0000899243-16-016246.txt : 20160317 0000899243-16-016246.hdr.sgml : 20160317 20160317203332 ACCESSION NUMBER: 0000899243-16-016246 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160315 FILED AS OF DATE: 20160317 DATE AS OF CHANGE: 20160317 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: XURA, INC. CENTRAL INDEX KEY: 0001549872 STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389] IRS NUMBER: 043398741 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 QUANNAPOWITT PARKWAY CITY: WAKEFIELD STATE: MA ZIP: 01880 BUSINESS PHONE: 781-246-9000 MAIL ADDRESS: STREET 1: 200 QUANNAPOWITT PARKWAY CITY: WAKEFIELD STATE: MA ZIP: 01880 FORMER COMPANY: FORMER CONFORMED NAME: Comverse, Inc. DATE OF NAME CHANGE: 20120511 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Drapkin Matthew A CENTRAL INDEX KEY: 0001458693 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-35572 FILM NUMBER: 161513964 MAIL ADDRESS: STREET 1: 500 CRESCENT COURT STREET 2: SUITE 230 CITY: DALLAS STATE: TX ZIP: 75201 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-03-15 0 0001549872 XURA, INC. MESG 0001458693 Drapkin Matthew A C/O NORTHERN RIGHT CAPITAL MANAGEMENT, L.P., 10 CORBIN DRIVE, 3RD FLOOR DARIEN CT 06820 1 0 0 0 Common Stock 2016-03-15 4 A 0 1552 0.00 A 11679 D Common Stock 205027 I See footnotes Common Stock 292128 I See footnotes Common Stock 282738 I See footnotes Common Stock 189414 I See footnotes Common Stock 478136 I See footnotes Represents director stock unit awards covering 1,552 shares of Common Stock of the Issuer granted to Mr. Drapkin by the Issuer to make up for director stock units inadvertently not granted to Mr. Drapkin for his service as a director of the Issuer from the date of his appointment on March 12, 2014 to June 25, 2014. Such director stock unit awards were granted and vested on March 15, 2016. Includes 6,528 shares of Common Stock deliverable in settlement of unvested director stock unit awards, which shall vest and be delivered on June 26, 2016. Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. (f/k/a Becker Drapkin Partners (QP), L.P.) ("NRC QP"). Represents Common Stock of the Issuer directly held by Becker Drapkin Partners SLV, Ltd. ("BD SLV"). Represents Common Stock of the Issuer directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Northern Right Capital Management, L.P. (f/k/a Becker Drapkin Management, L.P.) ("NRC Management"). Represents Common Stock of the Issuer directly held by BD Partners VII, L.P. ("BD VII"). Represents Common Stock of the Issuer directly held by BD Partners VII SPV, L.P. ("BD VII SPV"). Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of NRC Management (of which Mr. Drapkin is a limited partner), and NRC Management is the general partner of, and investment manager for, each of NRC QP, BD VII, and BD VII SPV, and the investment manager for each of BD SLV and the Managed Account. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein. MATTHEW A. DRAPKIN, /s/ Matthew A. Drapkin 2016-03-17