0001085146-14-001463.txt : 20140731
0001085146-14-001463.hdr.sgml : 20140731
20140730192323
ACCESSION NUMBER: 0001085146-14-001463
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140731
DATE AS OF CHANGE: 20140730
EFFECTIVENESS DATE: 20140731
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: Concert Wealth Management Inc.
CENTRAL INDEX KEY: 0001456534
IRS NUMBER: 371532751
STATE OF INCORPORATION: CA
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13474
FILM NUMBER: 141004144
BUSINESS ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95126
BUSINESS PHONE: 408-856-6310
MAIL ADDRESS:
STREET 1: 1900 THE ALAMEDA
STREET 2: SUITE 300
CITY: SAN JOSE
STATE: CA
ZIP: 95126
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001456534
XXXXXXXX
06-30-2014
06-30-2014
false
Concert Wealth Management Inc.
1900 THE ALAMEDA
SUITE 300
SAN JOSE
CA
95126
13F HOLDINGS REPORT
028-13474
Y
Proxy voting authority for managers 1-7 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client.
James Thorn
Chief Compliance Officer
408-856-6224
/s/ James Thorn
San Jose
CA
07-30-2014
7
637
815784
1
Columbia
2
Envestnet
3
Invesco Advisors
4
NBE International
5
NBE Select
6
NWQ Investment
7
Sitrin Capital Management
INFORMATION TABLE
2
infotable.xml
3M CO
COM
88579Y101
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COM
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ABBOTT LABS
COM
002824100
898
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SH
SOLE
0
0
22532
ABBOTT LABS
COM
002824100
0
200
SH
Call
SOLE
0
0
200
ABBVIE INC
COM
00287Y109
5
100
SH
DFND
2
100
0
0
ABBVIE INC
COM
00287Y109
1486
27051
SH
SOLE
0
0
27051
ABERDEEN AUSTRALIA EQTY FD I
COM
003011103
334
37730
SH
SOLE
0
0
37730
ACUITY BRANDS INC
COM
00508Y102
466
3388
SH
SOLE
0
0
3388
ADOBE SYS INC
COM
00724F101
1358
19311
SH
SOLE
0
0
19311
ADVISORSHARES TR
PERITUS HG YLD
00768Y503
2944
55502
SH
SOLE
0
0
55502
AETNA INC NEW
COM
00817Y108
282
3660
SH
SOLE
0
0
3660
AFLAC INC
COM
001055102
3
73
SH
DFND
2
73
0
0
AFLAC INC
COM
001055102
1488
24002
SH
SOLE
0
0
24002
AKAMAI TECHNOLOGIES INC
COM
00971T101
2029
33285
SH
SOLE
0
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33285
ALCATEL-LUCENT
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013904305
52
16259
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0
0
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ALLIANZGI CONV & INCOME FD
COM
018828103
222
21623
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SOLE
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0
21623
ALLIANZGI EQUITY & CONV INCO
COM
018829101
450
22789
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0
0
22789
ALLSTATE CORP
COM
020002101
412
7465
SH
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0
0
7465
ALPINE GLOBAL PREMIER PPTYS
COM SBI
02083A103
87
12104
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ALPS ETF TR
ALERIAN MLP
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866
47087
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BARRONS 400 ETF
00162Q726
395
12700
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SOLE
0
0
12700
ALTISOURCE RESIDENTIAL CORP
CL B
02153W100
433
17513
SH
SOLE
0
0
17513
ALTRIA GROUP INC
COM
02209S103
1049
26298
SH
SOLE
0
0
26298
AMAZON COM INC
COM
023135106
8
27
SH
DFND
5
27
0
0
AMAZON COM INC
COM
023135106
248
820
SH
DFND
7
820
0
0
AMAZON COM INC
COM
023135106
1704
5458
SH
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0
0
5458
AMERICAN AIRLS GROUP INC
COM
02376R102
663
16511
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0
0
16511
AMERICAN ELEC PWR INC
COM
025537101
501
9213
SH
SOLE
0
0
9213
AMERICAN EXPRESS CO
COM
025816109
2124
23610
SH
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0
0
23610
AMERICAN EXPRESS CO
COM
025816109
274
3068
SH
DFND
7
3068
0
0
AMERISOURCEBERGEN CORP
COM
03073E105
204
3037
SH
SOLE
0
0
3037
AMGEN INC
COM
031162100
1368
11973
SH
SOLE
0
0
11973
ANADARKO PETE CORP
COM
032511107
1129
10744
SH
SOLE
0
0
10744
ANNALY CAP MGMT INC
COM
035710409
131
12312
SH
SOLE
0
0
12312
APOLLO INVT CORP
COM
03761U106
270
33125
SH
SOLE
0
0
33125
APPLE INC
COM
037833100
17
10500
SH
Put
SOLE
0
0
10500
APPLE INC
COM
037833100
18343
200180
SH
SOLE
0
0
200180
APPLE INC
COM
037833100
46
504
SH
DFND
2
504
0
0
APPLIED MATLS INC
COM
038222105
729
34360
SH
SOLE
0
0
34360
ARES CAP CORP
COM
04010L103
248
14624
SH
SOLE
0
0
14624
ARIAD PHARMACEUTICALS INC
COM
04033A100
264
42106
SH
SOLE
0
0
42106
ARIAD PHARMACEUTICALS INC
COM
04033A100
0
700
SH
Call
SOLE
0
0
700
AT&T INC
COM
00206R102
39
1193
SH
DFND
2
1193
0
0
AT&T INC
COM
00206R102
2249
65829
SH
SOLE
0
0
65829
ATMEL CORP
COM
049513104
0
1000
SH
Call
SOLE
0
0
1000
ATMEL CORP
COM
049513104
1270
136642
SH
SOLE
0
0
136642
AUDIENCE INC
COM
05070J102
127
10801
SH
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0
0
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AUTOMATIC DATA PROCESSING IN
COM
053015103
519
7048
SH
SOLE
0
0
7048
AUTOMATIC DATA PROCESSING IN
COM
053015103
240
3231
SH
DFND
7
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0
0
AVON PRODS INC
COM
054303102
149
10875
SH
SOLE
0
0
10875
BANCROFT FUND LTD
COM
059695106
197
10096
SH
SOLE
0
0
10096
BANK OF AMERICA CORPORATION
*W EXP 01/16/201
060505146
209
31015
SH
SOLE
0
0
31015
BANK OF AMERICA CORPORATION
COM
060505104
1711
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PRN
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116768
BANK OF AMERICA CORPORATION
COM
060505104
0
11400
SH
Call
SOLE
0
0
11400
BAXTER INTL INC
COM
071813109
1138
16185
SH
SOLE
0
0
16185
BB&T CORP
COM
054937107
201
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SH
SOLE
0
0
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BECTON DICKINSON & CO
COM
075887109
222
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SH
DFND
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0
0
BECTON DICKINSON & CO
COM
075887109
399
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SH
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BERKSHIRE HATHAWAY INC DEL
CL A
084670108
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SH
SOLE
0
0
5
BIOGEN IDEC INC
COM
09062X103
359
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SH
SOLE
0
0
1168
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
142
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SH
