0001140361-22-021021.txt : 20220527
0001140361-22-021021.hdr.sgml : 20220527
20220527161754
ACCESSION NUMBER: 0001140361-22-021021
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20220525
FILED AS OF DATE: 20220527
DATE AS OF CHANGE: 20220527
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drapkin Matthew A
CENTRAL INDEX KEY: 0001458693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-01211
FILM NUMBER: 22977769
MAIL ADDRESS:
STREET 1: 10 CORBIN DRIVE
STREET 2: 3RD FLOOR
CITY: DARIEN
STATE: CT
ZIP: 06820
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Great Elm Capital Corp.
CENTRAL INDEX KEY: 0001675033
IRS NUMBER: 812621577
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
BUSINESS PHONE: 617-375-3006
MAIL ADDRESS:
STREET 1: 800 SOUTH STREET
STREET 2: SUITE 230
CITY: WALTHAM
STATE: MA
ZIP: 02453
4
1
form4.xml
FORM 4
X0306
4
2022-05-25
0001675033
Great Elm Capital Corp.
GECC
0001458693
Drapkin Matthew A
C/O GREAT ELM CAPITAL CORP.
800 SOUTH STREET, SUITE 230
WALTHAM
MA
02453
true
Common Stock
2022-05-25
4
P
0
946
12.4136
A
49140
I
See Footnote
Common Stock
2022-05-25
4
P
0
1597
12.4136
A
48932
I
See Footnote
Common Stock
2022-05-25
4
P
0
4793
12.4136
A
136399
I
See Footnote
Common Stock
1617
D
Represents shares of common stock purchased by Northern Right Capital Management, L.P., a Texas limited partnership ("Northern Right Management"), on behalf of separate managed accounts on behalf of an investment advisory client (the "Managed Accounts").
Represents shares of common stock held directly by NRC Partners I, L.P. ("NRC Partners").
Represents shares of common stock held directly by Northern Right Capital (QP), L.P., a Texas limited partnership ("Northern Right QP").
As general partner and investment manager of NRC Partners and Northern Right QP, Northern Right Management may be deemed to be the beneficial owner of the shares of common stock held by NRC Partners and Northern Right QP. As the investment manager of the Managed Accounts, Northern Right Management may also be deemed to be the beneficial owner of the shares of common stock held by the Managed Accounts. As general partner of Northern Right Management, BC Advisors, LLC, a Texas limited liability company ("BCA") may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by Northern Right Management. As the managing member of BCA, the Reporting Person may be deemed to be the beneficial owner of the shares of common stock beneficially owned (or deemed beneficially owned) by BCA.
(continued from footnote 4) The Reporting Person disclaims such beneficial ownership of the shares of common stock indirectly owned through his position with BCA, except to the extent of his pecuniary interest therein.
/s/ Adam M. Kleinman, attorney-in-fact
2022-05-27