0001437749-20-003080.txt : 20200219 0001437749-20-003080.hdr.sgml : 20200219 20200219191606 ACCESSION NUMBER: 0001437749-20-003080 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200214 FILED AS OF DATE: 20200219 DATE AS OF CHANGE: 20200219 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Stephens John Martin CENTRAL INDEX KEY: 0001457049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-36283 FILM NUMBER: 20631971 MAIL ADDRESS: STREET 1: 26 TECHNOLOGY DRIVE CITY: IRVINE STATE: CA ZIP: 92618 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: New Home Co Inc. CENTRAL INDEX KEY: 0001574596 STANDARD INDUSTRIAL CLASSIFICATION: OPERATIVE BUILDERS [1531] IRS NUMBER: 270560089 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 BUSINESS PHONE: 9493827800 MAIL ADDRESS: STREET 1: 85 ENTERPRISE STE 450 CITY: ALISO VIEJO STATE: CA ZIP: 92656 FORMER COMPANY: FORMER CONFORMED NAME: New Home Co LLC DATE OF NAME CHANGE: 20130417 4 1 rdgdoc.xml FORM 4 X0306 4 2020-02-14 0001574596 New Home Co Inc. NWHM 0001457049 Stephens John Martin C/O THE NEW HOME COMPANY INC. 85 ENTERPRISE, SUITE 450 ALISO VIEJO CA 92656 1 EVP, Chief Financial Officer Common Stock 2020-02-14 4 F 0 2264 5.37 D 201209 D Common Stock 2020-02-18 4 A 0 35954 0 A 237163 D Employee Stock Option (Right to Buy) 5.7600 2029-02-20 Common Stock 59987 59987 D Employee Stock Option (Right to Buy) 5.36 2020-02-18 4 A 0 46411 0 A 2030-02-18 Common Stock 46411 46411 D Represents shares withheld for tax purposes upon the vesting of Restricted Stock Units on February 14, 2020. Represents Restricted Stock Units which vest in equal annual installments on each of the first, second and third anniversaries of February 18, 2020, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. The Restricted Stock Units convert into common stock on a one-for-one basis. The stock options vest and become exercisable in three equal annual installments on each of the first, second and third anniversaries of February 20, 2019, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. The stock options vest and become exercisable in three equal annual installments on each of the first, second and third anniversaries of February 18, 2020, subject to the Reporting Person's continued service with the Issuer through the applicable vesting date. /s/ Miek Harbur, Attorney-in-Fact for John M. Stephens 2020-02-19