Compliance Officer & Advisor Solutions

0001085146-17-000507.txt : 20170210 0001085146-17-000507.hdr.sgml : 20170210 20170210165050 ACCESSION NUMBER: 0001085146-17-000507 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20161231 FILED AS OF DATE: 20170210 DATE AS OF CHANGE: 20170210 EFFECTIVENESS DATE: 20170210 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 17594247 BUSINESS ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: 1ST FLOOR CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: 1ST FLOOR CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456534 XXXXXXXX 12-31-2016 12-31-2016 false Concert Wealth Management Inc.

1900 THE ALAMEDA 1ST FLOOR SAN JOSE CA 95126

13F HOLDINGS REPORT 028-13474 Y Proxy voting authority for managers 1-10 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. James Thorn Compliance Officer & Advisor Solutions 408-856-6224 /s/ James Thorn San Jose CA 02-08-2017 9 780 449558 1 Advisors Asset Management 2 Adhesion Wealth Advisor Solutions 3 Allianz Global Investors 4 Columbia 5 Envestnet 6 Frontier Growth & Income 7 Invesco Advisers 8 Lord Abbett 9 Sitrin INFORMATION TABLE 2 infotable.xml 3M CO COM 88579Y101 755 4222 SH SOLE 0 0 4222 3M CO COM 88579Y101 12 68 SH DFND 5 68 0 0 ABBOTT LABS COM 002824100 9 258 SH DFND 5 258 0 0 ABBOTT LABS COM 002824100 851 22005 SH SOLE 0 0 22005 ABBVIE INC COM 00287Y109 10 161 SH DFND 5 161 0 0 ABBVIE INC COM 00287Y109 1980 31622 SH SOLE 0 0 31622 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 170 31012 SH SOLE 0 0 31012 ACUITY BRANDS INC COM 00508Y102 3 11 SH DFND 5 11 0 0 ACUITY BRANDS INC COM 00508Y102 591 2562 SH SOLE 0 0 2562 ADOBE SYS INC COM 00724F101 4 38 SH DFND 5 38 0 0 ADOBE SYS INC COM 00724F101 2611 25352 SH SOLE 0 0 25352 ADVANCED MICRO DEVICES INC COM 007903107 180 15800 SH SOLE 0 0 15800 AETNA INC NEW COM 00817Y108 11 89 SH DFND 5 89 0 0 AETNA INC NEW COM 00817Y108 392 3159 SH SOLE 0 0 3159 AFLAC INC COM 001055102 11 170 SH DFND 5 170 0 0 AFLAC INC COM 001055102 1415 20342 SH SOLE 0 0 20342 AIR PRODS & CHEMS INC COM 009158106 253 1758 SH SOLE 0 0 1758 AK STL HLDG CORP COM 001547108 149 14800 SH SOLE 0 0 14800 AKAMAI TECHNOLOGIES INC COM 00971T101 1762 26419 SH SOLE 0 0 26419 ALASKA AIR GROUP INC COM 011659109 7 74 SH DFND 5 74 0 0 ALASKA AIR GROUP INC COM 011659109 812 9156 SH SOLE 0 0 9156 ALEXION PHARMACEUTICALS INC COM 015351109 229 1866 SH SOLE 0 0 1866 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 440 4994 SH SOLE 0 0 4994 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 7 79 SH DFND 5 79 0 0 ALLIANZGI CONV & INCOME FD COM 018828103 107 16653 SH SOLE 0 0 16653 ALLIANZGI EQUITY & CONV INCO COM 018829101 410 22275 SH SOLE 0 0 22275 ALLSTATE CORP COM 020002101 497 6709 SH SOLE 0 0 6709 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 57 11326 SH SOLE 0 0 11326 ALPS ETF TR ALERIAN MLP 00162Q866 1312 104376 SH SOLE 0 0 104376 ALPS ETF TR BARRONS 400 ETF 00162Q726 229 6525 SH SOLE 0 0 6525 ALTRIA GROUP INC COM 02209S103 22 332 SH DFND 5 332 0 0 ALTRIA GROUP INC COM 02209S103 1634 24087 SH SOLE 0 0 24087 AMAZON COM INC COM 023135106 59 80 SH DFND 5 80 0 0 AMAZON COM INC COM 023135106 176 238 SH DFND 9 238 0 0 AMAZON COM INC COM 023135106 4820 6473 SH SOLE 0 0 6473 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 1374 109300 SH DFND 5 109300 0 0 AMERICA MOVIL SAB DE CV SPON ADR L SHS 02364W105 8 602 SH SOLE 0 0 602 AMERICAN AIRLS GROUP INC COM 02376R102 296 6309 SH SOLE 0 0 6309 AMERICAN EXPRESS CO COM 025816109 3 36 SH DFND 5 36 0 0 AMERICAN EXPRESS CO COM 025816109 835 11196 SH SOLE 0 0 11196 AMERICAN EXPRESS CO COM 025816109 0 300 SH Call SOLE 0 0 300 AMERICAN INTL GROUP INC *W EXP 01/19/202 026874156 265 11252 SH SOLE 0 0 11252 AMGEN INC COM 031162100 27 178 SH DFND 5 178 0 0 AMGEN INC COM 031162100 214 1456 SH DFND 9 1456 0 0 AMGEN INC COM 031162100 2070 14187 SH SOLE 0 0 14187 ANADARKO PETE CORP COM 032511107 21 298 SH DFND 5 298 0 0 ANADARKO PETE CORP COM 032511107 345 4991 SH SOLE 0 0 4991 ANNALY CAP MGMT INC COM 035710409 1 131 SH DFND 5 131 0 0 ANNALY CAP MGMT INC COM 035710409 121 12110 SH SOLE 0 0 12110 ANTHEM INC COM 036752103 413 2882 SH SOLE 0 0 2882 APOLLO INVT CORP COM 03761U106 99 17034 SH SOLE 0 0 17034 APPLE INC COM 037833100 127 1095 SH DFND 5 1095 0 0 APPLE INC COM 037833100 380 3271 SH DFND 9 3271 0 0 APPLE INC COM 037833100 16826 145349 SH SOLE 0 0 145349 APPLIED MATLS INC COM 038222105 2 65 SH DFND 5 65 0 0 APPLIED MATLS INC COM 038222105 892 27474 SH SOLE 0 0 27474 AQUA AMERICA INC COM 03836W103 53 1762 SH DFND 5 1762 0 0 AQUA AMERICA INC COM 03836W103 466 15466 SH SOLE 0 0 15466 ARIAD PHARMACEUTICALS INC COM 04033A100 500 40399 SH SOLE 0 0 40399 AT&T INC COM 00206R102 77 1814 SH DFND 5 1814 0 0 AT&T INC COM 00206R102 3710 87129 SH SOLE 0 0 87129 AUTOMATIC DATA PROCESSING IN COM 053015103 232 2265 SH SOLE 0 0 2265 AUTOMATIC DATA PROCESSING IN COM 053015103 1 14 SH DFND 5 14 0 0 BAKER HUGHES INC COM 057224107 345 5318 SH SOLE 0 0 5318 BANCROFT FUND LTD COM 059695106 217 10708 SH SOLE 0 0 10708 BANK AMER CORP *W EXP 01/16/201 060505146 339 34047 SH SOLE 0 0 34047 BANK AMER CORP COM 060505104 3792 171167 SH SOLE 0 0 171167 BANK AMER CORP COM 060505104 0 1700 SH Call SOLE 0 0 1700 BAXTER INTL INC COM 071813109 8 164 SH DFND 5 164 0 0 BAXTER INTL INC COM 071813109 447 10115 SH SOLE 0 0 10115 BB&T CORP COM 054937107 220 4642 SH SOLE 0 0 4642 BB&T CORP COM 054937107 6 127 SH DFND 5 127 0 0 BECTON DICKINSON & CO COM 075887109 412 2486 SH SOLE 0 0 2486 BECTON DICKINSON & CO COM 075887109 234 1426 SH DFND 9 1426 0 0 BERKSHIRE HATHAWAY INC DEL CL A 084670108 976 4 SH SOLE 0 0 4 BERKSHIRE HATHAWAY INC DEL CL B NEW 084670702 346 2135 SH SOLE 0 0 2135 BIOGEN INC COM 09062X103 572 2005 SH SOLE 0 0 2005 BLACKROCK ENH CAP & INC FD I COM 09256A109 455 33170 SH SOLE 0 0 33170 BLACKROCK ENHANCED EQT DIV T COM 09251A104 199 24461 SH SOLE 0 0 24461 BLACKROCK INCOME TR INC COM 09247F100 74 11684 SH SOLE 0 0 11684 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 62 11122 SH SOLE 0 0 11122 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 749 27686 SH SOLE 0 0 27686 BLACKSTONE GSO STRATEGIC CR COM SHS BEN IN 09257R101 162 10619 SH SOLE 0 0 10619 BOEING CO COM 097023105 17 108 SH DFND 5 108 0 0 BOEING CO COM 097023105 3198 20473 SH SOLE 0 0 20473 BP PLC SPONSORED ADR 055622104 355 9437 SH SOLE 0 0 9437 BRISTOL