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0
0
12021
BLACKROCK CR ALLCTN INC TR
COM
092508100
142
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SH
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BLACKROCK ENH CAP & INC FD I
COM
09256A109
540
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SH
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0
0
38516
BLACKROCK ENHANCED EQT DIV T
COM
09251A104
182
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0
0
22228
BLACKROCK INC
COM
09247X101
434
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SH
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BLACKROCK INCOME TR INC
COM
09247F100
74
11684
SH
SOLE
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11684
BLACKROCK INTL GRWTH & INC T
COM BENE INTER
092524107
99
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SH
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BLACKROCK MUNIYIELD CALI QLT
COM
09254N103
181
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SH
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COM UNIT LTD
09253U108
500
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BOEING CO
COM
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SH
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BOEING CO
COM
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DFND
5
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0
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BOEING CO
COM
097023105
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SH
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BP PLC
SPONSORED ADR
055622104
485
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SH
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0
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BRANDYWINE RLTY TR
SH BEN INT NEW
105368203
245
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PRN
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0
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BRIDGE CAP HLDGS
COM
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231
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SH
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0
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9625
BRISTOL MYERS SQUIBB CO
COM
110122108
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SH
SOLE
0
0
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BT GROUP PLC
ADR
05577E101
468
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SH
SOLE
0
0
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CABELAS INC
COM
126804301
228
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SH
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CALAMOS CONV & HIGH INCOME F
COM SHS
12811P108
175
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12266
CALAMOS CONV OPP AND INC FD
SH BEN INT
128117108
209
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CALAMOS GBL DYN INCOME FUND
COM
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SH
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CALAMOS STRATEGIC TOTL RETN
COM SH BEN INT
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268
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UT LTD PARTNER
131476103
399
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CAMAC ENERGY INC
COM
131745101
17
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SH
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0
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CAMERON INTERNATIONAL CORP
COM
13342B105
210
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SH
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COM
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SH
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CL B
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COM
151020104
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COM
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SH
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COM
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SH
DFND
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0
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COM
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COM
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COM
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COM
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SH
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CHIMERA INVT CORP
COM
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37
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SH
SOLE
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13060
CHIQUITA BRANDS INTL INC
NOTE 4.250% 8/1
170032AT3
15
15000
PRN
SOLE
0
0
15000
CIENA CORP
COM NEW
171779309
269
13425
SH
SOLE
0
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CIGNA CORPORATION
COM
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798
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SH
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CISCO SYS INC
COM
17275R102
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SH
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GUG BUL 2019 HY
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GUG MULTI ASSET
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501
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GUGG CRP BD 2014
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206
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GUGG CRP BD 2015
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259
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GUGG CRP BD 2016
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254
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GUGG CRP BD 2017
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448
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CLAYMORE EXCHANGE TRD FD TR
GUGG SPINOFF ETF
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1531
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SH
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CLOUGH GLOBAL OPPORTUNITIES
SH BEN INT
18914E106
153
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SH
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COCA COLA CO
COM
191216100
1266
31167
SH
SOLE
0
0
31167
COCA COLA CO
COM
191216100
24
587
SH
DFND
2
587
0
0
COGNEX CORP
COM
192422103
332
