0001104659-15-043196.txt : 20150603 0001104659-15-043196.hdr.sgml : 20150603 20150603163818 ACCESSION NUMBER: 0001104659-15-043196 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20150514 FILED AS OF DATE: 20150603 DATE AS OF CHANGE: 20150603 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NRG Yield, Inc. CENTRAL INDEX KEY: 0001567683 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRIC SERVICES [4911] IRS NUMBER: 461777204 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 BUSINESS PHONE: 609-524-9500 MAIL ADDRESS: STREET 1: 211 CARNEGIE CENTER CITY: PRINCETON STATE: NJ ZIP: 08540 FORMER COMPANY: FORMER CONFORMED NAME: NRG Yieldco, Inc. DATE OF NAME CHANGE: 20130123 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ford Brian R. CENTRAL INDEX KEY: 0001458874 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36002 FILM NUMBER: 15910492 MAIL ADDRESS: STREET 1: 1 MILFORD WAY CITY: MEDFORD STATE: NJ ZIP: 08055 4 1 a4.xml 4 X0306 4 2015-05-14 0 0001567683 NRG Yield, Inc. NYLD 0001458874 Ford Brian R. NRG YIELD, INC. 211 CARNEGIE CENTER PRINCETON NJ 08540 1 0 0 0 Class C Common Stock, par value $.01 per share 2015-05-14 5 J 0 E 5729 A 5729 D Class C Common Stock, par value $.01 per share 2015-06-01 4 A 0 2951 A 8680 D Class C Common Stock, par value $.01 per share 2015-06-01 4 A 0 239 A 8919 D Class A Common Stock, par value $.01 per share 2015-06-01 4 A 0 219 A 5948 D Shares of Class C Common Stock were acquired through a stock split pursuant to the recapitalization of the Issuer on May 14, 2015, whereby each issued and outstanding share of Class A Common Stock was split into one share of Class A Common Stock and one share of Class C Common Stock. Represents 2,951 Deferred Stock Units issued to the reporting person by NRG Yield, Inc. under NRG Yield, Inc.'s Amended and Restated Equity Incentive Plan. Each Deferred Stock Unit is equivalent in value to one share of NRG Yield, Inc.'s Class C Common Stock, par value $.01 per share. The reporting person will receive from NRG Yield, Inc. one such share of Class C Common Stock for each Deferred Stock Unit he/she owns upon termination of his/her service on NRG Yield, Inc.'s Board of Directors. The dividend equivalent rights accrued on the reporting person's Deferred Stock Units which they have received. Each dividend equivalent right is the economic equivalent of one share of the Class C Common Stock of NRG Yield, Inc. Represents dividend equivalent rights accrued on the reporting person's Deferred Stock Units, which become exercisable proportionately with the Deferred Stock Units to which they relate and may only be settled in Class A or Class C Common Stock of NRG Yield, Inc. as determined by the Deferred Stock Unit to which they relate. Includes 421 dividend equivalent rights that may only be settled in Class C Common Stock. Includes 401 dividend equivalent rights that may only be settled in Class A Common Stock. /s/ Brian Curci, by Power of Attorney 2015-06-03