0001179110-15-015694.txt : 20151203 0001179110-15-015694.hdr.sgml : 20151203 20151203163450 ACCESSION NUMBER: 0001179110-15-015694 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20151201 FILED AS OF DATE: 20151203 DATE AS OF CHANGE: 20151203 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG Yield, Inc. CENTRAL INDEX KEY: 0001567683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 461777204 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-9500 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG Yieldco, Inc. DATE OF NAME CHANGE: 20130123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ford Brian R. CENTRAL INDEX KEY: 0001458874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36002 FILM NUMBER: 151267765 MAIL ADDRESS: STREET 1: 1 MILFORD WAY CITY: MEDFORD STATE: NJ ZIP: 08055 4 1 edgar.xml FORM 4 - X0306 4 2015-12-01 0 0001567683 NRG Yield, Inc. NYLD 0001458874 Ford Brian R. NRG YIELD, INC. 211 CARNEGIE CENTER PRINCETON NJ 08540 1 0 0 0 Class A Common Stock, par value $.01 per share 2015-12-01 4 A 0 77 A 5909 D Class C Common Stock, par value $.01 per share 2015-12-01 4 A 0 120 A 8961 D Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in the Class A or Class C Common Stock of NRG Yield, Inc. as determined by the Deferred Stock Unit to which they relate. The number of derivative securities reported in column 5 includes in the aggregate 363 dividend equivalent rights that may only be settled in Class A Common Stock, of which there has been a de minimus adjustment of 2 dividend equivalent rights as a result of rounding of fractional shares The number of derivative securities reported in column 5 includes in the aggregate 464 dividend equivalent rights that may only be settled in Class C Common Stock, of which there has been a de minimus adjustment of 1 dividend equivalent right as a result of rounding of fractional shares /s/ Brian Curci, by Power of Attorney 2015-12-03