8840
SH
SOLE
0
0
8840
COHEN & STEERS INFRASTRUCTUR
COM
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693
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SH
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28570
COHEN & STEERS QUALITY RLTY
COM
19247L106
291
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SH
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26452
COLGATE PALMOLIVE CO
COM
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813
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SH
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12211
COLUMBIA PPTY TR INC
COM NEW
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588
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PRN
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COMCAST CORP NEW
CL A
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CL A SPL
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COMMERCE BANCSHARES INC
COM
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20441A102
457
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SP ADR N-V PFD
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CONMED CORP
COM
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COM
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SH
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COM
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908
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SH
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COPART INC
COM
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SH
DFND
1
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0
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COPART INC
COM
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SH
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COM
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287
2647
SH
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2647
0
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COSTCO WHSL CORP NEW
COM
22160K105
2160
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SH
SOLE
0
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19599
CREDIT SUISSE ASSET MGMT INC
COM
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53
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SH
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0
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16329
CSX CORP
COM
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260
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SH
DFND
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9063
0
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CSX CORP
COM
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1463
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SH
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CUMMINS INC
COM
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SH
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CVS CAREMARK CORPORATION
COM
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SH
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CYTEC INDS INC
COM
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SH
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D R HORTON INC
COM
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SH
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COM
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SH
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DAVITA HEALTHCARE PARTNERS I
COM
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DEERE & CO
COM
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328
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1
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0
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COM NEW
247361702
699
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SH
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18592
DENDREON CORP
COM
24823Q107
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13203
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COM
25179M103
755
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DIAGEO P L C
SPON ADR NEW
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DIREXION SHS ETF TR
DLY MIDCAP ETF3X
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524
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5580
DIREXION SHS ETF TR
DLY SCOND 3XBU
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222
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COM
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DOMINION RES INC VA NEW
COM
25746U109
483
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SH
SOLE
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6894
DOW 30SM ENHANCED PREM & INC
COM
260537105
919
68439
SH
SOLE
0
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68439
DOW CHEM CO
COM
260543103
314
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SH
SOLE
0
0
6490
DU PONT E I DE NEMOURS & CO
COM
263534109
53
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SH
DFND
2
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0
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DU PONT E I DE NEMOURS & CO
COM
263534109
1706
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0
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26722
DU PONT E I DE NEMOURS & CO
COM
263534109
0
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SH
Call
SOLE
0
0
2200
DUNKIN BRANDS GROUP INC
COM
265504100
222
4991
SH
SOLE
0
0
4991
DWS GLOBAL HIGH INCOME FD
COM
23338W104
121
14901
SH
SOLE
0
0
14901
E M C CORP MASS
COM
268648102
892
35837
SH
SOLE
0
0
35837
EASTMAN CHEM CO
COM
277432100
349
4244
SH
SOLE
0
0
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EATON VANCE FLTING RATE INC
COM
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151
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SH
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0
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10366
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COM
27828V104
490
32671
SH
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0
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32671
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COM
27829F108
164
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SH
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16629