MYERS SQUIBB CO COM 110122108 11 185 SH DFND 5 185 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 2154 36708 SH SOLE 0 0 36708 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 168 16137 SH SOLE 0 0 16137 CALAMOS CONV OPP AND INC FD SH BEN INT 128117108 150 14982 SH SOLE 0 0 14982 CALAMOS GBL DYN INCOME FUND COM 12811L107 316 45093 SH SOLE 0 0 45093 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 247 24105 SH SOLE 0 0 24105 CAMPBELL SOUP CO COM 134429109 362 6009 SH SOLE 0 0 6009 CARLISLE COS INC COM 142339100 238 2136 SH SOLE 0 0 2136 CARNIVAL CORP UNIT 99/99/9999 143658300 4 82 SH DFND 5 82 0 0 CARNIVAL CORP UNIT 99/99/9999 143658300 259 4982 SH SOLE 0 0 4982 CATERPILLAR INC DEL COM 149123101 6 60 SH DFND 5 60 0 0 CATERPILLAR INC DEL COM 149123101 602 6487 SH SOLE 0 0 6487 CBS CORP NEW CL B 124857202 2 29 SH DFND 5 29 0 0 CBS CORP NEW CL B 124857202 870 13719 SH SOLE 0 0 13719 CEDAR FAIR L P DEPOSITRY UNIT 150185106 239 3725 SH SOLE 0 0 3725 CELGENE CORP COM 151020104 14 126 SH DFND 5 126 0 0 CELGENE CORP COM 151020104 1147 9891 SH SOLE 0 0 9891 CELGENE CORP COM 151020104 0 600 SH Call SOLE 0 0 600 CENTRAL SECS CORP COM 155123102 755 34623 SH SOLE 0 0 34623 CHENIERE ENERGY INC COM NEW 16411R208 1 28 SH DFND 5 28 0 0 CHENIERE ENERGY INC COM NEW 16411R208 326 7995 SH SOLE 0 0 7995 CHENIERE ENERGY INC COM NEW 16411R208 8 1000 SH Call DFND 5 1000 0 0 CHEVRON CORP NEW COM 166764100 14 119 SH DFND 5 119 0 0 CHEVRON CORP NEW COM 166764100 302 2554 SH DFND 9 2554 0 0 CHEVRON CORP NEW COM 166764100 5631 47759 SH SOLE 0 0 47759 CIGNA CORPORATION COM 125509109 688 5184 SH SOLE 0 0 5184 CISCO SYS INC COM 17275R102 45 1494 SH DFND 5 1494 0 0 CISCO SYS INC COM 17275R102 1268 42017 SH SOLE 0 0 42017 CISCO SYS INC COM 17275R102 0 200 SH Call SOLE 0 0 200 CLAYMORE EXCHANGE TRD FD TR GUGG S&P SPINOFF 18383M605 1197 27682 SH SOLE 0 0 27682 COCA COLA CO COM 191216100 5 129 SH DFND 5 129 0 0 COCA COLA CO COM 191216100 2503 60333 SH SOLE 0 0 60333 COCA COLA CO COM 191216100 0 600 SH Call SOLE 0 0 600 COHEN & STEERS INFRASTRUCTUR COM 19248A109 494 25585 SH SOLE 0 0 25585 COHEN & STEERS QUALITY RLTY COM 19247L106 369 30182 SH SOLE 0 0 30182 COHEN & STEERS TOTAL RETURN COM 19247R103 136 11299 SH SOLE 0 0 11299 COLGATE PALMOLIVE CO COM 194162103 831 12705 SH SOLE 0 0 12705 COLGATE PALMOLIVE CO COM 194162103 0 200 SH Call SOLE 0 0 200 COMCAST CORP NEW CL A 20030N101 20 286 SH DFND 5 286 0 0 COMCAST CORP NEW CL A 20030N101 1054 15248 SH SOLE 0 0 15248 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 130 14950 SH SOLE 0 0 14950 COMPANHIA ENERGETICA DE MINA SP ADR N-V PFD 204409601 51 22909 SH SOLE 0 0 22909 CONAGRA BRANDS INC COM 205887102 210 5279 SH SOLE 0 0 5279 CONOCOPHILLIPS COM 20825C104 734 14567 SH SOLE 0 0 14567 CONSOLIDATED EDISON INC COM 209115104 74 1000 SH DFND 5 1000 0 0 CONSOLIDATED EDISON INC COM 209115104 1135 15410 SH SOLE 0 0 15410 CONSTELLATION BRANDS INC CL A 21036P108 3 22 SH DFND 5 22 0 0 CONSTELLATION BRANDS INC CL A 21036P108 207 1347 SH SOLE 0 0 1347 COSTCO WHSL CORP NEW COM 22160K105 222 1381 SH DFND 9 1381 0 0 COSTCO WHSL CORP NEW COM 22160K105 3029 18920 SH SOLE 0 0 18920 COSTCO WHSL CORP NEW COM 22160K105 17 110 SH DFND 5 110 0 0 CREDIT SUISSE ASSET MGMT INC COM 224916106 38 12129 SH SOLE 0 0 12129 CSX CORP COM 126408103 2 56 SH DFND 5 56 0 0 CSX CORP COM 126408103 1215 33722 SH SOLE 0 0 33722 CUMMINS INC COM 231021106 555 4040 SH SOLE 0 0 4040 CVS HEALTH CORP COM 126650100 7 88 SH DFND 5 88 0 0 CVS HEALTH CORP COM 126650100 860 10815 SH SOLE 0 0 10815 DANAHER CORP DEL COM 235851102 453 5795 SH SOLE 0 0 5795 DAVITA INC COM 23918K108 2027 31562 SH SOLE 0 0 31562 DEERE & CO COM 244199105 338 3288 SH SOLE 0 0 3288 DELL TECHNOLOGIES INC COM CL V 24703L103 807 14650 SH SOLE 0 0 14650 DELL TECHNOLOGIES INC COM CL V 24703L103 0 18 SH DFND 5 18 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 884 17981 SH SOLE 0 0 17981 DELTA AIR LINES INC DEL COM NEW 247361702 0 200 SH Call SOLE 0 0 200 DEVON ENERGY CORP NEW COM 25179M103 6 132 SH DFND 5 132 0 0 DEVON ENERGY CORP NEW COM 25179M103 455 9941 SH SOLE 0 0 9941 DIREXION SHS ETF TR DLY MIDCAP ETF3X 25459W730 366 11291 SH SOLE 0 0 11291 DISCOVER FINL SVCS COM 254709108 17 236 SH DFND 5 236 0 0 DISCOVER FINL SVCS COM 254709108 467 6505 SH SOLE 0 0 6505 DISNEY WALT CO COM DISNEY 254687106 47 456 SH DFND 5 456 0 0 DISNEY WALT CO COM DISNEY 254687106 2926 28104 SH SOLE 0 0 28104 DOLLAR GEN CORP NEW COM 256677105 1 14 SH DFND 5 14 0 0 DOLLAR GEN CORP NEW COM 256677105 209 2840 SH SOLE 0 0 2840 DOLLAR GEN CORP NEW COM 256677105 0 200 SH Call SOLE 0 0 200 DOLLAR TREE INC COM 256746108 1 17 SH DFND 5 17 0 0 DOLLAR TREE INC COM 256746108 230 2978 SH SOLE 0 0 2978 DOMINION RES INC VA NEW COM 25746U109 153 2000 SH DFND 5 2000 0 0 DOMINION RES INC VA NEW COM 25746U109 481 6277 SH SOLE 0 0 6277 DOW CHEM CO COM 260543103 8 124 SH DFND 5 124 0 0 DOW CHEM CO COM 260543103 727 12815 SH SOLE 0 0 12815 DU PONT E I DE NEMOURS & CO COM 263534109 1 9 SH DFND 5 9 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1160 15838 SH SOLE 0 0 15838 EASTMAN CHEM CO COM 277432100 232 3067 SH SOLE 0 0 3067 EASTMAN CHEM CO COM 277432100 2 21 SH DFND 5 21 0 0 EATON VANCE SH TM DR DIVR IN COM 27828V104 318 22920 SH SOLE 0 0 22920 EATON VANCE SR INCOME TR SH BEN INT 27826S103 263 39200 SH SOLE 0 0 39200 EATON VANCE TAX MNGD GBL DV COM 27829F108 9 1100 SH DFND 5 1100 0 0 EATON VANCE TAX MNGD GBL DV COM 27829F108 86 10727 SH SOLE 0 0 10727 EATON VANCE TX ADV GLBL DIV COM 27828S101 170 11955 SH SOLE 0 0 11955 EATON VANCE TX MGD DIV EQ IN COM 27828N102 236 23179 SH SOLE 0 0 23179 EATON VANCE TX MNG BY WRT OP COM 27828Y108 300 20197 SH SOLE 0 0 20197 EATON VANCE TXMGD GL BUYWR O COM 27829C105 108 10841 SH SOLE 0 0 10841 EBAY INC COM 278642103 4 150 SH DFND 5 150 0 0 EBAY INC COM 278642103 644 21615 SH SOLE 0 0 21615 ECOLAB INC COM 278865100 203 1745 SH SOLE 0 0 1745 ECOLAB INC COM 278865100 3 18 SH DFND 5 18 0 0 EDISON INTL COM 281020107 258 3586 SH SOLE 0 0 3586 EDWARDS LIFESCIENCES CORP COM 28176E108 342 3639 SH SOLE 0 0 3639 EDWARDS LIFESCIENCES CORP COM 28176E108 1 16 SH DFND 5 16 0 0 ELLSWORTH GROWTH & INCOME FD COM 289074106 710 85753 SH SOLE 0 0 85753 EMERSON ELEC CO COM 291011104 3 55 SH DFND 5 55 0 0 EMERSON ELEC CO COM 291011104 561 10057 SH SOLE 0 0 10057 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 