559.txt : 20180319
0001209191-18-020559.hdr.sgml : 20180319
20180319161429
ACCESSION NUMBER: 0001209191-18-020559
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180315
FILED AS OF DATE: 20180319
DATE AS OF CHANGE: 20180319
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Trundle Stephen
CENTRAL INDEX KEY: 0001643898
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37461
FILM NUMBER: 18698881
MAIL ADDRESS:
STREET 1: C/O ALARM.COM HOLDINGS, INC.
STREET 2: 8150 LEESBURG PIKE
CITY: VIENNA
STATE: VA
ZIP: 22182
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Alarm.com Holdings, Inc.
CENTRAL INDEX KEY: 0001459200
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-PREPACKAGED SOFTWARE [7372]
IRS NUMBER: 264247032
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8281 GREENSBORO DRIVE
STREET 2: SUITE 100
CITY: TYSONS
STATE: VA
ZIP: 22102
BUSINESS PHONE: 877-389-4033
MAIL ADDRESS:
STREET 1: 8281 GREENSBORO DRIVE
STREET 2: SUITE 100
CITY: TYSONS
STATE: VA
ZIP: 22102
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-03-15
0
0001459200
Alarm.com Holdings, Inc.
ALRM
0001643898
Trundle Stephen
C/O ALARM.COM HOLDINGS, INC.
8281 GREENSBORO DRIVE SUITE 100
TYSONS
VA
22102
1
1
0
0
President and CEO
Common Stock
2018-03-15
4
M
0
5000
3.89
A
167191
D
Common Stock
2018-03-15
4
S
0
5000
39.80
D
162191
D
Common Stock
2018-03-15
4
M
0
2500
21.70
A
164691
D
Common Stock
2018-03-16
4
M
0
20000
3.89
A
184691
D
Common Stock
2018-03-16
4
S
0
20000
38.94
D
164691
D
Common Stock
130118
I
By Trust
Common Stock
204642
I
By Trust
Common Stock
2141235
I
By LLC
Stock Option (Right to Buy)
3.89
2018-03-15
4
M
0
5000
0.00
D
2022-07-11
Common Stock
5000
72193
D
Stock Option (Right to Buy)
21.70
2018-03-15
4
M
0
2500
0.00
D
2026-05-14
Common Stock
2500
47500
D
Stock Option (Right to Buy)
3.89
2018-03-16
4
M
0
20000
0.00
D
2022-07-11
Common Stock
20000
52193
D
These sales were effected pursuant to a Rule 10b5-1 trading plan adopted by the Reporting Person.
The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.90 - $38.97, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4.
These shares are owned by the Stephen Trundle 2015 Gift Trust (the "Trust"). Certain members of the Reporting Person's immediate family are beneficiaries of the Trust. The Reporting Person disclaims beneficial ownership of the shares owned by the Trust except to the extent, if any, of his pecuniary interest therein.
These shares are owned by the Stephen Trundle 2015 4 Year GRAT (the "4 Year GRAT"). The Reporting Person is the sole trustee and primary beneficiary of the 4 Year GRAT.
These shares are owned by Backbone Partners, LLC ("Backbone"). The Reporting Person has the sole power to vote and dispose of the shares held by Backbone. The Reporting Person disclaims beneficial ownership of the shares owned by Backbone except to the extent, if any, of his pecuniary interest therein.
Immediately exercisable.
This option is immediately exercisable. Twenty percent (20%) of the shares subject to this option vested on May 15, 2017 and the balance of the shares vest in a series of forty-eight (48) successive equal monthly installments beginning on June 1, 2017, subject to the Reporting Person's continuous service with the Company through each vesting date.
/s/ Daniel Ramos, Attorney-in-Fact
2018-03-19