0000899243-16-016246.txt : 20160317
0000899243-16-016246.hdr.sgml : 20160317
20160317203332
ACCESSION NUMBER: 0000899243-16-016246
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20160315
FILED AS OF DATE: 20160317
DATE AS OF CHANGE: 20160317
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: XURA, INC.
CENTRAL INDEX KEY: 0001549872
STANDARD INDUSTRIAL CLASSIFICATION: SERVICES-BUSINESS SERVICES, NEC [7389]
IRS NUMBER: 043398741
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 QUANNAPOWITT PARKWAY
CITY: WAKEFIELD
STATE: MA
ZIP: 01880
BUSINESS PHONE: 781-246-9000
MAIL ADDRESS:
STREET 1: 200 QUANNAPOWITT PARKWAY
CITY: WAKEFIELD
STATE: MA
ZIP: 01880
FORMER COMPANY:
FORMER CONFORMED NAME: Comverse, Inc.
DATE OF NAME CHANGE: 20120511
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Drapkin Matthew A
CENTRAL INDEX KEY: 0001458693
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35572
FILM NUMBER: 161513964
MAIL ADDRESS:
STREET 1: 500 CRESCENT COURT
STREET 2: SUITE 230
CITY: DALLAS
STATE: TX
ZIP: 75201
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2016-03-15
0
0001549872
XURA, INC.
MESG
0001458693
Drapkin Matthew A
C/O NORTHERN RIGHT CAPITAL MANAGEMENT,
L.P., 10 CORBIN DRIVE, 3RD FLOOR
DARIEN
CT
06820
1
0
0
0
Common Stock
2016-03-15
4
A
0
1552
0.00
A
11679
D
Common Stock
205027
I
See footnotes
Common Stock
292128
I
See footnotes
Common Stock
282738
I
See footnotes
Common Stock
189414
I
See footnotes
Common Stock
478136
I
See footnotes
Represents director stock unit awards covering 1,552 shares of Common Stock of the Issuer granted to Mr. Drapkin by the Issuer to make up for director stock units inadvertently not granted to Mr. Drapkin for his service as a director of the Issuer from the date of his appointment on March 12, 2014 to June 25, 2014. Such director stock unit awards were granted and vested on March 15, 2016.
Includes 6,528 shares of Common Stock deliverable in settlement of unvested director stock unit awards, which shall vest and be delivered on June 26, 2016.
Represents Common Stock of the Issuer directly held by Northern Right Capital (QP), L.P. (f/k/a Becker Drapkin Partners (QP), L.P.) ("NRC QP").
Represents Common Stock of the Issuer directly held by Becker Drapkin Partners SLV, Ltd. ("BD SLV").
Represents Common Stock of the Issuer directly held by a managed account on behalf of an investment advisory client (the "Managed Account") of Northern Right Capital Management, L.P. (f/k/a Becker Drapkin Management, L.P.) ("NRC Management").
Represents Common Stock of the Issuer directly held by BD Partners VII, L.P. ("BD VII").
Represents Common Stock of the Issuer directly held by BD Partners VII SPV, L.P. ("BD VII SPV").
Mr. Drapkin may be deemed to beneficially own such Common Stock as he is a member of BC Advisors, LLC, which is the general partner of NRC Management (of which Mr. Drapkin is a limited partner), and NRC Management is the general partner of, and investment manager for, each of NRC QP, BD VII, and BD VII SPV, and the investment manager for each of BD SLV and the Managed Account. Mr. Drapkin disclaims beneficial ownership in such Common Stock except to the extent of his pecuniary interest therein.
MATTHEW A. DRAPKIN, /s/ Matthew A. Drapkin
2016-03-17