72 2000 SH DFND 5 2000 0 0 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 346 9702 SH SOLE 0 0 9702 ENTERPRISE PRODS PARTNERS L COM 293792107 626 23101 SH SOLE 0 0 23101 EOG RES INC COM 26875P101 1590 15708 SH SOLE 0 0 15708 EOG RES INC COM 26875P101 0 100 SH Call SOLE 0 0 100 ETFS GOLD TR SHS 26922Y105 2620 23462 SH SOLE 0 0 23462 EXXON MOBIL CORP COM 30231G102 48 522 SH DFND 5 522 0 0 EXXON MOBIL CORP COM 30231G102 2662 29508 SH SOLE 0 0 29508 F5 NETWORKS INC COM 315616102 265 1852 SH SOLE 0 0 1852 FACEBOOK INC CL A 30303M102 15 130 SH DFND 5 130 0 0 FACEBOOK INC CL A 30303M102 235 2029 SH DFND 9 2029 0 0 FACEBOOK INC CL A 30303M102 3534 30644 SH SOLE 0 0 30644 FEDEX CORP COM 31428X106 820 4398 SH SOLE 0 0 4398 FIRST TR ENHANCED EQTY INC F COM 337318109 158 11767 SH SOLE 0 0 11767 FIRST TR EXCHANGE TRADED FD DORSEY WRT 5 ETF 33738R605 265 11451 SH SOLE 0 0 11451 FIRST TR EXCHANGE TRADED FD NO AMER ENERGY 33738D101 313 12375 SH SOLE 0 0 12375 FIRST TR EXCHANGE TRADED FD NY ARCA BIOTECH 33733E203 1224 13449 SH SOLE 0 0 13449 FIRST TR EXCHANGE TRADED FD US EQTY OPPT ETF 336920103 259 4772 SH SOLE 0 0 4772 FIRST TR MORNINGSTAR DIV LEA SHS 336917109 360 12929 SH SOLE 0 0 12929 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 892 41424 SH SOLE 0 0 41424 FIRST TR VALUE LINE DIVID IN SHS 33734H106 399 14225 SH DFND 5 14225 0 0 FIRST TR VALUE LINE DIVID IN SHS 33734H106 909 32327 SH SOLE 0 0 32327 FLEXSHARES TR MORNSTAR UPSTR 33939L407 574 19913 SH SOLE 0 0 19913 FLEXSHARES TR READY ACC VARI 33939L886 475 6287 SH SOLE 0 0 6287 FOOT LOCKER INC COM 344849104 2 23 SH DFND 5 23 0 0 FOOT LOCKER INC COM 344849104 318 4449 SH SOLE 0 0 4449 FORD MTR CO DEL COM PAR $0.01 345370860 5 441 SH DFND 5 441 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1546 127191 SH SOLE 0 0 127191 FORTINET INC COM 34959E109 548 18252 SH SOLE 0 0 18252 FRANKS INTL N V COM N33462107 371 30411 SH SOLE 0 0 30411 FRONTIER COMMUNICATIONS CORP COM 35906A108 38 11456 SH SOLE 0 0 11456 GABELLI DIVD & INCOME TR COM 36242H104 24 1157 SH DFND 5 1157 0 0 GABELLI DIVD & INCOME TR COM 36242H104 493 24636 SH SOLE 0 0 24636 GABELLI EQUITY TR INC COM 362397101 67 11806 SH SOLE 0 0 11806 GABELLI MULTIMEDIA TR INC COM 36239Q109 203 27848 SH SOLE 0 0 27848 GENERAL DYNAMICS CORP COM 369550108 2 11 SH DFND 5 11 0 0 GENERAL DYNAMICS CORP COM 369550108 285 1653 SH SOLE 0 0 1653 GENERAL ELECTRIC CO COM 369604103 54 1717 SH DFND 5 1717 0 0 GENERAL ELECTRIC CO COM 369604103 6124 194131 SH SOLE 0 0 194131 GENERAL MLS INC COM 370334104 7 110 SH DFND 5 110 0 0 GENERAL MLS INC COM 370334104 516 8368 SH SOLE 0 0 8368 GENESEE & WYO INC CL A 371559105 990 14475 SH SOLE 0 0 14475 GENUINE PARTS CO COM 372460105 10 108 SH DFND 5 108 0 0 GENUINE PARTS CO COM 372460105 409 4259 SH SOLE 0 0 4259 GILEAD SCIENCES INC COM 375558103 0 600 SH Call SOLE 0 0 600 GILEAD SCIENCES INC COM 375558103 10 143 SH DFND 5 143 0 0 GILEAD SCIENCES INC COM 375558103 1368 19083 SH SOLE 0 0 19083 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 7 158 SH DFND 5 158 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 365 9332 SH SOLE 0 0 9332 GLOBAL X FDS GLB X MLP ENRG I 37950E226 149 10000 SH SOLE 0 0 10000 GLOBAL X FDS GLB X SUPERDIV 37950E549 1405 68178 SH SOLE 0 0 68178 GLOBALSCAPE INC COM 37940G109 41 10000 SH SOLE 0 0 10000 GLOBALSTAR INC COM 378973408 79 50000 SH SOLE 0 0 50000 GOLDMAN SACHS GROUP INC COM 38141G104 1302 5448 SH SOLE 0 0 5448 GOLDMAN SACHS GROUP INC COM 38141G104 1 200 SH Put SOLE 0 0 200 HALLIBURTON CO COM 406216101 5 83 SH DFND 5 83 0 0 HALLIBURTON CO COM 406216101 389 7224 SH SOLE 0 0 7224 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 417 11479 SH SOLE 0 0 11479 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 288 12469 SH SOLE 0 0 12469 HARTFORD FINL SVCS GROUP INC COM 416515104 1314 27575 PRN SOLE 0 0 27575 HCA HOLDINGS INC COM 40412C101 308 4150 SH SOLE 0 0 4150 HCA HOLDINGS INC COM 40412C101 0 600 SH Call SOLE 0 0 600 HERC HLDGS INC COM 42704L104 259 6461 SH SOLE 0 0 6461 HERITAGE COMMERCE CORP COM 426927109 196 13398 SH SOLE 0 0 13398 HESS CORP COM 42809H107 599 9657 SH SOLE 0 0 9657 HOME DEPOT INC COM 437076102 28 198 SH DFND 5 198 0 0 HOME DEPOT INC COM 437076102 260 1935 SH DFND 9 1935 0 0 HOME DEPOT INC COM 437076102 2672 19963 SH SOLE 0 0 19963 HONEYWELL INTL INC COM 438516106 8 65 SH DFND 5 65 0 0 HONEYWELL INTL INC COM 438516106 1578 13614 SH SOLE 0 0 13614 HUNTINGTON BANCSHARES INC COM 446150104 2 139 SH DFND 5 139 0 0 HUNTINGTON BANCSHARES INC COM 446150104 158 11752 SH SOLE 0 0 11752 ILLINOIS TOOL WKS INC COM 452308109 284 2323 SH SOLE 0 0 2323 ILLUMINA INC COM 452327109 230 1796 SH SOLE 0 0 1796 INCYTE CORP COM 45337C102 276 2746 SH SOLE 0 0 2746 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 160 5507 SH DFND 5 5507 0 0 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 1856 64763 SH SOLE 0 0 64763 INDEXIQ ETF TR HEDGE MLTI ETF 45409B107 20 686 SH DFND 2 686 0 0 INTEL CORP COM 458140100 83 2248 SH DFND 5 2248 0 0 INTEL CORP COM 458140100 2082 57324 SH SOLE 0 0 57324 INTEL CORP COM 458140100 0 600 SH Call SOLE 0 0 600 INTERNATIONAL BUSINESS MACHS COM 459200101 20 120 SH DFND 5 120 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 1795 10801 SH SOLE 0 0 10801 INTL PAPER CO COM 460146103 5 94 SH DFND 5 94 0 0 INTL PAPER CO COM 460146103 528 9935 SH SOLE 0 0 9935 INTUIT COM 461202103 219 1892 SH SOLE 0 0 1892 INTUITIVE SURGICAL INC COM NEW 46120E602 1723 2716 SH SOLE 0 0 2716 INTUITIVE SURGICAL INC COM NEW 46120E602 0 500 SH Call SOLE 0 0 500 INTUITIVE SURGICAL INC COM NEW 46120E602 3 5 SH DFND 5 5 0 0 ISHARES GLB ENR PROD ETF 464286343 209 10265 SH SOLE 0 0 10265 ISHARES MSCI BRIC INDX 464286657 8 227 SH DFND 5 227 0 0 ISHARES MSCI BRIC INDX 464286657 628 19707 SH SOLE 0 0 19707 ISHARES MSCI MEX CAP ETF 464286822 244 5608 SH SOLE 0 0 5608 ISHARES MSCI MEX CAP ETF 464286822 0 200 SH Call SOLE 0 0 200 ISHARES GOLD TRUST ISHARES 464285105 427 38473 SH SOLE 0 0 38473 ISHARES GOLD TRUST ISHARES 464285105 8 765 SH DFND 5 765 0 0 ISHARES INC CORE MSCI EMKT 46434G103 973 22913 SH SOLE 0 0 22913 ISHARES INC CORE MSCI EMKT 46434G103 43 1010 SH DFND 2 1010 0 0 ISHARES INC CORE MSCI EMKT 46434G103 405 9529 SH DFND 5 9529 0 0 ISHARES TR 1-3 YR CR BD ETF 464288646 236 2251 SH SOLE 0 0 2251 ISHARES TR 1-3 YR CR BD ETF 464288646 75 712 SH DFND 5 712 0 0 ISHARES