0001104659-15-043196.txt : 20150603
0001104659-15-043196.hdr.sgml : 20150603
20150603163818
ACCESSION NUMBER: 0001104659-15-043196
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20150514
FILED AS OF DATE: 20150603
DATE AS OF CHANGE: 20150603
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: NRG Yield, Inc.
CENTRAL INDEX KEY: 0001567683
STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911]
IRS NUMBER: 461777204
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 211 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
BUSINESS PHONE: 609-524-9500
MAIL ADDRESS:
STREET 1: 211 CARNEGIE CENTER
CITY: PRINCETON
STATE: NJ
ZIP: 08540
FORMER COMPANY:
FORMER CONFORMED NAME: NRG Yieldco, Inc.
DATE OF NAME CHANGE: 20130123
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Ford Brian R.
CENTRAL INDEX KEY: 0001458874
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36002
FILM NUMBER: 15910492
MAIL ADDRESS:
STREET 1: 1 MILFORD WAY
CITY: MEDFORD
STATE: NJ
ZIP: 08055
4
1
a4.xml
4
X0306
4
2015-05-14
0
0001567683
NRG Yield, Inc.
NYLD
0001458874
Ford Brian R.
NRG YIELD, INC.
211 CARNEGIE CENTER
PRINCETON
NJ
08540
1
0
0
0
Class C Common Stock, par value $.01 per share
2015-05-14
5
J
0
E
5729
A
5729
D
Class C Common Stock, par value $.01 per share
2015-06-01
4
A
0
2951
A
8680
D
Class C Common Stock, par value $.01 per share
2015-06-01
4
A
0
239
A
8919
D
Class A Common Stock, par value $.01 per share
2015-06-01
4
A
0
219
A
5948
D
Shares of Class C Common Stock were acquired through a stock split pursuant to the recapitalization of the Issuer on May 14, 2015, whereby each issued and outstanding share of Class A Common Stock was split into one share of Class A Common Stock and one share of Class C Common Stock.
Represents 2,951 Deferred Stock Units issued to the reporting person by NRG Yield, Inc. under NRG Yield, Inc.'s Amended and Restated Equity Incentive Plan.
Each Deferred Stock Unit is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he/she owns upon termination of his/her service on NRG Yield, Inc.'s Board of Directors. The dividend equivalent rights accrued on the reporting person's Deferred Stock Units which they have received. Each dividend equivalent right is the economic equivalent of one share of the Class C Common Stock of NRG Yield, Inc.
Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of NRG Yield, Inc. as determined by the Deferred Stock Unit to which they relate.
Includes 421 dividend equivalent rights that may only be settled in Class C Common Stock.
Includes 401 dividend equivalent rights that may only be settled in Class A Common Stock.
/s/ Brian Curci, by Power of Attorney
2015-06-03