SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
O'Toole David L.

(Last) (First) (Middle)
11440 TOMAHAWK CREEK PARKWAY

(Street)
LEAWOOD KS 66211

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
08/14/2019
3. Issuer Name and Ticker or Trading Symbol
CROSSFIRST BANKSHARES, INC. [ CFB ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
X Officer (give title below) Other (specify below)
CFO and Investment Officer
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 29,270 D
Common Stock 159,489 I See(1)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Stock Settled Appreciation Right (2) (2) Common Stock 60,000 $14.25 D
Stock Settled Appreciation Right (3) (3) Common Stock 4,380 $7.5 D
Stock Settled Appreciation Right (3) (3) Common Stock 13,060 $7.5 D
Stock Settled Appreciation Right (3) (3) Common Stock 13,062 $7.5 D
Stock Settled Appreciation Right (4) (4) Common Stock 22,858 $6.25 D
Restricted Stock Units (5) (5) Common Stock 11,000 $15.5 D
Restricted Stock Units (6) (6) Common Stock 8,290 $15.5 D
Restricted Stock Units (7) (7) Common Stock 3,871 $15.5 D
Explanation of Responses:
1. Shares held by the David L. O'Toole Revocable Trust, dated July 17, 2015, with Mr. O'Toole as the primary trustee and to which Mr. O'Toole has sole voting and investment power with respect to such shares.
2. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on July 26, 2021.
3. These shares, issuable upon settlement of stock-settled appreciation rights, will fully best on May 1, 2022.
4. These shares, issuable upon settlement of stock-settled appreciation rights, will fully vest on January 24, 2020.
5. These restricted stock units, granted October 25, 2018, will cliff vest on December 31, 2019.
6. These restricted stock units, granted October 25, 2018, will cliff vest on December 31, 2020.
7. These restricted stock units, granted February 28, 2019, will fully vest on February 28, 2022.
/s/Aisha Reynolds, Attorney-in-Fact for David O'Toole 08/14/2019
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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