TR 20 YR TR BD ETF 464287432 37 309 SH DFND 2 309 0 0 ISHARES TR 20 YR TR BD ETF 464287432 1871 15733 SH SOLE 0 0 15733 ISHARES TR 20 YR TR BD ETF 464287432 309 2594 SH DFND 5 2594 0 0 ISHARES TR CHINA LG-CAP ETF 464287184 251 7233 SH SOLE 0 0 7233 ISHARES TR CORE MSCI EAFE 46432F842 715 13345 SH SOLE 0 0 13345 ISHARES TR CORE MSCI EAFE 46432F842 363 6769 SH DFND 5 6769 0 0 ISHARES TR CORE MSCI EAFE 46432F842 38 717 SH DFND 2 717 0 0 ISHARES TR CORE S&P MCP ETF 464287507 1193 7191 SH SOLE 0 0 7191 ISHARES TR CORE S&P MCP ETF 464287507 106 643 SH DFND 5 643 0 0 ISHARES TR CORE S&P SCP ETF 464287804 2410 17527 SH SOLE 0 0 17527 ISHARES TR CORE S&P SCP ETF 464287804 643 4676 SH DFND 5 4676 0 0 ISHARES TR CORE S&P SCP ETF 464287804 58 425 SH DFND 2 425 0 0 ISHARES TR CORE S&P TTL STK 464287150 430 8370 SH SOLE 0 0 8370 ISHARES TR CORE S&P500 ETF 464287200 119 531 SH DFND 2 531 0 0 ISHARES TR CORE S&P500 ETF 464287200 1058 4713 SH DFND 5 4713 0 0 ISHARES TR CORE S&P500 ETF 464287200 3749 16670 SH SOLE 0 0 16670 ISHARES TR CORE ST USDB ETF 46432F859 287 5702 SH SOLE 0 0 5702 ISHARES TR CORE US AGGBD ET 464287226 19 177 SH DFND 2 177 0 0 ISHARES TR CORE US AGGBD ET 464287226 165 1525 SH DFND 5 1525 0 0 ISHARES TR CORE US AGGBD ET 464287226 4906 45317 SH SOLE 0 0 45317 ISHARES TR EAFE SML CP ETF 464288273 306 6134 SH SOLE 0 0 6134 ISHARES TR EAFE SML CP ETF 464288273 23 467 SH DFND 5 467 0 0 ISHARES TR EUROPE ETF 464287861 413 10607 SH SOLE 0 0 10607 ISHARES TR IBOXX HI YD ETF 464288513 439 5078 SH SOLE 0 0 5078 ISHARES TR IBOXX INV CP ETF 464287242 257 2199 SH SOLE 0 0 2199 ISHARES TR INTERM CR BD ETF 464288638 24 221 SH DFND 3 221 0 0 ISHARES TR INTERM CR BD ETF 464288638 111 1028 SH DFND 5 1028 0 0 ISHARES TR INTERM CR BD ETF 464288638 295 2695 SH SOLE 0 0 2695 ISHARES TR MBS ETF 464288588 315 2970 SH SOLE 0 0 2970 ISHARES TR MBS ETF 464288588 249 2343 SH DFND 5 2343 0 0 ISHARES TR MBS ETF 464288588 38 353 SH DFND 3 353 0 0 ISHARES TR MBS ETF 464288588 81 758 SH DFND 2 758 0 0 ISHARES TR MIN VOL EAFE ETF 46429B689 1299 21261 SH SOLE 0 0 21261 ISHARES TR MSCI EAFE ETF 464287465 595 10334 SH SOLE 0 0 10334 ISHARES TR MSCI EMG MKT ETF 464287234 549 15439 SH SOLE 0 0 15439 ISHARES TR NASDQ BIOTEC ETF 464287556 5 16 SH DFND 5 16 0 0 ISHARES TR NASDQ BIOTEC ETF 464287556 317 1187 SH SOLE 0 0 1187 ISHARES TR RUS 1000 GRW ETF 464287614 223 2123 SH DFND 2 2123 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 475 4536 SH DFND 5 4536 0 0 ISHARES TR RUS 1000 GRW ETF 464287614 837 7975 SH SOLE 0 0 7975 ISHARES TR RUS 1000 VAL ETF 464287598 248 2210 SH DFND 2 2210 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 617 5506 SH DFND 5 5506 0 0 ISHARES TR RUS 1000 VAL ETF 464287598 804 7197 SH SOLE 0 0 7197 ISHARES TR RUS MID-CAP ETF 464287499 173 967 SH DFND 2 967 0 0 ISHARES TR RUS MID-CAP ETF 464287499 242 1352 SH DFND 5 1352 0 0 ISHARES TR RUS MID-CAP ETF 464287499 672 3773 SH SOLE 0 0 3773 ISHARES TR RUSSELL 2000 ETF 464287655 0 19200 SH Put SOLE 0 0 19200 ISHARES TR RUSSELL 2000 ETF 464287655 4 3100 SH Call SOLE 0 0 3100 ISHARES TR RUSSELL 2000 ETF 464287655 699 5174 SH SOLE 0 0 5174 ISHARES TR RUSSELL 2000 ETF 464287655 67 496 SH DFND 5 496 0 0 ISHARES TR RUSSELL 2000 ETF 464287655 59 435 SH DFND 2 435 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 1516 12433 SH SOLE 0 0 12433 ISHARES TR S&P 500 VAL ETF 464287408 336 3318 SH SOLE 0 0 3318 ISHARES TR S&P MC 400GR ETF 464287606 279 1539 PRN SOLE 0 0 1539 ISHARES TR SELECT DIVID ETF 464287168 1061 11985 SH SOLE 0 0 11985 ISHARES TR SELECT DIVID ETF 464287168 230 2596 SH DFND 5 2596 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 31 293 SH DFND 3 293 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 203 1939 SH DFND 5 1939 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 49 462 SH DFND 2 462 0 0 ISHARES TR SHRT NAT MUN ETF 464288158 141 1330 SH SOLE 0 0 1330 ISHARES TR SHRT TRS BD ETF 464288679 5 37 SH DFND 5 37 0 0 ISHARES TR SHRT TRS BD ETF 464288679 2251 20390 SH SOLE 0 0 20390 ISHARES TR SP SMCP600GR ETF 464287887 779 5161 SH SOLE 0 0 5161 ISHARES TR SP SMCP600GR ETF 464287887 16 108 SH DFND 5 108 0 0 ISHARES TR SP SMCP600VL ETF 464287879 213 1527 SH SOLE 0 0 1527 ISHARES TR U.S. AER&DEF ETF 464288760 259 1836 SH SOLE 0 0 1836 ISHARES TR U.S. FINLS ETF 464287788 249 2475 SH SOLE 0 0 2475 ISHARES TR U.S. FINLS ETF 464287788 66 646 SH DFND 5 646 0 0 ISHARES TR U.S. PFD STK ETF 464288687 873 23411 SH SOLE 0 0 23411 ISHARES TR U.S. REAL ES ETF 464287739 231 3020 SH SOLE 0 0 3020 ISHARES TR US HLTHCR PR ETF 464288828 435 3411 SH SOLE 0 0 3411 ISHARES TR US HOME CONS ETF 464288752 447 16405 PRN SOLE 0 0 16405 ISHARES TR USA ESG SLCT ETF 464288802 137 1480 SH SOLE 0 0 1480 ISHARES TR USA ESG SLCT ETF 464288802 190 2072 SH DFND 5 2072 0 0 JETBLUE AIRWAYS CORP COM 477143101 626 27983 SH SOLE 0 0 27983 JOHNSON & JOHNSON COM 478160104 15 131 SH DFND 5 131 0 0 JOHNSON & JOHNSON COM 478160104 223 1942 SH DFND 9 1942 0 0 JOHNSON & JOHNSON COM 478160104 3439 29805 SH SOLE 0 0 29805 JPMORGAN CHASE & CO *W EXP 10/28/201 46634E114 329 7433 SH SOLE 0 0 7433 JPMORGAN CHASE & CO COM 46625H100 126 1463 SH DFND 5 1463 0 0 JPMORGAN CHASE & CO COM 46625H100 2317 26819 SH SOLE 0 0 26819 KANSAS CITY SOUTHERN COM NEW 485170302 3 40 SH DFND 5 40 0 0 KANSAS CITY SOUTHERN COM NEW 485170302 593 6995 SH SOLE 0 0 6995 KELLOGG CO COM 487836108 244 3314 SH SOLE 0 0 3314 KEYCORP NEW COM 493267108 552 30222 SH SOLE 0 0 30222 KIMBERLY CLARK CORP COM 494368103 17 153 SH DFND 5 153 0 0 KIMBERLY CLARK CORP COM 494368103 898 7908 SH SOLE 0 0 7908 KKR & CO L P DEL COM UNITS 48248M102 674 43836 SH SOLE 0 0 43836 KROGER CO COM 501044101 1 31 SH DFND 5 31 0 0 KROGER CO COM 501044101 219 6290 SH SOLE 0 0 6290 LADENBURG THALMAN FIN SVCS I COM 50575Q102 28 11609 SH DFND 5 11609 0 0 LAM RESEARCH CORP COM 512807108 7 62 SH DFND 5 62 0 0 LAM RESEARCH CORP COM 512807108 775 7304 SH SOLE 0 0 7304 LAS VEGAS SANDS CORP COM 517834107 284 5341 SH SOLE 0 0 5341 LENNAR CORP CL A 526057104 327 7634 SH SOLE 0 0 7634 LENNAR CORP CL A 526057104 0 2400 SH Call SOLE 0 0 2400 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 447 86883 SH SOLE 0 0 86883 LIBERTY ALL-STAR GROWTH FD I COM 529900102 42 10470 SH SOLE 0 0 10470 LILLY ELI & CO COM 532457108 2 32 SH DFND 5 32 0 0 LILLY ELI & CO COM 532457108 909 12364 SH SOLE 0 0 12364 LINCOLN NATL