EATON VANCE TX ADV GLB DIV O
COM
27828U106
225
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SH
SOLE
0
0
9141
EATON VANCE TX ADV GLBL DIV
COM
27828S101
203
12055
SH
SOLE
0
0
12055
EATON VANCE TX MGD DIV EQ IN
COM
27828N102
411
36744
SH
SOLE
0
0
36744
EATON VANCE TXMGD GL BUYWR O
COM
27829C105
193
15780
SH
SOLE
0
0
15780
EBAY INC
COM
278642103
1339
27267
SH
SOLE
0
0
27267
ELLSWORTH FUND LTD
COM
289074106
626
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SH
SOLE
0
0
73126
EMBRAER S A
SP ADR REP 4 COM
29082A107
223
6625
SH
SOLE
0
0
6625
EMERSON ELEC CO
COM
291011104
1345
21610
SH
SOLE
0
0
21610
EMERSON ELEC CO
COM
291011104
226
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SH
DFND
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0
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ENERGY TRANSFER PRTNRS L P
UNIT LTD PARTN
29273R109
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15680
ENTERPRISE PRODS PARTNERS L
COM
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399
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SH
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EOG RES INC
COM
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7429
EXXON MOBIL CORP
COM
30231G102
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SH
DFND
2
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0
0
EXXON MOBIL CORP
COM
30231G102
3296
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SH
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F5 NETWORKS INC
COM
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1897
FACEBOOK INC
CL A
30303M102
8
130
SH
DFND
1
130
0
0
FACEBOOK INC
CL A
30303M102
241
3823
SH
DFND
7
3823
0
0
FACEBOOK INC
CL A
30303M102
2437
37768
SH
SOLE
0
0
37768
FEDEX CORP
COM
31428X106
892
6100
SH
SOLE
0
0
6100
FIDELITY
MSCI UTILS INDEX
316092865
484
17019
SH
SOLE
0
0
17019
FIRST SOLAR INC
COM
336433107
408
5860
SH
SOLE
0
0
5860
FIRST TR ENERGY INCOME & GRW
COM
33738G104
200
5716
SH
SOLE
0
0
5716
FIRST TR ENHANCED EQTY INC F
COM
337318109
161
11598
SH
SOLE
0
0
11598
FIRST TR EXCHANGE TRADED FD
CONSUMR DISCRE
33734X101
594
19720
SH
SOLE
0
0
19720
FIRST TR EXCHANGE TRADED FD
CONSUMR STAPLE
33734X119
964
26023
SH
SOLE
0
0
26023
FIRST TR EXCHANGE TRADED FD
DJ INTERNT IDX
33733E302
774
14423
SH
SOLE
0
0
14423
FIRST TR EXCHANGE TRADED FD
DORSEY WRT 5 ETF
33738R605
348
18400
SH
SOLE
0
0
18400
FIRST TR EXCHANGE TRADED FD
HLTH CARE ALPH
33734X143
596
12440
SH
SOLE
0
0
12440
FIRST TR EXCHANGE TRADED FD
INDLS PROD DUR
33734X150
422
14657
SH
SOLE
0
0
14657
FIRST TR MLP & ENERGY INCOME
COM
33739B104
697
32570
PRN
SOLE
0
0
32570
FIRST TR MORNINGSTAR DIV LEA
SHS
336917109
201
8841
SH
SOLE
0
0
8841
FIRST TR US IPO INDEX FD
SHS
336920103
1099
23956
SH
SOLE
0
0
23956
FIRST TR VALUE LINE 100 ETF
COM SHS
33735G107
757
37821
SH
SOLE
0
0
37821
FIRST TR VALUE LINE DIVID IN
SHS
33734H106
680
31780
SH
SOLE
0
0
31780
FLAHERTY&CRMN PFD SEC INCOM
COM
338478100
199
10495
SH
SOLE
0
0
10495
FLUOR CORP NEW
COM
343412102
480
6643
SH
SOLE
0
0
6643
FOOT LOCKER INC
COM
344849104
383
7942
SH
SOLE
0
0
7942
FORD MTR CO DEL
COM PAR $0.01
345370860
2443
147875
SH
SOLE
0
0
147875
FORTINET INC
COM
34959E109
455
18732
SH
SOLE
0
0
18732
FREEPORT-MCMORAN COPPER & GO
COM
35671D857
1015
29716
SH
SOLE
0
0
29716
FS INVT CORP
COM
302635107
2946
279681
PRN
SOLE
0
0
279681
FUELCELL ENERGY INC
COM
35952H106
26
11750
SH
SOLE
0
0
11750
GABELLI DIVD & INCOME TR
COM
36242H104
524
24705
SH
SOLE
0
0
24705
GABELLI MULTIMEDIA TR INC
COM
36239Q109
276
29441
SH
SOLE
0
0
29441
GANNETT INC
COM
364730101
371
12110
SH
SOLE
0
0
12110
GAP INC DEL
COM
364760108
340
8548
SH
SOLE
0
0
8548
GENERAL ELECTRIC CO
COM
369604103
4915
194551
SH
SOLE
0
0
194551
GENERAL ELECTRIC CO
COM
369604103
27
1141
SH
DFND
2
1141
0
0
GENERAL MLS INC
COM
370334104
351
7129
SH
SOLE
0
0
7129
GENESIS ENERGY L P
UNIT LTD PARTN
371927104
261
4735
PRN
SOLE
0
0
4735
GENWORTH FINL INC
COM CL A
37247D106
236
14438
SH
SOLE
0
0
14438
GILEAD SCIENCES INC
COM
375558103
1090
13730
SH
SOLE
0
0
13730
GLOBAL X FDS
GLB X GURU INDEX
37950E341
2090
79894
SH
SOLE
0
0
79894
GOLDMAN SACHS GROUP INC
COM
38141G104
920
5710
SH
SOLE
0
0
5710
GOOGLE INC
CL A
38259P508
1519
2804
SH
SOLE
0
0
2804
GOOGLE INC
CL C
38259P706
1207
2276
SH
SOLE
0
0
2276
GREENHAVEN CONT CMDTY INDEX
UNIT BEN INT
395258106
607
22478
SH
SOLE
0
0
22478
GT ADVANCED TECHNOLOGIES INC
COM
36191U106
413
23250
SH
SOLE
0
0
23250
HALLIBURTON CO
COM
406216101
1310
19390
SH
SOLE
0
0
19390
HALLIBURTON CO
COM
406216101
330
4858
SH
DFND
7
4858
0
0
HANCOCK JOHN FINL OPPTYS FD
SH BEN INT NEW
409735206
262
11674
SH
SOLE
0
0
11674
HANCOCK JOHN TAX-ADV DIV INC
COM
41013V100
258
12602
SH
SOLE
0
0
12602
HARTFORD FINL SVCS GROUP INC
COM
416515104
535
15586
PRN
SOLE
0
0
15586
HEALTH CARE REIT INC
COM
42217K106
201
3335
SH
SOLE
0
0
3335
HEALTHCARE TR AMER INC
CL A
42225P105
149
12584
SH
SOLE
0
0
12584
HERCULES TECH GROWTH CAP INC
COM
427096508
214
13662
SH
SOLE
0
0
13662
HESS CORP
COM
42809H107
1120
11911
SH
SOLE
0
0
11911
HEWLETT PACKARD CO
COM
428236103
300
9258
SH
SOLE
0
0
9258
HOME DEPOT INC
COM
437076102
1329
16771
SH
SOLE
0
0
16771
HONEYWELL INTL INC
COM
438516106
1739
19362
SH
SOLE
0
0
19362
HONEYWELL INTL INC
COM
438516106
30
326
SH
DFND
2
326
0
0
ILLINOIS TOOL WKS INC
COM
452308109
296
3533
SH
SOLE
0
0
3533
ILLUMINA INC
COM
452327109
579
3286
SH
SOLE
0
0
3286
INTEL CORP
COM
458140100
1287
43807
SH
SOLE
0
0
43807
INTERNATIONAL BUSINESS MACHS
COM
459200101
2063
11586
SH
SOLE
0
0
11586
INTERNATIONAL BUSINESS MACHS
COM
459200101
0
100
SH
Call
SOLE
0
0
100
INTL PAPER CO
COM
460146103
902
19047
SH
SOLE
0
0
19047
INTL PAPER CO
COM
460146103
330
6831
SH
DFND
7
6831
0
0
INVESCO SR INCOME TR
COM
46131H107
79
15969
SH
SOLE
0
0
15969
ISHARES
1-3 YR CR BD ETF
464288646
235
2250
SH
SOLE
0
0
2250
ISHARES
1-3 YR TR BD ETF
464287457
333
4002
SH
SOLE
0
0
4002
ISHARES
20+ YR TR BD ETF
464287432
2190
19325
SH
SOLE
0
0
19325
ISHARES
3-7 YR TR BD ETF
464288661
387
3240
SH
SOLE
0
0
3240
ISHARES
CHINA LG-CAP ETF
464287184
267
7634
SH
SOLE
0
0
7634
ISHARES
CORE S&P MCP ETF
464287507
2627
18840
SH
SOLE
0
0
18840
ISHARES
CORE S&P SCP ETF
464287804
1164
10547
SH
SOLE
0
0
10547
ISHARES
CORE S&P TTL STK
464287150
575
6509
SH
SOLE
0
0
6509
ISHARES
CORE S&P500 ETF
464287200
2873
14784
SH
SOLE
0
0
14784
ISHARES
CORE TOTUSBD ETF
464287226
506
4851
SH
