0001458292-11-000021.txt : 20110316 0001458292-11-000021.hdr.sgml : 20110316 20110316160416 ACCESSION NUMBER: 0001458292-11-000021 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20110316 DATE AS OF CHANGE: 20110316 EFFECTIVENESS DATE: 20110316 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Permal U.S. Opportunities Ltd. CENTRAL INDEX KEY: 0001458265 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-156877 FILM NUMBER: 11691905 BUSINESS ADDRESS: STREET 1: C/O EQUITY TRUST (BVI) LIMITED STREET 2: P.O. BOX 438, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: BVI BUSINESS PHONE: 212-418-6622 MAIL ADDRESS: STREET 1: C/O EQUITY TRUST (BVI) LIMITED STREET 2: P.O. BOX 438, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: BVI D 1 primary_doc.xml X0704 D LIVE 0001458265 Permal U.S. Opportunities Ltd. C/O EQUITY TRUST (BVI) LIMITED ROAD TOWN, PO BOX 438 TORTOLA D8 VIRGIN ISLANDS, BRITISH BVI 212-418-6622 VIRGIN ISLANDS, BRITISH None None Other PRIVATE INVESTMENT FUND true Edmond de la Haye Jousselin c/o Permal Asset Management 900 Third Ave New York NY NEW YORK 10022 Director RAYMOND A MASON c/o Permal Asset Management 900 Third Ave New York NY NEW YORK 10022 Director Isaac Souede c/o Permal Asset Management 900 Third Ave New York NY NEW YORK 10022 Director William Waters c/o Permal Asset Management 900 Third Ave New York NY NEW YORK 10022 Director Gary Gladstein c/o Permal Asset Management 900 Third Ave New York NY NEW YORK 10022 Director Pooled Investment Fund Other Investment Fund false Over $100,000,000 06 3C 3C.7 false 1987-09-18 true true true false 100000 Maybridge Partners, Inc. None None None 4 Maybridge Belvedere CA CALIFORNIA 94920 All States false C.P. Eaton and Associates 31170 None None 131 Rowayton Ave Rowayton CT CONNECTICUT 94402 All States false Indefinite 215127648 Indefinite As of Approximate 2/28/11 false 77 0 0 None paid by the fund in connection with US offering in the past year 15000 true Annual fees payable to directors of the fund only. This amount does not investment management fee payable to the fund's investment adviser, which varies greatly from year to year, depending on performance and total assets. false Permal U.S. Opportunities Ltd. GREGORY T MERZ GREGORY T MERZ DEPUTY GENERAL COUNSEL 2011-03-16