0001458265-13-000001.txt : 20130313
0001458265-13-000001.hdr.sgml : 20130313
20130313105624
ACCESSION NUMBER: 0001458265-13-000001
CONFORMED SUBMISSION TYPE: D/A
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: Rule 506
ITEM INFORMATION: Investment Company Act Section 3(c)
ITEM INFORMATION: Section 3(c)(7)
FILED AS OF DATE: 20130313
DATE AS OF CHANGE: 20130313
EFFECTIVENESS DATE: 20130313
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Permal U.S. Opportunities Ltd.
CENTRAL INDEX KEY: 0001458265
IRS NUMBER: 000000000
STATE OF INCORPORATION: D8
FILING VALUES:
FORM TYPE: D/A
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-156877
FILM NUMBER: 13686355
BUSINESS ADDRESS:
STREET 1: C/O EQUITY TRUST (BVI) LIMITED
STREET 2: P.O. BOX 438, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: BVI
BUSINESS PHONE: 212-418-6622
MAIL ADDRESS:
STREET 1: C/O EQUITY TRUST (BVI) LIMITED
STREET 2: P.O. BOX 438, ROAD TOWN
CITY: TORTOLA
STATE: D8
ZIP: BVI
D/A
1
primary_doc.xml
X0706
D/A
LIVE
0001458265
Permal U.S. Opportunities Ltd.
EQUITY TRUST (BVI) LIMITED
BOX 438, PALM GROVE HOUSE
ROAD TOWN, TORTOLA
D8
VIRGIN ISLANDS, BRITISH
BVI
212-418-6500
VIRGIN ISLANDS, BRITISH
None
None
Other
BVI Business Company
true
Edmond
de la Haye
Jousselin
c/o Permal Asset Management Inc.
900 Third Ave
New York
NY
NEW YORK
10022
Director
Raymond
A
Mason
c/o Permal Asset Management Inc.
900 Third Ave
New York
NY
NEW YORK
10022
Director
Isaac
Souede
c/o Permal Asset Management Inc.
900 Third Ave
New York
NY
NEW YORK
10022
Director
William
Waters
c/o Permal Asset Management Inc.
900 Third Ave
New York
NY
NEW YORK
10022
Director
Gary
Gladstein
c/o Permal Asset Management Inc.
900 Third Ave
New York
NY
NEW YORK
10022
Director
Pooled Investment Fund
Hedge Fund
false
Over $100,000,000
- 06
- 3C
- 3C.7
true
0001458265-12-000001
1987-09-18
true
true
false
100000
Maybridge Partners, Inc.
None
None
None
4 Maybridge
Belvedere
CA
CALIFORNIA
94920
All States
false
C.P. Eaton and Associates
31170
None
None
131 Rowayton Ave
Rowayton
CT
CONNECTICUT
94402
All States
false
Indefinite
451068130
Indefinite
false
12
0
0
The agreement with C.P. Eaton and Associates has been terminated since September 30, 2008. The agreement with Maybridge Partners Inc. terminated on or around May 11, 2011. Neither firm currently solicits for the Issuer.
32500
true
Annual fee paid to directors.
false
Permal U.S. Opportunities Ltd.
/s/ Karen Hager
Karen Hager
Authorized Signatory
2013-03-13