0001140361-24-038131.txt : 20240821
0001140361-24-038131.hdr.sgml : 20240821
20240821201554
ACCESSION NUMBER: 0001140361-24-038131
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20240820
FILED AS OF DATE: 20240821
DATE AS OF CHANGE: 20240821
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drapkin Matthew A
CENTRAL INDEX KEY: 0001458693
ORGANIZATION NAME:
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 241229891
MAIL ADDRESS:
STREET 1: 10 CORBIN DRIVE
STREET 2: 3RD FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
ORGANIZATION NAME:
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 3801 PGA BOULEVARD
STREET 2: SUITE 603
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 3801 PGA BOULEVARD
STREET 2: SUITE 603
CITY: PALM BEACH GARDENS
STATE: FL
ZIP: 33410
4
1
form4.xml
FORM 4
X0508
4
2024-08-20
0001675033
Great Elm Capital Corp.
GECC
0001458693
Drapkin Matthew A
C/O NORTHERN RIGHT CAPITAL MANAGEMENT LP
9 OLD KINGS HIGHWAY, 4TH FLOOR
DARIEN
CT
06820
true
false
Common Stock
429331
I
See Footnote
Common Stock
369140
I
See Footnote
Common Stock
2024-08-20
4
P
0
3189
10.01
A
64806
D
Common Stock
2024-08-21
4
P
0
1310
10.12
A
66116
D
Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").
Represents shares of common stock purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of separate managed accounts on behalf of an investment advisory client (the "Managed Accounts").
The price reported in Column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $9.95 to $10.10, inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer or the staff of the SEC, upon request, full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.
As general partner and investment manager of Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.
(continued from footnote 4) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.
/s/ Adam M. Kleinman, attorney-in-fact
2024-08-21