SOLE
0
0
4851
ISHARES
EM MK MINVOL ETF
464286533
379
6444
SH
SOLE
0
0
6444
ISHARES
EMU ETF
464286608
429
10607
SH
SOLE
0
0
10607
ISHARES
EUROPE ETF
464287861
666
13780
SH
SOLE
0
0
13780
ISHARES
GL MET&MINPR ETF
464286368
313
15930
SH
SOLE
0
0
15930
ISHARES
GLOBAL 100 ETF
464287572
220
2900
SH
SOLE
0
0
2900
ISHARES
IBOXX HI YD ETF
464288513
1310
14065
SH
SOLE
0
0
14065
ISHARES
IBOXX INV CP ETF
464287242
76
656
SH
DFND
2
656
0
0
ISHARES
IBOXX INV CP ETF
464287242
1262
10799
SH
SOLE
0
0
10799
ISHARES
INTERM CR BD ETF
464288638
273
2584
SH
SOLE
0
0
2584
ISHARES
JP MOR EM MK ETF
464288281
472
4340
SH
SOLE
0
0
4340
ISHARES
MBS ETF
464288588
1772
16548
SH
SOLE
0
0
16548
ISHARES
MRNING SM CP ETF
464288703
204
1689
SH
SOLE
0
0
1689
ISHARES
MSCI EAFE ETF
464287465
2283
34093
SH
SOLE
0
0
34093
ISHARES
MSCI EMG MKT ETF
464287234
958
23540
SH
SOLE
0
0
23540
ISHARES
MSCI JAPAN ETF
464286848
578
49302
SH
SOLE
0
0
49302
ISHARES
MSCI KLD400 SOC
464288570
218
3074
SH
SOLE
0
0
3074
ISHARES
MSCI MEX CAP ETF
464286822
428
6516
SH
SOLE
0
0
6516
ISHARES
MSCI SPAN CP ETF
464286764
449
10800
SH
SOLE
0
0
10800
ISHARES
MSCI UK ETF
464286699
371
18738
SH
SOLE
0
0
18738
ISHARES
NA TEC-SFTWR ETF
464287515
435
5215
SH
SOLE
0
0
5215
ISHARES
NASDQ BIOTEC ETF
464287556
1050
4329
SH
SOLE
0
0
4329
ISHARES
PHLX SEMICND ETF
464287523
240
2888
SH
SOLE
0
0
2888
ISHARES
RUS 1000 ETF
464287622
1349
12426
SH
SOLE
0
0
12426
ISHARES
RUS 1000 GRW ETF
464287614
1586
17708
SH
SOLE
0
0
17708
ISHARES
RUS 1000 VAL ETF
464287598
1106
11072
SH
SOLE
0
0
11072
ISHARES
RUS 2000 GRW ETF
464287648
445
3281
SH
SOLE
0
0
3281
ISHARES
RUS MID-CAP ETF
464287499
226
1444
SH
SOLE
0
0
1444
ISHARES
RUSSELL 2000 ETF
464287655
3112
26800
SH
SOLE
0
0
26800
ISHARES
RUSSELL 2000 ETF
464287655
0
15500
SH
Call
SOLE
0
0
15500
ISHARES
S&P 500 GRWT ETF
464287309
462
4579
SH
SOLE
0
0
4579
ISHARES
S&P 500 VAL ETF
464287408
600
6831
SH
SOLE
0
0
6831
ISHARES
S&P MC 400GR ETF
464287606
257
1713
PRN
SOLE
0
0
1713
ISHARES
SELECT DIVID ETF
464287168
1428
18934
SH
SOLE
0
0
18934
ISHARES
SHT NTLAMTFR ETF
464288158
241
2280
SH
SOLE
0
0
2280
ISHARES
SP SMCP600GR ETF
464287887
308
2606
SH
SOLE
0
0
2606
ISHARES
TIPS BD ETF
464287176
792
7173
SH
SOLE
0
0
7173
ISHARES
U.S. CNSM GD ETF
464287812
293
3022
SH
SOLE
0
0
3022
ISHARES
U.S. ENERGY ETF
464287796
439
8015
SH
SOLE
0
0
8015
ISHARES
U.S. INDS ETF
464287754
658
6576
SH
SOLE
0
0
6576
ISHARES
U.S. PFD STK ETF
464288687
1427
38788
SH
SOLE
0
0
38788
ISHARES
U.S. PHARMA ETF
464288836
296
2271
SH
SOLE
0
0
2271
ISHARES
U.S. REAL ES ETF
464287739
346
4998
SH
SOLE
0
0
4998
ISHARES
U.S. TECH ETF
464287721
509
5497
SH
SOLE
0
0
5497
ISHARES
U.S. UTILITS ETF
464287697
439
4100
SH
SOLE
0
0
4100
ISHARES
US HLTHCARE ETF
464287762
520
4209
SH
SOLE
0
0
4209
ISHARES
US HLTHCR PR ETF
464288828
402
4039
SH
SOLE
0
0
4039
ISHARES
US HOME CONS ETF
464288752
310
13486
PRN
SOLE
0
0
13486
ISHARES GOLD TRUST
ISHARES
464285105
836
69409
SH
SOLE
0
0
69409
ISHARES SILVER TRUST
ISHARES
46428Q109
401
20494
SH
SOLE
0
0
20494
ISHARES TR
0-5 YR TIPS ETF
46429B747
203
2040
SH
SOLE
0
0
2040
ISHARES TR
EAFE MIN VOL ETF
46429B689
698
10928
SH
SOLE
0
0
10928
ISHARES TR
FLTG RATE BD ETF
46429B655
597
12163
SH
SOLE
0
0
12163
ISHARES TR
HIGH DIVIDND ETF
46429B663
1641
22238
SH
SOLE
0
0
22238
ISHARES TR
USA MIN VOL ETF
46429B697
203
5777
SH
SOLE
0
0
5777
JOHNSON & JOHNSON
COM
478160104
259
2637
SH
DFND
7
2637
0
0
JOHNSON & JOHNSON
COM
478160104
2538
25265
SH
SOLE
0
0
25265
JOHNSON CTLS INC
COM
478366107
1328
28213
SH
SOLE
0
0
28213
JOY GLOBAL INC
COM
481165108
713
11979
SH
SOLE
0
0
11979
JPMORGAN CHASE & CO
ALERIAN ML ETN
46625H365
468
9166
SH
SOLE
0
0
9166
JPMORGAN CHASE & CO
COM
46625H100
1498
27477
SH
SOLE
0
0
27477
KELLOGG CO
COM
487836108
266
4281
SH
SOLE
0
0
4281
KEYCORP NEW
COM
493267108
417
30585
SH
SOLE
0
0
30585
KEYCORP NEW
COM
493267108
14
10700
SH
Call
SOLE
0
0
10700
KIMBERLY CLARK CORP
COM
494368103
547
5067
SH
SOLE
0
0
5067
KINDER MORGAN ENERGY PARTNER
UT LTD PARTNER
494550106
1087
13537
SH
SOLE
0
0
13537
KKR & CO L P DEL
COM UNITS
48248M102
1075
44744
SH
SOLE
0
0
44744
KODIAK OIL & GAS CORP
COM
50015Q100
2822
195790
SH
SOLE
0
0
195790
KRAFT FOODS GROUP INC
COM
50076Q106
239
4598
SH
SOLE
0
0
4598
LAM RESEARCH CORP
COM
512807108
528
8166
SH
SOLE
0
0
8166
LAS VEGAS SANDS CORP
COM
517834107
773
10642
SH
SOLE
0
0
10642
LIBERTY ALL STAR EQUITY FD
SH BEN INT
530158104
427
74267
SH
SOLE
0
0
74267
LIBERTY ALL-STAR GROWTH FD I
COM
529900102
62
12353
SH
SOLE
0
0
12353
LILLY ELI & CO
COM
532457108
398
6675
SH
SOLE
0
0
6675
LINN ENERGY LLC
UNIT LTD LIAB
536020100
212
7017
SH
SOLE
0
0
7017
LOCKHEED MARTIN CORP
COM
539830109
291
1909
SH
SOLE
0
0
1909
LORILLARD INC
COM
544147101
354
6034
SH
SOLE
0
0
6034
LOWES COS INC
COM
548661107
436
9474
SH
SOLE
0
0
9474
MACQUARIE GLBL INFRA TOTL RE
COM
55608D101
312
12553
SH
SOLE
0
0
12553
MACYS INC
COM
55616P104
337
6220
SH
SOLE
0
0
6220
MADISON SQUARE GARDEN CO
CL A
55826P100
284
4838
SH
SOLE
0
0
4838
MAGELLAN MIDSTREAM PRTNRS LP
COM UNIT RP LP
559080106
240
2883
SH
SOLE
0
0
2883
MAGNA INTL INC
COM
559222401
232
2332
SH
SOLE
0
0
2332
MAGNUM HUNTER RES CORP DEL
COM
55973B102
143
17850
SH
SOLE
0
0
17850
MANAGED HIGH YIELD PLUS FD I
COM
561911108
31
15805
SH
SOLE
0
0
15805
MANITOWOC INC
COM
563571108
479
14895
SH
SOLE
0
0
14895
MARATHON OIL CORP
COM
565849106
482
13064
SH
SOLE
0
0
13064
MARATHON PETE CORP
COM
56585A102
589
7957
SH
SOLE
0
0
7957
MARKET VECTORS ETF TR
AGRIBUS ETF
57060U605
262
4878
SH
SOLE
0
0
4878
MARKET VECTORS ETF TR
GOLD MINER ETF
57060U100
593
23808
SH
SOLE
0
0
23808
MASTERCARD INC
CL A
57636Q104
299
4190
SH
SOLE
0
0
4190
MCDERMOTT INTL INC
COM
580037109
341
44613
SH
SOLE
0
0
44613
MCDONALDS CORP
COM
580135101
552
5655
SH
SOLE
0
0
5655
MCKESSON CORP
COM
58155Q103
461
2578
SH
SOLE
0
0
2578
MEDTRONIC INC
COM
585055106
459
7460
SH
SOLE
0
0
7460
MERCK & CO INC NEW
COM
58933Y105
881
16031
SH
SOLE
0
0
16031
METLIFE INC
COM
59156R108
299
5682
SH
DFND
7
5682
0
0
METLIFE INC
COM
59156R108
1092
20624
SH
SOLE
0
0
20624
MEXICO FD INC
COM
592835102
204
7834
SH
SOLE
0
0
7834
MFS INTER INCOME TR
SH BEN INT
55273C107
107
20720
SH
SOLE
0
0
20720
MICROSOFT CORP
COM
594918104
4
116
SH
DFND
6
116
0
0
MICROSOFT CORP
COM
594918104
3852
94630
SH
SOLE
0
0
94630
MICROSOFT CORP
COM
594918104
39
994
SH
DFND
2
994
0
0
MOBILE MINI INC
COM
60740F105
251
5345
SH
SOLE
0
0
5345