CORP IND COM 534187109 229 3481 SH SOLE 0 0 3481 LOCKHEED MARTIN CORP COM 539830109 1073 4339 SH SOLE 0 0 4339 LOCKHEED MARTIN CORP COM 539830109 16 67 SH DFND 5 67 0 0 LOWES COS INC COM 548661107 7 97 SH DFND 5 97 0 0 LOWES COS INC COM 548661107 874 12350 SH SOLE 0 0 12350 LOWES COS INC COM 548661107 0 200 SH Call SOLE 0 0 200 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 256 12905 SH SOLE 0 0 12905 MAGELLAN MIDSTREAM PRTNRS LP COM UNIT RP LP 559080106 305 4008 SH SOLE 0 0 4008 MAIN STREET CAPITAL CORP COM 56035L104 330 8955 SH SOLE 0 0 8955 MARATHON PETE CORP COM 56585A102 2 42 SH DFND 5 42 0 0 MARATHON PETE CORP COM 56585A102 772 15351 SH SOLE 0 0 15351 MARRIOTT INTL INC NEW CL A 571903202 620 7497 SH SOLE 0 0 7497 MARTIN MARIETTA MATLS INC COM 573284106 265 1201 SH DFND 9 1201 0 0 MARTIN MARIETTA MATLS INC COM 573284106 580 2621 SH SOLE 0 0 2621 MASCO CORP COM 574599106 329 10514 SH SOLE 0 0 10514 MASTERCARD INCORPORATED CL A 57636Q104 2 16 SH DFND 5 16 0 0 MASTERCARD INCORPORATED CL A 57636Q104 660 6433 SH SOLE 0 0 6433 MCDERMOTT INTL INC COM 580037109 471 63900 SH SOLE 0 0 63900 MCDONALDS CORP COM 580135101 4 31 SH DFND 5 31 0 0 MCDONALDS CORP COM 580135101 959 7925 SH SOLE 0 0 7925 MCKESSON CORP COM 58155Q103 1 5 SH DFND 5 5 0 0 MCKESSON CORP COM 58155Q103 457 3258 SH SOLE 0 0 3258 MERCK & CO INC COM 58933Y105 23 398 SH DFND 5 398 0 0 MERCK & CO INC COM 58933Y105 1011 17143 SH SOLE 0 0 17143 METLIFE INC COM 59156R108 6 107 SH DFND 5 107 0 0 METLIFE INC COM 59156R108 665 12362 SH SOLE 0 0 12362 MFS INTER INCOME TR SH BEN INT 55273C107 86 19370 SH SOLE 0 0 19370 MICRON TECHNOLOGY INC COM 595112103 241 10897 SH SOLE 0 0 10897 MICROSOFT CORP COM 594918104 43 664 SH DFND 5 664 0 0 MICROSOFT CORP COM 594918104 241 3907 SH DFND 9 3907 0 0 MICROSOFT CORP COM 594918104 6726 108265 SH SOLE 0 0 108265 MICROSOFT CORP COM 594918104 0 500 SH Call SOLE 0 0 500 MOHAWK INDS INC COM 608190104 2 9 SH DFND 5 9 0 0 MOHAWK INDS INC COM 608190104 431 2151 SH SOLE 0 0 2151 MONDELEZ INTL INC CL A 609207105 982 22211 SH SOLE 0 0 22211 MONSANTO CO NEW COM 61166W101 638 5984 SH SOLE 0 0 5984 MONSANTO CO NEW COM 61166W101 23 221 SH DFND 5 221 0 0 MORGAN STANLEY COM NEW 617446448 0 200 SH Call SOLE 0 0 200 MORGAN STANLEY COM NEW 617446448 2 45 SH DFND 5 45 0 0 MORGAN STANLEY COM NEW 617446448 856 20395 SH SOLE 0 0 20395 NAVIENT CORP COM 63938C108 457 27828 SH SOLE 0 0 27828 NETFLIX INC COM 64110L106 289 2314 SH DFND 9 2314 0 0 NETFLIX INC COM 64110L106 1456 11775 SH SOLE 0 0 11775 NIKE INC CL B 654106103 2 40 SH DFND 5 40 0 0 NIKE INC CL B 654106103 1117 22031 SH SOLE 0 0 22031 NORDSTROM INC COM 655664100 553 11473 SH SOLE 0 0 11473 NORFOLK SOUTHERN CORP COM 655844108 4 34 SH DFND 5 34 0 0 NORFOLK SOUTHERN CORP COM 655844108 298 2745 SH SOLE 0 0 2745 NORTHROP GRUMMAN CORP COM 666807102 3 12 SH DFND 5 12 0 0 NORTHROP GRUMMAN CORP COM 666807102 247 1063 SH SOLE 0 0 1063 NOVARTIS A G SPONSORED ADR 66987V109 5 65 SH DFND 5 65 0 0 NOVARTIS A G SPONSORED ADR 66987V109 1 20 SH DFND 7 20 0 0 NOVARTIS A G SPONSORED ADR 66987V109 479 6582 SH SOLE 0 0 6582 NUCOR CORP COM 670346105 221 3697 SH SOLE 0 0 3697 NUVEEN AMT FREE QLTY MUN INC COM 670657105 540 40491 SH SOLE 0 0 40491 NUVEEN CA QUALTY MUN INCOME COM 67066Y105 533 37694 SH SOLE 0 0 37694 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 258 28925 SH SOLE 0 0 28925 NVIDIA CORP COM 67066G104 12 200 SH Call SOLE 0 0 200 NVIDIA CORP COM 67066G104 111 1040 SH DFND 5 1040 0 0 NVIDIA CORP COM 67066G104 2838 26518 SH SOLE 0 0 26518 NVIDIA CORP COM 67066G104 62 1600 SH Call DFND 5 1600 0 0 OAKTREE CAP GROUP LLC UNIT CL A 674001201 223 5861 SH SOLE 0 0 5861 OCCIDENTAL PETE CORP DEL COM 674599105 590 8320 SH SOLE 0 0 8320 OCCIDENTAL PETE CORP DEL COM 674599105 3 40 SH DFND 5 40 0 0 OCLARO INC COM NEW 67555N206 246 27300 SH SOLE 0 0 27300 OFFICE DEPOT INC COM 676220106 74 15875 SH SOLE 0 0 15875 OMNICOM GROUP INC COM 681919106 495 5826 SH SOLE 0 0 5826 ORACLE CORP COM 68389X105 25 668 SH DFND 5 668 0 0 ORACLE CORP COM 68389X105 914 23702 SH SOLE 0 0 23702 ORASURE TECHNOLOGIES INC COM 68554V108 200 22900 SH SOLE 0 0 22900 PACCAR INC COM 693718108 492 7712 SH SOLE 0 0 7712 PACIFIC BIOSCIENCES CALIF IN COM 69404D108 40 10250 SH SOLE 0 0 10250 PALO ALTO NETWORKS INC COM 697435105 270 2117 SH SOLE 0 0 2117 PANERA BREAD CO CL A 69840W108 261 1268 SH SOLE 0 0 1268 PENNANTPARK INVT CORP COM 708062104 99 12967 SH SOLE 0 0 12967 PENNEY J C INC COM 708160106 278 33910 SH SOLE 0 0 33910 PEPSICO INC COM 713448108 3 29 SH DFND 5 29 0 0 PEPSICO INC COM 713448108 1464 14045 SH SOLE 0 0 14045 PEPSICO INC COM 713448108 0 100 SH Call SOLE 0 0 100 PFIZER INC COM 717081103 10 322 SH DFND 5 322 0 0 PFIZER INC COM 717081103 2250 69693 SH SOLE 0 0 69693 PFIZER INC COM 717081103 0 600 SH Call SOLE 0 0 600 PG&E CORP COM 69331C108 5 77 SH DFND 5 77 0 0 PG&E CORP COM 69331C108 390 6419 SH SOLE 0 0 6419 PHILIP MORRIS INTL INC COM 718172109 19 206 SH DFND 5 206 0 0 PHILIP MORRIS INTL INC COM 718172109 861 9494 SH SOLE 0 0 9494 PHILLIPS 66 COM 718546104 792 9234 SH SOLE 0 0 9234 PHILLIPS 66 COM 718546104 2 21 SH DFND 5 21 0 0 PIMCO ETF TR 25YR+ ZERO U S 72201R882 2032 18711 SH SOLE 0 0 18711 PIMCO HIGH INCOME FD COM SHS 722014107 210 23075 SH SOLE 0 0 23075 PINNACLE FINL PARTNERS INC COM 72346Q104 757 10921 SH SOLE 0 0 10921 PINNACLE FOODS INC DEL COM 72348P104 327 6120 SH SOLE 0 0 6120 PINNACLE WEST CAP CORP COM 723484101 417 5344 SH SOLE 0 0 5344 PIONEER HIGH INCOME TR COM 72369H106 141 13999 SH SOLE 0 0 13999 PNC FINL SVCS GROUP INC COM 693475105 9 69 SH DFND 5 69 0 0 PNC FINL SVCS GROUP INC COM 693475105 175 1503 SH DFND 9 1503 0 0 PNC FINL SVCS GROUP INC COM 693475105 567 4819 SH SOLE 0 0 4819 POTASH CORP SASK INC COM 73755L107 467 25714 SH SOLE 0 0 25714 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 1070 67262 SH SOLE 0 0 67262 POWERSHARES DB CMDTY IDX TRA UNIT BEN INT 73935S105 7 442 SH DFND 5 442 0 0 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 472 11373 SH SOLE 0 0 11373 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 989 43176 SH SOLE 0 0 43176 POWERSHARES ETF TRUST DWA MOMENTUM PTF 73935X153 3001 71582 SH SOLE 0 0 71582 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 1081 27618 PRN SOLE 0 0 27618 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 852 15140 SH SOLE 0 0 15140 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 