0001458265-13-000001.txt : 20130313 0001458265-13-000001.hdr.sgml : 20130313 20130313105624 ACCESSION NUMBER: 0001458265-13-000001 CONFORMED SUBMISSION TYPE: D/A PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: Rule 506 ITEM INFORMATION: Investment Company Act Section 3(c) ITEM INFORMATION: Section 3(c)(7) FILED AS OF DATE: 20130313 DATE AS OF CHANGE: 20130313 EFFECTIVENESS DATE: 20130313 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Permal U.S. Opportunities Ltd. CENTRAL INDEX KEY: 0001458265 IRS NUMBER: 000000000 STATE OF INCORPORATION: D8 FILING VALUES: FORM TYPE: D/A SEC ACT: 1933 Act SEC FILE NUMBER: 021-156877 FILM NUMBER: 13686355 BUSINESS ADDRESS: STREET 1: C/O EQUITY TRUST (BVI) LIMITED STREET 2: P.O. BOX 438, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: BVI BUSINESS PHONE: 212-418-6622 MAIL ADDRESS: STREET 1: C/O EQUITY TRUST (BVI) LIMITED STREET 2: P.O. BOX 438, ROAD TOWN CITY: TORTOLA STATE: D8 ZIP: BVI D/A 1 primary_doc.xml X0706 D/A LIVE 0001458265 Permal U.S. Opportunities Ltd. EQUITY TRUST (BVI) LIMITED BOX 438, PALM GROVE HOUSE ROAD TOWN, TORTOLA D8 VIRGIN ISLANDS, BRITISH BVI 212-418-6500 VIRGIN ISLANDS, BRITISH None None Other BVI Business Company true Edmond de la Haye Jousselin c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Raymond A Mason c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Isaac Souede c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director William Waters c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Gary Gladstein c/o Permal Asset Management Inc. 900 Third Ave New York NY NEW YORK 10022 Director Pooled Investment Fund Hedge Fund false Over $100,000,000 06 3C 3C.7 true 0001458265-12-000001 1987-09-18 true true false 100000 Maybridge Partners, Inc. None None None 4 Maybridge Belvedere CA CALIFORNIA 94920 All States false C.P. Eaton and Associates 31170 None None 131 Rowayton Ave Rowayton CT CONNECTICUT 94402 All States false Indefinite 451068130 Indefinite false 12 0 0 The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer. 32500 true Annual fee paid to directors. false Permal U.S. Opportunities Ltd. /s/ Karen Hager Karen Hager Authorized Signatory 2013-03-13