MONDELEZ INTL INC
CL A
609207105
853
24220
SH
SOLE
0
0
24220
MONSANTO CO NEW
COM
61166W101
323
2689
SH
SOLE
0
0
2689
MORGAN STANLEY
COM NEW
617446448
523
16917
SH
SOLE
0
0
16917
MYLAN INC
COM
628530107
358
7028
SH
SOLE
0
0
7028
NATIONAL OILWELL VARCO INC
COM
637071101
975
12530
SH
SOLE
0
0
12530
NETSUITE INC
COM
64118Q107
969
11173
SH
SOLE
0
0
11173
NETSUITE INC
COM
64118Q107
0
500
SH
Call
SOLE
0
0
500
NEUBERGER BERMAN RE ES SEC F
COM
64190A103
93
18881
SH
SOLE
0
0
18881
NIKE INC
CL B
654106103
1243
16823
SH
SOLE
0
0
16823
NORDSTROM INC
COM
655664100
725
10893
SH
SOLE
0
0
10893
NORTHWEST BANCSHARES INC MD
COM
667340103
1269
98597
SH
SOLE
0
0
98597
NORTHWEST BIOTHERAPEUTICS IN
COM PAR $0.001
66737P600
83
13353
SH
SOLE
0
0
13353
NOVARTIS A G
SPONSORED ADR
66987V109
809
9338
SH
SOLE
0
0
9338
NOVO-NORDISK A S
ADR
670100205
468
10480
SH
SOLE
0
0
10480
NUVEEN AMT-FREE MUN INCOME F
COM
670657105
240
17875
SH
SOLE
0
0
17875
NUVEEN CA DIVIDEND ADV MUN F
COM
67066Y105
150
10783
SH
SOLE
0
0
10783
NUVEEN CR STRATEGIES INCM FD
COM SHS
67073D102
281
31928
SH
SOLE
0
0
31928
NUVEEN MUN VALUE FD INC
COM
670928100
138
14637
SH
SOLE
0
0
14637
NUVEEN PREM INCOME MUN FD 2
COM
67063W102
470
34267
SH
SOLE
0
0
34267
NUVEEN SELECT TAX FREE INCM
SH BEN INT
67062F100
147
10580
SH
SOLE
0
0
10580
OAKTREE CAP GROUP LLC
UNIT CL A
674001201
697
14935
SH
SOLE
0
0
14935
OCCIDENTAL PETE CORP DEL
COM
674599105
984
10065
SH
SOLE
0
0
10065
OCWEN FINL CORP
COM NEW
675746309
1009
28372
SH
SOLE
0
0
28372
OMNICOM GROUP INC
COM
681919106
395
5645
SH
SOLE
0
0
5645
ORACLE CORP
COM
68389X105
215
5893
SH
DFND
7
5893
0
0
ORACLE CORP
COM
68389X105
1134
29485
SH
SOLE
0
0
29485
ORASURE TECHNOLOGIES INC
COM
68554V108
195
23200
SH
SOLE
0
0
23200
PACCAR INC
COM
693718108
295
4911
SH
SOLE
0
0
4911
PAPA JOHNS INTL INC
COM
698813102
250
6094
SH
SOLE
0
0
6094
PARKER HANNIFIN CORP
COM
701094104
322
2649
SH
SOLE
0
0
2649
PENNEY J C INC
COM
708160106
255
29700
SH
SOLE
0
0
29700
PEPCO HOLDINGS INC
COM
713291102
462
17108
SH
SOLE
0
0
17108
PEPSICO INC
COM
713448108
1304
15355
SH
SOLE
0
0
15355
PETROLEUM & RES CORP
COM
716549100
535
17723
SH
SOLE
0
0
17723
PFIZER INC
COM
717081103
209
7494
SH
DFND
7
7494
0
0
PFIZER INC
COM
717081103
2252
80649
SH
SOLE
0
0
80649
PHILIP MORRIS INTL INC
COM
718172109
1123
13965
SH
SOLE
0
0
13965
PHILLIPS 66
COM
718546104
314
4271
SH
SOLE
0
0
4271
PIMCO CALIF MUN INCOME FD II
COM
72201C109
395
38100
SH
SOLE
0
0
38100
PIMCO ETF TR
0-5 HIGH YIELD
72201R783
795
7716
SH
SOLE
0
0
7716
PIMCO ETF TR
CDA BD IDX FD
72201R759
382
4058
SH
SOLE
0
0
4058
PIMCO ETF TR
TOTL RETN ETF
72201R775
886
8245
SH
SOLE
0
0
8245
PIMCO HIGH INCOME FD
COM SHS
722014107
414
31644
SH
SOLE
0
0
31644
PINNACLE WEST CAP CORP
COM
723484101
299
5332
SH
SOLE
0
0
5332
PIONEER HIGH INCOME TR
COM
72369H106
360
19943
SH
SOLE
0
0
19943
PIONEER NAT RES CO
COM
723787107
548
2510
SH
SOLE
0
0
2510
PNC FINL SVCS GROUP INC
COM
693475105
271
3269
SH
SOLE
0
0
3269
POTASH CORP SASK INC
COM
73755L107
1322
36273
SH
SOLE
0
0
36273
POWERSHARES DB CMDTY IDX TRA
UNIT BEN INT
73935S105
746
30692
SH
SOLE
0
0
30692
POWERSHARES ETF TR II
S&P500 LOW VOL
73937B779
1076
31487
SH
SOLE
0
0
31487
POWERSHARES ETF TRUST
DIV ACHV PRTF
73935X732
824
40109
SH
SOLE
0
0
40109
POWERSHARES ETF TRUST
DWA MOMENTUM PTF
73935X153
1881
49521
SH
SOLE
0
0
49521
POWERSHARES ETF TRUST
DYN BIOT & GEN
73935X856
804
18969
PRN
SOLE
0
0
18969
POWERSHARES ETF TRUST
DYN PHRMA PORT
73935X799
3348
56308
SH
SOLE
0
0
56308
POWERSHARES ETF TRUST
DYNAMIC MKT PT
73935X104
2051
28699
SH
SOLE
0
0
28699
POWERSHARES ETF TRUST
DYNAMIC OTC PT
73935X203
1597
23740
SH
SOLE
0
0
23740
POWERSHARES ETF TRUST
DYNM LRG CP GR
73935X609
1239
46459
SH
SOLE
0
0
46459
POWERSHARES ETF TRUST
DYNM LRG CP VL
73935X708
368
12426
SH
SOLE
0
0
12426
POWERSHARES ETF TRUST
FINL PFD PTFL
73935X229
818
45707
SH
SOLE
0
0
45707
POWERSHARES ETF TRUST
FND PR MIDGRT PT
73935X807
2058
67986
SH
SOLE
0
0
67986
POWERSHARES ETF TRUST
FND PUR MDVAL PT
73935X880
296
11214
SH
SOLE
0
0
11214
POWERSHARES ETF TRUST
FND PUR SMGRT PT
73935X872
618
25410
SH
SOLE
0
0
25410
POWERSHARES ETF TRUST
FND PUR SMVAL PT
73935X864
275
11090
SH
SOLE
0
0
11090
POWERSHARES ETF TRUST
FTSE RAFI 1000
73935X583
2152
24639
SH
SOLE
0
0
24639
POWERSHARES ETF TRUST
FTSE US1500 SM
73935X567
491
4932
SH
SOLE
0
0
4932
POWERSHARES ETF TRUST
HI YLD EQ DVDN
73935X302
821
66956
PRN
SOLE
0
0
66956
POWERSHARES ETF TRUST
INTL DIV ACHV
73935X716
716
38534
SH
SOLE
0
0
38534
POWERSHARES ETF TRUST
S&P 500 HGH QLTY
73935X682
672
32176
SH
SOLE
0
0
32176
POWERSHARES ETF TRUST
ZACKS MC PRTFL
73935X740
420
25855
SH
SOLE
0
0
25855
POWERSHARES ETF TRUST II
DWA DEVMKTMOM PT
73936Q108
762
30295
SH
SOLE
0
0
30295
POWERSHARES ETF TRUST II
DWA EMKT MOM PTF
73936Q207
201
11709
SH
SOLE
0
0
11709
POWERSHARES GLOBAL ETF TRUST
AGG PFD PORT
73936T565
441
31482
SH
SOLE
0
0
31482
POWERSHARES GLOBAL ETF TRUST
INSUR NATL MUN
73936T474
316
12929
SH
SOLE
0
0
12929
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
5143
56031
SH
SOLE
0
0
56031
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
0
2200
SH
Call
SOLE
0
0
2200
POWERSHARES QQQ TRUST
UNIT SER 1
73935A104
0
1300
SH
Put
SOLE
0
0
1300
PPL CORP
COM
69351T106
352
10274
SH
SOLE
0
0
10274
PRAXAIR INC
COM
74005P104
266
2037
SH
SOLE
0
0
2037
PRICE T ROWE GROUP INC
COM
74144T108
271
3414
SH
DFND
7
3414
0
0
PRICE T ROWE GROUP INC
COM
74144T108
430
5554
SH
SOLE
0
0
5554
PRICELINE GRP INC
COM NEW
741503403
320
270
SH
SOLE
0
0
270
PROCTER & GAMBLE CO
COM
742718109
49
658
SH
DFND
2
658
0
0
PROCTER & GAMBLE CO
COM
742718109
259
3520
SH
DFND
7
3520
0
0
PROCTER & GAMBLE CO
COM
742718109
2156
29260
SH
SOLE
0
0
29260
PROSHARES TR
PSHS LC COR PLUS
74347R248
2065
22192
SH
SOLE
0
0
22192
PROSHARES TR
PSHS ULT HLTHCRE
74347R735
212
2171
SH
SOLE
0
0
2171
PROSHARES TR
PSHS ULT MCAP400
74347R404
491
7032
SH
SOLE
0
0
7032
PROSHARES TR
PSHS ULT S&P 500
74347R107
418
3743
SH
SOLE
0
0
3743
PROSHARES TR
PSHS ULTRA QQQ
74347R206
738
6697
PRN
SOLE
0
0
6697
PROSHARES TR
PSHS ULTRUSS2000
74347R842
352
4033
SH
SOLE
0
0
4033
PROSHARES TR
S&P 500 ARISTO
74348A467
998
22214
SH
SOLE
0
0
22214
PROTECTIVE LIFE CORP
COM
743674103
247
3640
SH
SOLE
0
0
3640
PRUDENTIAL FINL INC
COM
744320102
1138
13632
SH
SOLE
0
0
13632
PUBLIC STORAGE
COM
74460D109
494
2961
SH
SOLE
0
0
2961
PULTE GROUP INC
COM
745867101
234
11823
SH
SOLE
0
0
11823
PUTNAM MASTER INTER INCOME T