259 5101 SH SOLE 0 0 5101 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 2433 30216 SH SOLE 0 0 30216 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1981 25310 SH SOLE 0 0 25310 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1599 50063 SH SOLE 0 0 50063 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 518 15503 SH SOLE 0 0 15503 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 438 24556 SH SOLE 0 0 24556 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 2368 23858 SH SOLE 0 0 23858 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 601 5217 SH SOLE 0 0 5217 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 570 33841 PRN SOLE 0 0 33841 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 769 53581 SH SOLE 0 0 53581 POWERSHARES ETF TRUST RUSSELL 2000 GRW 73935X872 680 26084 SH SOLE 0 0 26084 POWERSHARES ETF TRUST RUSSELL 2000 VAL 73935X864 336 11070 SH SOLE 0 0 11070 POWERSHARES ETF TRUST RUSSELL MID GRW 73935X807 2261 72979 SH SOLE 0 0 72979 POWERSHARES ETF TRUST RUSSELL MID VAL 73935X880 367 11767 SH SOLE 0 0 11767 POWERSHARES ETF TRUST S&P 500 QLTY PRT 73935X682 918 35439 SH SOLE 0 0 35439 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 478 25460 SH SOLE 0 0 25460 POWERSHARES ETF TRUST II DWA DEVMKTMOM PT 73936Q108 206 9966 SH SOLE 0 0 9966 POWERSHARES ETF TRUST II DWA EMKT MOM PTF 73936Q207 185 12724 SH SOLE 0 0 12724 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 20 852 SH DFND 3 852 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 123 5267 SH DFND 5 5267 0 0 POWERSHARES ETF TRUST II SENIOR LN PORT 73936Q769 132 5660 SH SOLE 0 0 5660 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 384 3257 SH DFND 5 3257 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 6506 54846 SH SOLE 0 0 54846 PPL CORP COM 69351T106 177 5200 SH DFND 5 5200 0 0 PPL CORP COM 69351T106 263 7786 SH SOLE 0 0 7786 PRAXAIR INC COM 74005P104 211 1763 SH SOLE 0 0 1763 PRICELINE GRP INC COM NEW 741503403 1017 701 SH SOLE 0 0 701 PRICELINE GRP INC COM NEW 741503403 3 2 SH DFND 5 2 0 0 PRICELINE GRP INC COM NEW 741503403 276 188 SH DFND 9 188 0 0 PROCTER AND GAMBLE CO COM 742718109 19 218 SH DFND 5 218 0 0 PROCTER AND GAMBLE CO COM 742718109 2392 28441 SH SOLE 0 0 28441 PROSHARES TR MDCP 400 DIVID 74347B680 33 646 SH DFND 5 646 0 0 PROSHARES TR MDCP 400 DIVID 74347B680 510 10167 SH SOLE 0 0 10167 PROSHARES TR MSCI EMRG ETF 74347X302 561 10921 SH SOLE 0 0 10921 PROSHARES TR PSHS ULT MCAP400 74347R404 1736 18420 SH SOLE 0 0 18420 PROSHARES TR PSHS ULT S&P 500 74347R107 1482 19446 SH SOLE 0 0 19446 PROSHARES TR PSHS ULTRA QQQ 74347R206 1905 22055 SH SOLE 0 0 22055 PROSHARES TR PSHS ULTRUSS2000 74347R842 1499 13459 SH SOLE 0 0 13459 PROSHARES TR RUSS 2000 DIVD 74347B698 0 2 SH DFND 5 2 0 0 PROSHARES TR RUSS 2000 DIVD 74347B698 596 11117 SH SOLE 0 0 11117 PROSHARES TR S&P 500 DV ARIST 74348A467 258 4810 SH SOLE 0 0 4810 PRUDENTIAL FINL INC COM 744320102 5 52 SH DFND 5 52 0 0 PRUDENTIAL FINL INC COM 744320102 1455 14037 SH SOLE 0 0 14037 PUBLIC STORAGE COM 74460D109 538 2407 SH SOLE 0 0 2407 PULTE GROUP INC COM 745867101 222 12027 SH SOLE 0 0 12027 QORVO INC COM 74736K101 355 6734 SH SOLE 0 0 6734 QUAKER CHEM CORP COM 747316107 4 25 SH DFND 5 25 0 0 QUAKER CHEM CORP COM 747316107 205 1600 SH SOLE 0 0 1600 QUALCOMM INC COM 747525103 41 613 SH DFND 5 613 0 0 QUALCOMM INC COM 747525103 2176 33236 SH SOLE 0 0 33236 RADIAN GROUP INC COM 750236101 2 89 SH DFND 5 89 0 0 RADIAN GROUP INC COM 750236101 393 22024 SH SOLE 0 0 22024 RAYTHEON CO COM NEW 755111507 2 17 SH DFND 5 17 0 0 RAYTHEON CO COM NEW 755111507 748 5247 SH SOLE 0 0 5247 REALTY INCOME CORP COM 756109104 252 4382 SH SOLE 0 0 4382 RED HAT INC COM 756577102 265 3825 SH SOLE 0 0 3825 REGENERON PHARMACEUTICALS COM 75886F107 267 720 SH SOLE 0 0 720 REYNOLDS AMERICAN INC COM 761713106 3 57 SH DFND 5 57 0 0 REYNOLDS AMERICAN INC COM 761713106 296 5240 SH SOLE 0 0 5240 RITE AID CORP COM 767754104 8 1000 SH DFND 5 1000 0 0 RITE AID CORP COM 767754104 572 70817 SH SOLE 0 0 70817 ROYAL BK CDA MONTREAL QUE COM 780087102 737 10901 SH SOLE 0 0 10901 ROYAL BK SCOTLAND GROUP PLC SPONS ADR 2 ORD 780097689 107 19272 SH SOLE 0 0 19272 ROYCE MICRO-CAP TR INC COM 780915104 309 38041 SH SOLE 0 0 38041 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1535 17781 SH SOLE 0 0 17781 RYDEX ETF TRUST GUG S&P500 PU VA 78355W304 248 4221 SH SOLE 0 0 4221 RYDEX ETF TRUST GUG S&P500EQWTEN 78355W866 874 13733 SH SOLE 0 0 13733 RYDEX ETF TRUST GUG S&P500EQWTFI 78355W858 268 7417 SH SOLE 0 0 7417 RYDEX ETF TRUST GUG S&P500EQWTHC 78355W841 287 1963 SH SOLE 0 0 1963 RYDEX ETF TRUST GUG S&P500EQWTTE 78355W817 994 9198 SH SOLE 0 0 9198 RYDEX ETF TRUST GUGGENHM S&P 500 78355W205 1077 6822 SH SOLE 0 0 6822 SALESFORCE COM INC COM 79466L302 4 53 SH DFND 5 53 0 0 SALESFORCE COM INC COM 79466L302 196 2847 SH DFND 9 2847 0 0 SALESFORCE COM INC COM 79466L302 640 9287 SH SOLE 0 0 9287 SCHLUMBERGER LTD COM 806857108 13 146 SH DFND 5 146 0 0 SCHLUMBERGER LTD COM 806857108 1483 17631 SH SOLE 0 0 17631 SCHWAB CHARLES CORP NEW COM 808513105 260 6536 SH SOLE 0 0 6536 SCHWAB STRATEGIC TR EMRG MKTEQ ETF 808524706 268 12910 SH SOLE 0 0 12910 SCHWAB STRATEGIC TR INTL EQTY ETF 808524805 476 17323 SH SOLE 0 0 17323 SCHWAB STRATEGIC TR US AGGREGATE B 808524839 607 11733 SH SOLE 0 0 11733 SCHWAB STRATEGIC TR US BRD MKT ETF 808524102 1751 32403 SH SOLE 0 0 32403 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 1309 30108 SH SOLE 0 0 30108 SCHWAB STRATEGIC TR US LCAP GR ETF 808524300 2408 42983 SH SOLE 0 0 42983 SCHWAB STRATEGIC TR US LRG CAP ETF 808524201 467 8824 SH SOLE 0 0 8824 SCHWAB STRATEGIC TR US MID-CAP ETF 808524508 252 5527 SH SOLE 0 0 5527 SCHWAB STRATEGIC TR US SML CAP ETF 808524607 209 3403 SH SOLE 0 0 3403 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 845 10468 SH SOLE 0 0 10468 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 979 18915 SH SOLE 0 0 18915 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 903 13068 SH SOLE 0 0 13068 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 2636 34858 SH SOLE 0 0 34858 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 2296 99427 SH SOLE 0 0 99427 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 0 400 SH Call SOLE 0 0 400 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2311 37452 SH SOLE 0 0 37452 