0001456906-14-000001.txt : 20140626
0001456906-14-000001.hdr.sgml : 20140626
20140619162941
ACCESSION NUMBER: 0001456906-14-000001
CONFORMED SUBMISSION TYPE: D
PUBLIC DOCUMENT COUNT: 1
ITEM INFORMATION: 06b
FILED AS OF DATE: 20140619
DATE AS OF CHANGE: 20140619
EFFECTIVENESS DATE: 20140619
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sutherland Asset Management Corp
CENTRAL INDEX KEY: 0001456906
STANDARD INDUSTRIAL CLASSIFICATION: REAL ESTATE INVESTMENT TRUSTS [6798]
IRS NUMBER: 000000000
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-219526
FILM NUMBER: 14930713
BUSINESS ADDRESS:
STREET 1: 1185 AVENUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 2127302000
MAIL ADDRESS:
STREET 1: 1185 AVENUE OF THE AMERICAS
STREET 2: 18TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sutherland Partners, L.P.
CENTRAL INDEX KEY: 0001593574
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-219526-01
FILM NUMBER: 14930714
BUSINESS ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-257-4600
MAIL ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sutherland REIT Holdings, LP
CENTRAL INDEX KEY: 0001611235
IRS NUMBER: 000000000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-219526-02
FILM NUMBER: 14930715
BUSINESS ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-257-4600
MAIL ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SUTHERLAND OP HOLDINGS II, LTD.
CENTRAL INDEX KEY: 0001611205
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-219526-03
FILM NUMBER: 14930716
BUSINESS ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-257-4600
MAIL ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sutherland OP Holdings I, Ltd.
CENTRAL INDEX KEY: 0001611203
IRS NUMBER: 000000000
STATE OF INCORPORATION: E9
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: D
SEC ACT: 1933 Act
SEC FILE NUMBER: 021-219526-04
FILM NUMBER: 14930717
BUSINESS ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
BUSINESS PHONE: 212-257-4600
MAIL ADDRESS:
STREET 1: 1140 AVENUE OF THE AMERICAS, 7TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10036
D
1
primary_doc.xml
X0707
D
LIVE
0001456906
Sutherland Asset Management Corp
1140 AVENUE OF THE AMERICAS
7TH FLOOR
NEW YORK
NY
NEW YORK
10036
212-257-4600
MARYLAND
None
None
Corporation
true
2013
0001611203
Sutherland OP Holdings I, Ltd.
OGIER FIDUCIARY SERVICES (CAYMAN) LTD.
89 NEXUS WAY, CAMANA BAY
GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-9007
345-949-9876
CAYMAN ISLANDS
None
None
Other
Cayman Islands exempted company
true
2013
0001611205
SUTHERLAND OP HOLDINGS II, LTD.
OGIER FIDUCIARY SERVICES (CAYMAN) LTD.
89 NEXUS WAY, CAMANA BAY
GRAND CAYMAN
E9
CAYMAN ISLANDS
KY1-9007
345-949-9876
CAYMAN ISLANDS
None
None
Other
Cayman Islands exempted company
true
2013
0001611235
Sutherland REIT Holdings, LP
1140 AVENUE OF THE AMERICAS
7TH FLOOR
NEW YORK
NY
NEW YORK
10036
212-257-4600
DELAWARE
None
None
Limited Partnership
true
2013
0001593574
Sutherland Partners, L.P.
1140 AVENUE OF THE AMERICAS
7TH FLOOR
NEW YORK
NY
NEW YORK
10036
212-257-4600
DELAWARE
None
None
Limited Partnership
true
2013
N/A
Waterfall Asset Management, LLC
1140 Avenue of the Americas
7th Floor
New York
NY
NEW YORK
10036
Promoter
Waterfall Asset Management, LLC serves as the Issuer?s external investment manager.
Thomas
Capasse
1140 Avenue of the Americas
7th Floor
New York
NY
NEW YORK
10036
Executive Officer
Director
Jack
Ross
1140 Avenue of the Americas
7th Floor
New York
NY
NEW YORK
10036
Executive Officer
Director
Frederick
Herbst
1140 Avenue of the Americas
7th Floor
New York
NY
NEW YORK
10036
Executive Officer
Kenneth
Nick
Waterfall Asset Management, LLC
1140 Avenue of the Americas, 7th Floor
New York
NY
NEW YORK
10036
Executive Officer
Director
Damian
Juric
ARC Directors Ltd, Grd Pavilion Com. Ctr
802 West Bay Road, Suite 7
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1003
Director
Frank
Filips
1140 Avenue of the Americas
7th Floor
New York
NY
NEW YORK
10036
Director
Todd
Sinai
1140 Avenue of the Americas
7th Floor
New York
NY
NEW YORK
10036
Director
J
Mitchell
Reese
1140 Avenue of the Americas
7th Floor
New York
NY
NEW YORK
10036
Director
Alan
Tooker
ARC Directors Ltd, Grd Pavilion Com. Ctr
802 West Bay Road, Suite 7
Grand Cayman
E9
CAYMAN ISLANDS
KY1-1003
Director
REITS and Finance
Decline to Disclose
- 06b
false
2014-06-04
false
true
false
0
N/A
None
None
None
N/A
N/A
XX
Unknown
00000
RI
RHODE ISLAND
IL
ILLINOIS
NY
NEW YORK
CT
CONNECTICUT
GA
GEORGIA
NV
NEVADA
DC
DISTRICT OF COLUMBIA
WI
WISCONSIN
CA
CALIFORNIA
MO
MISSOURI
WA
WASHINGTON
VA
VIRGINIA
NJ
NEW JERSEY
OH
OHIO
NM
NEW MEXICO
DE
DELAWARE
TX
TEXAS
CO
COLORADO
FL
FLORIDA
PA
PENNSYLVANIA
NC
NORTH CAROLINA
MD
MARYLAND
MA
MASSACHUSETTS
false
5207601
2187555
3020046
Holders of shares of the Company and OP units in its subsidiary elected to reinvest a cash dividend into newly issued securities (including securities of holdings companies listed as additional issuers on this Form D that hold shares and OP units).
false
51
0
0
0
false
Sutherland Asset Management Corp
/s/ Frederick Herbst
Frederick Herbst
Chief Financial Officer and Director
2014-06-19
Sutherland OP Holdings I, Ltd.
/s/ Kenneth Nick
Kenneth Nick
General Counsel, Waterfall Asset Management, LLC
2014-06-19
SUTHERLAND OP HOLDINGS II, LTD.
/s/ Kenneth Nick
Kenneth Nick
General Counsel, Waterfall Asset Management, LLC
2014-06-19
Sutherland REIT Holdings, LP
/s/ Jack Ross
Jack Ross
Authorized Signatory of GP of LP
2014-06-19
Sutherland Partners, L.P.
/s/ Frederick Herbst
Frederick Herbst
Authorized Signatory of GP of LP
2014-06-19