SH BEN INT
746909100
57
11500
SH
SOLE
0
0
11500
QUALCOMM INC
COM
747525103
256
3503
SH
DFND
7
3503
0
0
QUALCOMM INC
COM
747525103
3875
51456
SH
SOLE
0
0
51456
RADIAN GROUP INC
COM
750236101
435
30755
SH
SOLE
0
0
30755
RAYTHEON CO
COM NEW
755111507
589
6618
SH
SOLE
0
0
6618
REALTY INCOME CORP
COM
756109104
629
14442
SH
SOLE
0
0
14442
RED HAT INC
COM
756577102
393
7341
SH
SOLE
0
0
7341
REVENUESHARES ETF TR
MID CAP FD
761396209
249
6532
SH
SOLE
0
0
6532
REVENUESHARES ETF TR
SMALL CAP FD
761396308
1786
32772
SH
SOLE
0
0
32772
RITE AID CORP
COM
767754104
106
15875
SH
SOLE
0
0
15875
ROSS STORES INC
COM
778296103
278
4471
SH
SOLE
0
0
4471
ROYAL BK CDA MONTREAL QUE
COM
780087102
941
13236
SH
SOLE
0
0
13236
ROYCE FOCUS TR
COM
78080N108
223
26946
SH
SOLE
0
0
26946
ROYCE MICRO-CAP TR INC
COM
780915104
359
29419
SH
SOLE
0
0
29419
RYDEX ETF TRUST
GUG RUSS TOP 50
78355W205
827
6294
SH
SOLE
0
0
6294
RYDEX ETF TRUST
GUG S&P MC400 PG
78355W601
809
6585
SH
SOLE
0
0
6585
RYDEX ETF TRUST
GUG S&P SC500 EQ
78355W882
370
4685
SH
SOLE
0
0
4685
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W106
2309
30862
SH
SOLE
0
0
30862
RYDEX ETF TRUST
GUG S&P500 EQ WT
78355W833
313
3694
SH
SOLE
0
0
3694
RYDEX ETF TRUST
GUG S&P500 PU VA
78355W304
946
17891
SH
SOLE
0
0
17891
RYDEX ETF TRUST
GUG S&P500EQWTFI
78355W858
709
17296
SH
SOLE
0
0
17296
RYDEX ETF TRUST
GUG S&P500EQWTHC
78355W841
518
4287
SH
SOLE
0
0
4287
RYDEX ETF TRUST
GUG S&P500EQWTTE
78355W817
540
6572
SH
SOLE
0
0
6572
SANDRIDGE ENERGY INC
COM
80007P307
1594
226240
SH
SOLE
0
0
226240
SANOFI
SPONSORED ADR
80105N105
211
4127
SH
SOLE
0
0
4127
SAP AG
SPON ADR
803054204
244
3489
SH
SOLE
0
0
3489
SCHLUMBERGER LTD
COM
806857108
297
2673
SH
DFND
7
2673
0
0
SCHLUMBERGER LTD
COM
806857108
2216
19483
SH
SOLE
0
0
19483
SCHWAB STRATEGIC TR
INTL EQTY ETF
808524805
225
7426
SH
SOLE
0
0
7426
SCHWAB STRATEGIC TR
INTL SCEQT ETF
808524888
354
10610
SH
SOLE
0
0
10610
SCHWAB STRATEGIC TR
US AGGREGATE B
808524839
765
15086
SH
SOLE
0
0
15086
SCHWAB STRATEGIC TR
US BRD MKT ETF
808524102
2461
52154
SH
SOLE
0
0
52154
SCHWAB STRATEGIC TR
US DIVIDEND EQ
808524797
588
15837
SH
SOLE
0
0
15837
SCHWAB STRATEGIC TR
US MID-CAP ETF
808524508
472
12262
SH
SOLE
0
0
12262
SCHWAB STRATEGIC TR
US SML CAP ETF
808524607
404
7490
SH
SOLE
0
0
7490
SEATTLE GENETICS INC
COM
812578102
220
5812
SH
SOLE
0
0
5812
SELECT SECTOR SPDR TR
SBI CONS DISCR
81369Y407
842
13706
SH
SOLE
0
0
13706
SELECT SECTOR SPDR TR
SBI CONS STPLS
81369Y308
2111
49411
SH
SOLE
0
0
49411
SELECT SECTOR SPDR TR
SBI HEALTHCARE
81369Y209
1405
23841
SH
SOLE
0
0
23841
SELECT SECTOR SPDR TR
SBI INT-ENERGY
81369Y506
1434
14626
SH
SOLE
0
0
14626
SELECT SECTOR SPDR TR
SBI INT-FINL
81369Y605
1891
86882
SH
SOLE
0
0
86882
SELECT SECTOR SPDR TR
SBI INT-INDS
81369Y704
1014
19397
SH
SOLE
0
0
19397
SELECT SECTOR SPDR TR
SBI INT-UTILS
81369Y886
1247
29322
SH
SOLE
0
0
29322
SELECT SECTOR SPDR TR
SBI MATERIALS
81369Y100
687
15056
SH
SOLE
0
0
15056
SELECT SECTOR SPDR TR
TECHNOLOGY
81369Y803
2902
78532
SH
SOLE
0
0
78532
SEMPRA ENERGY
COM
816851109
16
167
SH
DFND
2
167
0
0
SEMPRA ENERGY
COM
816851109
1085
10581
SH
SOLE
0
0
10581
SOUTHERN CO
COM
842587107
250
5797
SH
SOLE
0
0
5797
SOUTHWESTERN ENERGY CO
COM
845467109
611
14010
SH
SOLE
0
0
14010
SOVRAN SELF STORAGE INC
COM
84610H108
808
10525
PRN
SOLE
0
0
10525
SPANSION INC
COM CL A NEW
84649R200
529
25500
SH
SOLE
0
0
25500
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
1612
9751
SH
SOLE
0
0
9751
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
0
1000
SH
Call
SOLE
0
0
1000
SPDR DOW JONES INDL AVRG ETF
UT SER 1
78467X109
0
800
SH
Put
SOLE
0
0
800
SPDR INDEX SHS FDS
DJ GLB RL ES ETF
78463X749
538
12513
SH
SOLE
0
0
12513
SPDR S&P 500 ETF TR
TR UNIT
78462F103
16936
87584
SH
SOLE
0
0
87584
SPDR S&P 500 ETF TR
TR UNIT
78462F103
0
1200
SH
Put
SOLE
0
0
1200
SPDR SER TR
SHT TRM HGH YLD
78468R408
486
16046
SH
SOLE
0
0
16046
SPDR SERIES TRUST
BARC SHT TR CP
78464A474
836
28294
SH
SOLE
0
0
28294
SPDR SERIES TRUST
BRC CNV SECS ETF
78464A359
1217
24606
SH
SOLE
0
0
24606
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
529
13288
SH
SOLE
0
0
13288
SPDR SERIES TRUST
BRCLYS AGG ETF
78464A649
922
15974
SH
SOLE
0
0
15974
SPDR SERIES TRUST
BRCLYS INTL ETF
78464A516
365
6545
SH
SOLE
0
0
6545
SPDR SERIES TRUST
DB INT GVT ETF
78464A490
206
3392
SH
SOLE
0
0
3392
SPDR SERIES TRUST
MORGAN TECH ETF
78464A102
392
4224
SH
SOLE
0
0
4224
SPDR SERIES TRUST
S&P BIOTECH
78464A870
417
2776
SH
SOLE
0
0
2776
SPDR SERIES TRUST
S&P DIVID ETF
78464A763
2514
33672
SH
SOLE
0
0
33672
SPDR SERIES TRUST
S&P RETAIL ETF
78464A714
305
3575
SH
SOLE
0
0
3575
SPROTT PHYSICAL GOLD TRUST
UNIT
85207H104
310
29985
SH
SOLE
0
0
29985
STANDARD PAC CORP NEW
COM
85375C101
170
21140
SH
SOLE
0
0
21140
STANLEY BLACK & DECKER INC
COM
854502101
226
2787
SH
SOLE
0
0
2787
STARBUCKS CORP
COM
855244109
4696
61826
SH
SOLE
0
0
61826
STARWOOD HOTELS&RESORTS WRLD
COM
85590A401
331
4197
SH
SOLE
0
0
4197
STRYKER CORP
COM
863667101
234
2848
SH
SOLE
0
0
2848
SUBURBAN PROPANE PARTNERS L
UNIT LTD PARTN
864482104
216
4970
SH
SOLE
0
0
4970
SUNTRUST BKS INC
COM
867914103
309
8091
SH
SOLE
0
0
8091
SYNAPTICS INC
COM
87157D109
3363
37210
SH
SOLE
0
0
37210
TABLEAU SOFTWARE INC
CL A
87336U105
246
3539
SH
SOLE
0
0
3539
TARGET CORP
COM
87612E106
384
6951
SH
SOLE
0
0
6951
TCW STRATEGIC INCOME FUND IN
COM
872340104
1335
246330
SH
SOLE
0
0
246330
TEMPLETON GLOBAL INCOME FD
COM
880198106
163
20695
SH
SOLE
0
0
20695
TESLA MTRS INC
COM
88160R101
370
1568
SH
SOLE
0
0
1568
TEXAS INSTRS INC
COM
882508104
294
6482
SH
SOLE
0
0
6482
TEXTRON INC
COM
883203101
201
5576
SH
SOLE
0
0
5576
THERAVANCE INC
COM
88338T104
291
10935
SH
SOLE
0
0
10935
THERMO FISHER SCIENTIFIC INC
COM
883556102
290
2576
SH
SOLE
0
0
2576
TIMKEN CO
COM
887389104
335
5222
SH
SOLE
0
0
5222
TJX COS INC NEW
COM
872540109
233
4669
SH
DFND
7
4669
0
0
TJX COS INC NEW
COM
872540109
419
8703
SH
SOLE
0
0
8703
TORONTO DOMINION BK ONT
COM NEW
891160509
228
4582
SH
SOLE
0
0
4582
TORTOISE ENERGY INFRSTRCTR C
COM
89147L100
445
9048
SH
SOLE
0
0
9048
TOTAL S A
SPONSORED ADR
89151E109
498
7216
SH
SOLE
0
0
7216
TRANSCANADA CORP
COM
89353D107
208
4400
SH
SOLE
0
0
4400
TRAVELERS COMPANIES INC
COM
89417E109
731
8063
SH
SOLE
0
0
8063
TRIQUINT SEMICONDUCTOR INC
COM
89674K103
259
16776
SH
SOLE
0
0
16776
TRW AUTOMOTIVE HLDGS CORP
COM
87264S106
304
3686
SH
SOLE
0
0
3686