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 300 6057 SH SOLE 0 0 6057 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 2132 44077 SH SOLE 0 0 44077 SEMPRA ENERGY COM 816851109 101 1000 SH DFND 5 1000 0 0 SEMPRA ENERGY COM 816851109 794 7900 SH SOLE 0 0 7900 SHERWIN WILLIAMS CO COM 824348106 5 17 SH DFND 5 17 0 0 SHERWIN WILLIAMS CO COM 824348106 208 782 SH DFND 9 782 0 0 SHERWIN WILLIAMS CO COM 824348106 405 1523 SH SOLE 0 0 1523 SKYWORKS SOLUTIONS INC COM 83088M102 0 200 SH Call SOLE 0 0 200 SKYWORKS SOLUTIONS INC COM 83088M102 3 43 SH DFND 5 43 0 0 SKYWORKS SOLUTIONS INC COM 83088M102 481 6421 SH SOLE 0 0 6421 SOUTHERN CO COM 842587107 545 10998 SH SOLE 0 0 10998 SOUTHERN NATL BANCORP OF VA COM 843395104 820 50153 SH SOLE 0 0 50153 SOUTHWEST AIRLS CO COM 844741108 8 163 SH DFND 5 163 0 0 SOUTHWEST AIRLS CO COM 844741108 938 18951 SH SOLE 0 0 18951 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 243 1228 SH SOLE 0 0 1228 SPDR GOLD TRUST GOLD SHS 78463V107 59 545 SH DFND 5 545 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 1104 10015 SH SOLE 0 0 10015 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 7 144 SH DFND 5 144 0 0 SPDR INDEX SHS FDS DJ GLB RL ES ETF 78463X749 1062 22698 SH SOLE 0 0 22698 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 8000 SH Put SOLE 0 0 8000 SPDR S&P 500 ETF TR TR UNIT 78462F103 27 118 SH DFND 5 118 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 6799 30452 SH SOLE 0 0 30452 SPDR SER TR BLOOMBERG SRT TR 78468R408 406 14694 SH SOLE 0 0 14694 SPDR SERIES TRUST BLMBRG BRC CNVRT 78464A359 413 9030 SH SOLE 0 0 9030 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 11 364 SH DFND 5 364 0 0 SPDR SERIES TRUST BLOMBERG INTL TR 78464A516 1313 50349 SH SOLE 0 0 50349 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 121 2132 SH DFND 2 2132 0 0 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 185 3249 SH DFND 5 3249 0 0 SPDR SERIES TRUST BLOMBRG BRC AGRT 78464A649 323 5664 SH SOLE 0 0 5664 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 90 1305 SH DFND 5 1305 0 0 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 27 388 SH DFND 6 388 0 0 SPDR SERIES TRUST BLOOMBERG LNG TR 78464A664 1673 24289 SH SOLE 0 0 24289 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 438 7255 SH SOLE 0 0 7255 SPDR SERIES TRUST S&P BK ETF 78464A797 320 7431 PRN SOLE 0 0 7431 SPDR SERIES TRUST S&P DIVID ETF 78464A763 24 284 SH DFND 3 284 0 0 SPDR SERIES TRUST S&P DIVID ETF 78464A763 1678 19531 SH SOLE 0 0 19531 SPDR SERIES TRUST S&P DIVID ETF 78464A763 6 69 SH DFND 5 69 0 0 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 686 20154 SH SOLE 0 0 20154 SPDR SERIES TRUST S&P HOMEBUILD 78464A888 0 100 SH Call SOLE 0 0 100 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 637 14530 SH SOLE 0 0 14530 SPDR SERIES TRUST S&P SEMICNDCTR 78464A862 249 4450 SH SOLE 0 0 4450 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 202 21592 SH SOLE 0 0 21592 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 59 1227 SH DFND 5 1227 0 0 SSGA ACTIVE ETF TR SPDR TR TACTIC 78467V848 883 18262 SH SOLE 0 0 18262 STANLEY BLACK & DECKER INC COM 854502101 449 3962 SH SOLE 0 0 3962 STANLEY BLACK & DECKER INC COM 854502101 10 87 SH DFND 5 87 0 0 STAPLES INC COM 855030102 108 11983 SH SOLE 0 0 11983 STARBUCKS CORP COM 855244109 77 1380 SH DFND 5 1380 0 0 STARBUCKS CORP COM 855244109 241 4350 SH DFND 9 4350 0 0 STARBUCKS CORP COM 855244109 6515 117318 SH SOLE 0 0 117318 STRYKER CORP COM 863667101 6 52 SH DFND 5 52 0 0 STRYKER CORP COM 863667101 503 4224 SH SOLE 0 0 4224 SUNTRUST BKS INC COM 867914103 6 109 SH DFND 5 109 0 0 SUNTRUST BKS INC COM 867914103 569 10358 SH SOLE 0 0 10358 SYSCO CORP COM 871829107 2 35 SH DFND 5 35 0 0 SYSCO CORP COM 871829107 292 5259 SH SOLE 0 0 5259 TARGA RES CORP COM 87612G101 71 1259 SH SOLE 0 0 1259 TARGA RES CORP COM 87612G101 174 3100 SH DFND 5 3100 0 0 TARGET CORP COM 87612E106 4 63 SH DFND 5 63 0 0 TARGET CORP COM 87612E106 593 8201 SH SOLE 0 0 8201 TASER INTL INC COM 87651B104 957 39696 SH SOLE 0 0 39696 TCW STRATEGIC INCOME FUND IN COM 872340104 1325 249197 SH SOLE 0 0 249197 TESLA MTRS INC COM 88160R101 13 60 SH DFND 5 60 0 0 TESLA MTRS INC COM 88160R101 626 2960 SH SOLE 0 0 2960 TESORO CORP COM 881609101 422 4854 SH SOLE 0 0 4854 TEXAS INSTRS INC COM 882508104 1508 20667 SH DFND 5 20667 0 0 TEXAS INSTRS INC COM 882508104 989 13576 SH SOLE 0 0 13576 THERMO FISHER SCIENTIFIC INC COM 883556102 2 14 SH DFND 5 14 0 0 THERMO FISHER SCIENTIFIC INC COM 883556102 249 1754 SH SOLE 0 0 1754 TJX COS INC NEW COM 872540109 609 8102 SH DFND 5 8102 0 0 TJX COS INC NEW COM 872540109 241 3165 SH SOLE 0 0 3165 TORTOISE ENERGY INFRA CORP COM 89147L100 301 9822 SH SOLE 0 0 9822 TOTAL S A SPONSORED ADR 89151E109 329 6434 SH SOLE 0 0 6434 TRANSCANADA CORP COM 89353D107 135 3000 SH DFND 5 3000 0 0 TRANSCANADA CORP COM 89353D107 194 4300 SH SOLE 0 0 4300 TRAVELERS COMPANIES INC COM 89417E109 38 305 SH DFND 5 305 0 0 TRAVELERS COMPANIES INC COM 89417E109 1219 10015 SH SOLE 0 0 10015 TRIBUNE MEDIA CO CL A 896047503 335 9690 SH SOLE 0 0 9690 TRINA SOLAR LIMITED SPON ADR 89628E104 108 11505 SH SOLE 0 0 11505 TWENTY FIRST CENTY FOX INC CL A 90130A101 0 17 SH DFND 5 17 0 0 TWENTY FIRST CENTY FOX INC CL A 90130A101 551 19564 SH SOLE 0 0 19564 TWITTER INC COM 90184L102 31 1914 SH DFND 5 1914 0 0 TWITTER INC COM 90184L102 326 19816 SH SOLE 0 0 19816 TYSON FOODS INC CL A 902494103 289 4686 SH SOLE 0 0 4686 TYSON FOODS INC CL A 902494103 124 2000 SH DFND 5 2000 0 0 UBS AG LONDON BRH ETRAC ALER MLP 90267B682 237 11898 SH SOLE 0 0 11898 ULTA SALON COSMETCS & FRAG I COM 90384S303 2 7 SH DFND 5 7 0 0 ULTA SALON COSMETCS & FRAG I COM 90384S303 282 1107 SH SOLE 0 0 1107 UNION PAC CORP COM 907818108 14 134 SH DFND 5 134 0 0 UNION PAC CORP COM 907818108 920 8967 SH SOLE 0 0 8967 UNITED PARCEL SERVICE INC CL B 911312106 2 15 SH DFND 5 15 0 0 UNITED PARCEL SERVICE INC CL B 911312106 219 1895 SH DFND 9 1895 0 0 UNITED PARCEL SERVICE INC CL B 911312106 1798 15756 SH SOLE 0 0 15756 UNITED PARCEL SERVICE INC CL B 911312106 0 100 SH Call SOLE 0 0 100 UNITED RENTALS INC COM 911363109 2 22 SH DFND 5 22 0 0 UNITED RENTALS INC COM 911363109 1284 12168 SH SOLE 0 0 12168 UNITED TECHNOLOGIES CORP COM 913017109 14 124 SH DFND 5 124 0 0 UNITED TECHNOLOGIES CORP COM 913017109 198 1824 SH DFND 9 1824 0 0 UNITED TECHNOLOGIES CORP COM 