0000899243-18-005298.txt : 20180223
0000899243-18-005298.hdr.sgml : 20180223
20180223160544
ACCESSION NUMBER: 0000899243-18-005298
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20180221
FILED AS OF DATE: 20180223
DATE AS OF CHANGE: 20180223
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nguyen Tran
CENTRAL INDEX KEY: 0001457013
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-35676
FILM NUMBER: 18636566
MAIL ADDRESS:
STREET 1: C/O PROTHENA CORPORATION PLC
STREET 2: 650 GATEWAY BOULEVARD
CITY: SOUTH SAN FRANCISCO
STATE: CA
ZIP: 94080
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Prothena Corp plc
CENTRAL INDEX KEY: 0001559053
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 000000000
STATE OF INCORPORATION: L2
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: ADELPHI PLAZA
STREET 2: UPPER GEORGE'S STREET
CITY: DUN LAOGHAIRE, CO. DUBLIN
STATE: L2
ZIP: A96 T927
BUSINESS PHONE: 011-353-1-236-2500
MAIL ADDRESS:
STREET 1: ADELPHI PLAZA
STREET 2: UPPER GEORGE'S STREET
CITY: DUN LAOGHAIRE, CO. DUBLIN
STATE: L2
ZIP: A96 T927
FORMER COMPANY:
FORMER CONFORMED NAME: Neotope Corp Ltd
DATE OF NAME CHANGE: 20120926
4
1
doc4.xml
FORM 4 SUBMISSION
X0306
4
2018-02-21
0
0001559053
Prothena Corp plc
PRTA
0001457013
Nguyen Tran
C/O PROTHENA BIOSCIENCES INC
331 OYSTER POINT BOULEVARD
SOUTH SAN FRANCISCO
CA
94080
0
1
0
0
Chief Financial Officer
Ordinary Shares, par value $0.01 per share
3200
D
Stock Option (right to buy)
33.10
2018-02-21
4
A
0
80000
0.00
A
2028-02-21
Ordinary Shares
80000
80000
D
The shares subject to the option will vest and become exercisable as to 25% of the total number of shares subject to the option on February 21, 2019 and with respect to 1/48th of the total number of shares subject to the option in successive, equal monthly installments on each monthly anniversary thereafter, subject to the Reporting Person's continued employment with the Issuer on each such vesting date.
/s/ A.W. Homan, as Attorney-in-Fact for Tran B. Nguyen
2018-02-23