TWENTY FIRST CENTY FOX INC
CL A
90130A101
682
20499
SH
SOLE
0
0
20499
UBIQUITI NETWORKS INC
COM
90347A100
271
6000
SH
SOLE
0
0
6000
UBS AG JERSEY BRH
ALERIAN INFRST
902641646
355
8175
SH
SOLE
0
0
8175
UNILIFE CORP NEW
COM
90478E103
193
67035
SH
SOLE
0
0
67035
UNION PAC CORP
COM
907818108
851
9345
SH
SOLE
0
0
9345
UNITED PARCEL SERVICE INC
CL B
911312106
0
23500
SH
Put
SOLE
0
0
23500
UNITED PARCEL SERVICE INC
CL B
911312106
20264
256064
SH
SOLE
0
0
256064
UNITED PARCEL SERVICE INC
CL B
911312106
31
310
SH
DFND
2
310
0
0
UNITED PARCEL SERVICE INC
CL B
911312106
257
2671
SH
DFND
7
2671
0
0
UNITED RENTALS INC
COM
911363109
6
65
SH
DFND
5
65
0
0
UNITED RENTALS INC
COM
911363109
1428
13995
SH
SOLE
0
0
13995
UNITED TECHNOLOGIES CORP
COM
913017109
278
2558
SH
DFND
7
2558
0
0
UNITED TECHNOLOGIES CORP
COM
913017109
1339
12156
SH
SOLE
0
0
12156
UNITEDHEALTH GROUP INC
COM
91324P102
371
4738
SH
SOLE
0
0
4738
US BANCORP DEL
COM NEW
902973304
478
11694
SH
SOLE
0
0
11694
V F CORP
COM
918204108
220
3548
SH
SOLE
0
0
3548
VALE S A
ADR
91912E105
337
27957
SH
SOLE
0
0
27957
VALERO ENERGY CORP NEW
COM
91913Y100
562
11614
SH
SOLE
0
0
11614
VALMONT INDS INC
COM
920253101
247
1688
SH
SOLE
0
0
1688
VANGUARD BD INDEX FD INC
INTERMED TERM
921937819
493
5934
SH
SOLE
0
0
5934
VANGUARD BD INDEX FD INC
LONG TERM BOND
921937793
515
5920
SH
SOLE
0
0
5920
VANGUARD BD INDEX FD INC
SHORT TRM BOND
921937827
1111
14004
SH
SOLE
0
0
14004
VANGUARD BD INDEX FD INC
TOTAL BND MRKT
921937835
606
7592
SH
SOLE
0
0
7592
VANGUARD INDEX FDS
EXTEND MKT ETF
922908652
799
9320
SH
SOLE
0
0
9320
VANGUARD INDEX FDS
GROWTH ETF
922908736
425
4407
SH
SOLE
0
0
4407
VANGUARD INDEX FDS
MCAP GR IDXVIP
922908538
489
5196
SH
SOLE
0
0
5196
VANGUARD INDEX FDS
MCAP VL IDXVIP
922908512
619
7248
SH
SOLE
0
0
7248
VANGUARD INDEX FDS
MID CAP ETF
922908629
741
6530
SH
SOLE
0
0
6530
VANGUARD INDEX FDS
REIT ETF
922908553
1032
14285
SH
SOLE
0
0
14285
VANGUARD INDEX FDS
SM CP VAL ETF
922908611
451
4547
SH
SOLE
0
0
4547
VANGUARD INDEX FDS
SMALL CP ETF
922908751
994
8765
SH
SOLE
0
0
8765
VANGUARD INDEX FDS
SML CP GRW ETF
922908595
1758
14244
SH
SOLE
0
0
14244
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
1346
13545
SH
SOLE
0
0
13545
VANGUARD INTL EQUITY INDEX F
ALLWRLD EX US
922042775
391
7883
SH
SOLE
0
0
7883
VANGUARD INTL EQUITY INDEX F
FTSE EMR MKT ETF
922042858
374
9335
SH
SOLE
0
0
9335
VANGUARD INTL EQUITY INDEX F
FTSE EUROPE ETF
922042874
997
17555
SH
SOLE
0
0
17555
VANGUARD INTL EQUITY INDEX F
GLB EX US ETF
922042676
370
6821
SH
SOLE
0
0
6821
VANGUARD MALVERN FDS
STRM INFPROIDX
922020805
490
10005
SH
SOLE
0
0
10005
VANGUARD NAT RES LLC
COM UNIT
92205F106
435
13833
SH
SOLE
0
0
13833
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
223
2783
SH
DFND
2
2783
0
0
VANGUARD SPECIALIZED PORTFOL
DIV APP ETF
921908844
1522
20295
SH
SOLE
0
0
20295
VANGUARD TAX MANAGED INTL FD
FTSE DEV MKT ETF
921943858
261
6339
SH
SOLE
0
0
6339
VANGUARD WHITEHALL FDS INC
HIGH DIV YLD
921946406
1140
17806
SH
SOLE
0
0
17806
VANGUARD WORLD FDS
CONSUM DIS ETF
92204A108
268
2527
SH
SOLE
0
0
2527
VANGUARD WORLD FDS
CONSUM STP ETF
92204A207
2007
17839
SH
SOLE
0
0
17839
VANGUARD WORLD FDS
ENERGY ETF
92204A306
995
7177
SH
SOLE
0
0
7177
VANGUARD WORLD FDS
FINANCIALS ETF
92204A405
566
12649
SH
SOLE
0
0
12649
VANGUARD WORLD FDS
HEALTH CAR ETF
92204A504
1365
12498
SH
SOLE
0
0
12498
VANGUARD WORLD FDS
INDUSTRIAL ETF
92204A603
1332
13106
SH
SOLE
0
0
13106
VANGUARD WORLD FDS
INF TECH ETF
92204A702
1152
12192
SH
SOLE
0
0
12192
VANGUARD WORLD FDS
MATERIALS ETF
92204A801
771
7141
SH
SOLE
0
0
7141
VANGUARD WORLD FDS
UTILITIES ETF
92204A876
584
6149
SH
SOLE
0
0
6149
VANTAGE DRILLING COMPANY
ORD SHS
G93205113
21
11360
SH
SOLE
0
0
11360
VERIZON COMMUNICATIONS INC
COM
92343V104
3537
76316
SH
SOLE
0
0
76316
VERTEX PHARMACEUTICALS INC
COM
92532F100
831
9086
SH
SOLE
0
0
9086
VIACOM INC NEW
CL B
92553P201
842
10167
SH
SOLE
0
0
10167
VISA INC
COM CL A
92826C839
256
1296
SH
DFND
7
1296
0
0
VISA INC
COM CL A
92826C839
1148
5738
SH
SOLE
0
0
5738
WABCO HLDGS INC
COM
92927K102
404
3887
SH
SOLE
0
0
3887
WAL-MART STORES INC
COM
931142103
740
10257
SH
SOLE
0
0
10257
WELLPOINT INC
COM
94973V107
399
3859
SH
SOLE
0
0
3859
WELLS FARGO & CO NEW
COM
949746101
50
990
SH
DFND
2
990
0
0
WELLS FARGO & CO NEW
COM
949746101
4
78
SH
DFND
6
78
0
0
WELLS FARGO & CO NEW
COM
949746101
294
5998
SH
DFND
7
5998
0
0
WELLS FARGO & CO NEW
COM
949746101
1978
39001
SH
SOLE
0
0
39001
WELLS FARGO & CO NEW
COM
949746101
0
400
SH
Call
SOLE
0
0
400
WESTERN DIGITAL CORP
COM
958102105
760
8513
SH
SOLE
0
0
8513
WEYERHAEUSER CO
COM
962166104
712
23056
SH
SOLE
0
0
23056
WHIRLPOOL CORP
COM
963320106
256
1984
SH
SOLE
0
0
1984
WHITEWAVE FOODS CO
COM CL A
966244105
243
7847
SH
SOLE
0
0
7847
WHOLE FOODS MKT INC
COM
966837106
252
6951
SH
DFND
7
6951
0
0
WHOLE FOODS MKT INC
COM
966837106
471
13631
SH
SOLE
0
0
13631
WILLIAMS SONOMA INC
COM
969904101
250
3580
SH
SOLE
0
0
3580
WISDOMTREE TR
DEFA FD
97717W703
393
7361
SH
SOLE
0
0
7361
WISDOMTREE TR
DIV EX-FINL FD
97717W406
1255
17469
SH
SOLE
0
0
17469
WISDOMTREE TR
EARNING 500 FD
97717W588
244
3665
PRN
SOLE
0
0
3665
WISDOMTREE TR
EMERG MKTS ETF
97717W315
1161
23291
SH
SOLE
0
0
23291
WISDOMTREE TR
EMG MKTS SMCAP
97717W281
355
7732
SH
SOLE
0
0
7732
WISDOMTREE TR
EQTY INC FD
97717W208
801
14380
SH
SOLE
0
0
14380
WISDOMTREE TR
EUROPE SMCP DV
97717W869
312
5370
SH
SOLE
0
0
5370
WISDOMTREE TR
GLB EQTY INC FD
97717W877
382
8266
SH
SOLE
0
0
8266
WISDOMTREE TR
INTL DIV EX FINL
97717W786
351
7263
SH
SOLE
0
0
7263
WISDOMTREE TR
INTL MIDCAP DV
97717W778
347
5844
SH
SOLE
0
0
5844
WISDOMTREE TR
JAPN HEDGE EQT
97717W851
886
19238
SH
SOLE
0
0
19238
WISDOMTREE TR
LARGECAP DIVID
97717W307
369
5456
SH
SOLE
0
0
5456
WISDOMTREE TR
MDCP EARN FUND
97717W570
1213
13529
SH
SOLE
0
0
13529
WISDOMTREE TR
MIDCAP DIVI FD
97717W505
923
11694
SH
SOLE
0
0
11694
WISDOMTREE TR
SMALLCAP DIVID
97717W604
555
8083
SH
SOLE
0
0
8083
WISDOMTREE TR
SMLCAP EARN FD
97717W562
466
5869
SH
SOLE
0
0
5869
WISDOMTREE TR
TOTAL DIVID FD
97717W109
1568
22505
SH
SOLE
0
0
22505
WISDOMTREE TR
TTL EARNING FD
97717W596
266
3883
SH
SOLE
0
0
3883
WOODWARD INC
COM
980745103
619
12352
SH
SOLE
0
0
12352
WYNN RESORTS LTD
COM
983134107
472
2356
SH
SOLE
0
0
2356
XILINX INC
COM
983919101
864
19131
SH
SOLE
0
0
19131
YAHOO INC
COM
984332106
1422
41619
SH
SOLE
0
0
41619
YUM BRANDS INC
COM
988498101
593
7559
SH
SOLE
0
0
7559