913017109 1077 9834 SH SOLE 0 0 9834 UNITED TECHNOLOGIES CORP COM 913017109 0 100 SH Call SOLE 0 0 100 UNITEDHEALTH GROUP INC COM 91324P102 15 92 SH DFND 5 92 0 0 UNITEDHEALTH GROUP INC COM 91324P102 860 5380 SH SOLE 0 0 5380 US BANCORP DEL COM NEW 902973304 5 92 SH DFND 5 92 0 0 US BANCORP DEL COM NEW 902973304 202 3965 SH DFND 9 3965 0 0 US BANCORP DEL COM NEW 902973304 1032 20188 SH SOLE 0 0 20188 V F CORP COM 918204108 2 36 SH DFND 5 36 0 0 V F CORP COM 918204108 205 3877 SH SOLE 0 0 3877 VAIL RESORTS INC COM 91879Q109 287 1797 SH SOLE 0 0 1797 VALERO ENERGY CORP NEW COM 91913Y100 13 195 SH DFND 5 195 0 0 VALERO ENERGY CORP NEW COM 91913Y100 1161 17044 SH SOLE 0 0 17044 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1005 12098 SH SOLE 0 0 12098 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 37 447 SH DFND 5 447 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 140 1765 SH DFND 2 1765 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 227 2859 SH DFND 5 2859 0 0 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 517 6513 SH SOLE 0 0 6513 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 250 3092 SH SOLE 0 0 3092 VANGUARD CHARLOTTE FDS INTL BD IDX ETF 92203J407 552 10150 SH SOLE 0 0 10150 VANGUARD INDEX FDS GROWTH ETF 922908736 302 2703 SH SOLE 0 0 2703 VANGUARD INDEX FDS GROWTH ETF 922908736 51 453 SH DFND 5 453 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 8 82 SH DFND 5 82 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 237 2431 SH SOLE 0 0 2431 VANGUARD INDEX FDS MID CAP ETF 922908629 35 268 SH DFND 5 268 0 0 VANGUARD INDEX FDS MID CAP ETF 922908629 397 3011 SH SOLE 0 0 3011 VANGUARD INDEX FDS REIT ETF 922908553 1293 15657 SH SOLE 0 0 15657 VANGUARD INDEX FDS REIT ETF 922908553 324 3937 SH DFND 5 3937 0 0 VANGUARD INDEX FDS REIT ETF 922908553 140 1696 SH DFND 2 1696 0 0 VANGUARD INDEX FDS REIT ETF 922908553 24 288 SH DFND 3 288 0 0 VANGUARD INDEX FDS SM CP VAL ETF 922908611 292 2404 SH SOLE 0 0 2404 VANGUARD INDEX FDS SMALL CP ETF 922908751 36 277 SH DFND 5 277 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 319 2485 SH SOLE 0 0 2485 VANGUARD INDEX FDS TOTAL STK MKT 922908769 62 530 SH DFND 5 530 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 6930 60117 SH SOLE 0 0 60117 VANGUARD INDEX FDS VALUE ETF 922908744 1680 18048 SH SOLE 0 0 18048 VANGUARD INDEX FDS VALUE ETF 922908744 80 864 SH DFND 5 864 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 225 5104 SH DFND 5 5104 0 0 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 2565 58008 SH SOLE 0 0 58008 VANGUARD INTL EQUITY INDEX F ALLWRLD EX US 922042775 120 2710 SH DFND 2 2710 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 60 1684 SH DFND 2 1684 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 67 1864 SH DFND 5 1864 0 0 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 703 19493 SH SOLE 0 0 19493 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 16 331 SH DFND 5 331 0 0 VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF 922042874 755 15767 SH SOLE 0 0 15767 VANGUARD NAT RES LLC COM UNIT 92205F106 8 13632 SH SOLE 0 0 13632 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 770 9692 SH SOLE 0 0 9692 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 910 10650 SH SOLE 0 0 10650 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 311 8565 SH SOLE 0 0 8565 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 61 1676 SH DFND 5 1676 0 0 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 812 10654 SH SOLE 0 0 10654 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 339 2551 SH SOLE 0 0 2551 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 403 3167 SH SOLE 0 0 3167 VANGUARD WORLD FDS INF TECH ETF 92204A702 516 4254 SH SOLE 0 0 4254 VERISIGN INC COM 92343E102 217 2850 SH SOLE 0 0 2850 VERIZON COMMUNICATIONS INC COM 92343V104 78 1466 SH DFND 5 1466 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 3789 71053 SH SOLE 0 0 71053 VERTEX PHARMACEUTICALS INC COM 92532F100 400 5391 SH SOLE 0 0 5391 VERTEX PHARMACEUTICALS INC COM 92532F100 0 800 SH Call SOLE 0 0 800 VIACOM INC NEW CL B 92553P201 366 10373 SH SOLE 0 0 10373 VISA INC COM CL A 92826C839 1273 16391 SH SOLE 0 0 16391 VISA INC COM CL A 92826C839 10 138 SH DFND 5 138 0 0 VISA INC COM CL A 92826C839 219 2833 SH DFND 9 2833 0 0 WABCO HLDGS INC COM 92927K102 264 2467 SH SOLE 0 0 2467 WAL-MART STORES INC COM 931142103 30 432 SH DFND 5 432 0 0 WAL-MART STORES INC COM 931142103 192 2798 SH DFND 9 2798 0 0 WAL-MART STORES INC COM 931142103 1063 15350 SH SOLE 0 0 15350 WELLS FARGO & CO NEW COM 949746101 22 407 SH DFND 5 407 0 0 WELLS FARGO & CO NEW COM 949746101 1508 27329 SH SOLE 0 0 27329 WESTERN DIGITAL CORP COM 958102105 485 7177 SH SOLE 0 0 7177 WEYERHAEUSER CO COM 962166104 859 28457 SH SOLE 0 0 28457 WISDOMTREE TR DIV EX-FINL FD 97717W406 1146 14229 SH SOLE 0 0 14229 WISDOMTREE TR EARNING 500 FD 97717W588 296 3805 PRN SOLE 0 0 3805 WISDOMTREE TR HIGH DIV FD 97717W208 1391 20769 SH SOLE 0 0 20769 WISDOMTREE TR INTL DIV EX FINL 97717W786 239 6434 SH SOLE 0 0 6434 WISDOMTREE TR INTL LRGCAP DV 97717W794 690 16194 SH SOLE 0 0 16194 WISDOMTREE TR INTL MIDCAP DV 97717W778 233 4170 SH SOLE 0 0 4170 WISDOMTREE TR JAPN HEDGE EQT 97717W851 964 19421 SH SOLE 0 0 19421 WISDOMTREE TR LARGECAP DIVID 97717W307 491 6129 SH SOLE 0 0 6129 WISDOMTREE TR MDCP EARN FUND 97717W570 1308 12770 SH SOLE 0 0 12770 WISDOMTREE TR MIDCAP DIVI FD 97717W505 111 1181 SH DFND 5 1181 0 0 WISDOMTREE TR MIDCAP DIVI FD 97717W505 1153 12305 SH SOLE 0 0 12305 WISDOMTREE TR SMALLCAP DIVID 97717W604 35 433 SH DFND 5 433 0 0 WISDOMTREE TR SMALLCAP DIVID 97717W604 708 8567 SH SOLE 0 0 8567 WISDOMTREE TR SMLCAP EARN FD 97717W562 492 4997 SH SOLE 0 0 4997 WISDOMTREE TR TOTAL DIVID FD 97717W109 1159 14265 SH SOLE 0 0 14265 WISDOMTREE TR TTL EARNING FD 97717W596 338 4234 SH SOLE 0 0 4234 WISDOMTREE TR US QTLY DIV GRT 97717X669 273 8345 SH SOLE 0 0 8345 WYNN RESORTS LTD COM 983134107 244 2846 SH SOLE 0 0 2846 XILINX INC COM 983919101 706 11701 SH SOLE 0 0 11701 YAHOO INC COM 984332106 39 1000 SH DFND 5 1000 0 0 YAHOO INC COM 984332106 1880 48382 SH SOLE 0 0 48382 YUM BRANDS INC COM 988498101 4 68 SH DFND 5 68 0 0 YUM BRANDS INC COM 988498101 272 4320 SH SOLE 0 0 4320 ZIONS BANCORPORATION COM 989701107 368 8510 SH SOLE 0 0 8510 ZIONS BANCORPORATION COM 989701107 275 6405 SH DFND 9 6405 0 0