0001456906-14-000001.txt : 20140626 0001456906-14-000001.hdr.sgml : 20140626 20140619162941 ACCESSION NUMBER: 0001456906-14-000001 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140619 DATE AS OF CHANGE: 20140619 EFFECTIVENESS DATE: 20140619 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Asset Management Corp CENTRAL INDEX KEY: 0001456906 STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798] IRS NUMBER: 000000000 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219526 FILM NUMBER: 14930713 BUSINESS ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 2127302000 MAIL ADDRESS: STREET 1: 1185 AVENUE OF THE AMERICAS STREET 2: 18TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland Partners, L.P. CENTRAL INDEX KEY: 0001593574 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219526-01 FILM NUMBER: 14930714 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland REIT Holdings, LP CENTRAL INDEX KEY: 0001611235 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219526-02 FILM NUMBER: 14930715 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SUTHERLAND OP HOLDINGS II, LTD. CENTRAL INDEX KEY: 0001611205 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219526-03 FILM NUMBER: 14930716 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Sutherland OP Holdings I, Ltd. CENTRAL INDEX KEY: 0001611203 IRS NUMBER: 000000000 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-219526-04 FILM NUMBER: 14930717 BUSINESS ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 BUSINESS PHONE: 212-257-4600 MAIL ADDRESS: STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10036 D 1 primary_doc.xml X0707 D LIVE 0001456906 Sutherland Asset Management Corp 1140 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 MARYLAND None None Corporation true 2013 0001611203 Sutherland OP Holdings I, Ltd. OGIER FIDUCIARY SERVICES (CAYMAN) LTD. 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9007 345-949-9876 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2013 0001611205 SUTHERLAND OP HOLDINGS II, LTD. OGIER FIDUCIARY SERVICES (CAYMAN) LTD. 89 NEXUS WAY, CAMANA BAY GRAND CAYMAN E9 CAYMAN ISLANDS KY1-9007 345-949-9876 CAYMAN ISLANDS None None Other Cayman Islands exempted company true 2013 0001611235 Sutherland REIT Holdings, LP 1140 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 DELAWARE None None Limited Partnership true 2013 0001593574 Sutherland Partners, L.P. 1140 AVENUE OF THE AMERICAS 7TH FLOOR NEW YORK NY NEW YORK 10036 212-257-4600 DELAWARE None None Limited Partnership true 2013 N/A Waterfall Asset Management, LLC 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Promoter Waterfall Asset Management, LLC serves as the Issuer?s external investment manager. Thomas Capasse 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Director Jack Ross 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Director Frederick Herbst 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Executive Officer Kenneth Nick Waterfall Asset Management, LLC 1140 Avenue of the Americas, 7th Floor New York NY NEW YORK 10036 Executive Officer Director Damian Juric ARC Directors Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director Frank Filips 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Director Todd Sinai 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Director J Mitchell Reese 1140 Avenue of the Americas 7th Floor New York NY NEW YORK 10036 Director Alan Tooker ARC Directors Ltd, Grd Pavilion Com. Ctr 802 West Bay Road, Suite 7 Grand Cayman E9 CAYMAN ISLANDS KY1-1003 Director REITS and Finance Decline to Disclose 06b false 2014-06-04 false true false 0 N/A None None None N/A N/A XX Unknown 00000 RI RHODE ISLAND IL ILLINOIS NY NEW YORK CT CONNECTICUT GA GEORGIA NV NEVADA DC DISTRICT OF COLUMBIA WI WISCONSIN CA CALIFORNIA MO MISSOURI WA WASHINGTON VA VIRGINIA NJ NEW JERSEY OH OHIO NM NEW MEXICO DE DELAWARE TX TEXAS CO COLORADO FL FLORIDA PA PENNSYLVANIA NC NORTH CAROLINA MD MARYLAND MA MASSACHUSETTS false 5207601 2187555 3020046 Holders of shares of the Company and OP units in its subsidiary elected to reinvest a cash dividend into newly issued securities (including securities of holdings companies listed as additional issuers on this Form D that hold shares and OP units). false 51 0 0 0 false Sutherland Asset Management Corp /s/ Frederick Herbst Frederick Herbst Chief Financial Officer and Director 2014-06-19 Sutherland OP Holdings I, Ltd. /s/ Kenneth Nick Kenneth Nick General Counsel, Waterfall Asset Management, LLC 2014-06-19 SUTHERLAND OP HOLDINGS II, LTD. /s/ Kenneth Nick Kenneth Nick General Counsel, Waterfall Asset Management, LLC 2014-06-19 Sutherland REIT Holdings, LP /s/ Jack Ross Jack Ross Authorized Signatory of GP of LP 2014-06-19 Sutherland Partners, L.P. /s/ Frederick Herbst Frederick Herbst Authorized Signatory of GP of LP 2014-06-19