0001567619-20-006381.txt : 20200316 0001567619-20-006381.hdr.sgml : 20200316 20200316124657 ACCESSION NUMBER: 0001567619-20-006381 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200312 FILED AS OF DATE: 20200316 DATE AS OF CHANGE: 20200316 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Rubin Bruce L. CENTRAL INDEX KEY: 0001457589 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 811-22432 FILM NUMBER: 20716192 MAIL ADDRESS: STREET 1: TICC CAPITAL CORP. STREET 2: 8 SOUND SHORE DRIVE, SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Oxford Lane Capital Corp. CENTRAL INDEX KEY: 0001495222 IRS NUMBER: 272859071 STATE OF INCORPORATION: MD FISCAL YEAR END: 0331 BUSINESS ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 BUSINESS PHONE: (203) 983-5275 MAIL ADDRESS: STREET 1: 8 SOUND SHORE DRIVE STREET 2: SUITE 255 CITY: GREENWICH STATE: CT ZIP: 06830 4 1 doc1.xml FORM 4 X0306 4 2020-03-12 0 0001495222 Oxford Lane Capital Corp. OXLC 0001457589 Rubin Bruce L. C/O OXFORD LANE CAPITAL CORP. 8 SOUND SHORE DRIVE, SUITE 255 GREENWICH CT 06830 0 1 0 0 CFO, SEC, TREAS 7.50% Series 2023 Term Preferred Stock 2020-03-12 4 J 0 1495 25.0572 D 3005 D Common Stock 3978 D On March 12, 2020 (the "Redemption Date"), Oxford Lane Capital Corp. (the "Issuer") redeemed 1,200,000 of the outstanding shares of the Issuer's 7.50% Series 2023 Term Preferred Stock (the "Shares"), which is traded on the NASDAQ Global Select Market under the ticker OXLCO, for a redemption price of $25.05729167, which represents the liquidation preference price of $25 per Share plus accrued but unpaid dividends of $0.05729167 per Share. 1,495 Shares beneficially owned by Mr. Rubin were redeemed as part of this redemption by the Issuer. /s/ Bruce Rubin 2020-03-16