Chief Compliance Officer

0001085146-13-001436.txt : 20130814 0001085146-13-001436.hdr.sgml : 20130814 20130814062225 ACCESSION NUMBER: 0001085146-13-001436 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130814 DATE AS OF CHANGE: 20130814 EFFECTIVENESS DATE: 20130814 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Concert Wealth Management Inc. CENTRAL INDEX KEY: 0001456534 IRS NUMBER: 371532751 STATE OF INCORPORATION: CA FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13474 FILM NUMBER: 131034861 BUSINESS ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 BUSINESS PHONE: 408-856-6310 MAIL ADDRESS: STREET 1: 1900 THE ALAMEDA STREET 2: SUITE 300 CITY: SAN JOSE STATE: CA ZIP: 95126 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456534 XXXXXXXX 06-30-2013 06-30-2013 false Concert Wealth Management Inc.

1900 THE ALAMEDA SUITE 300 SAN JOSE CA 95126

13F HOLDINGS REPORT 028-13474 Y Proxy voting authority for managers 1-20 reflects only their proxy voting and not CONCERT Wealth Management Inc. CONCERT Wealth Management does not vote proxies for its client. James Thorn Chief Compliance Officer 408-856-6224 /s/ James Thorn San Jose CA 08-09-2013 20 596 668364 1 Adhesion Wealth Adv 2 Advisors Asset Mgt 3 Allianz Global Investors 4 Blackrock Investment Mgt 5 Columbia 6 David Advisors 7 Envestnet 8 Invesco Advi 9 Lazard Asset 10 Lord Abbet 11 NBE Intl 12 NBE Select 13 NWQ Investme 14 Pimco 15 Robeco 16 Sitrin Capital Mgt 17 Thornburg 18 Todd Veredus Asset Mgt 19 Wells Fargo 20 Winslow Capital INFORMATION TABLE 2 form13fInfoTable.xml DESCRIPTION FOR INFORMATION TABLE 3M CO COM 88579Y101 490 4436 SH SOLE 0 0 4436 ABBOTT LABS COM 002824100 13 323 SH DFND 1 323 0 0 ABBOTT LABS COM 002824100 2 67 SH DFND 20 67 0 0 ABBOTT LABS COM 002824100 2 65 SH DFND 4 65 0 0 ABBOTT LABS COM 002824100 892 25749 SH SOLE 0 0 25749 ABBVIE INC COM 00287Y109 13 324 SH DFND 1 324 0 0 ABBVIE INC COM 00287Y109 3 65 SH DFND 4 65 0 0 ABBVIE INC COM 00287Y109 2 55 SH DFND 7 55 0 0 ABBVIE INC COM 00287Y109 1136 27713 SH SOLE 0 0 27713 ABERDEEN AUSTRALIA EQTY FD I COM 003011103 167 17209 SH SOLE 0 0 17209 ACUITY BRANDS INC COM 00508Y102 257 3413 SH SOLE 0 0 3413 ADOBE SYS INC COM 00724F101 299 6349 SH SOLE 0 0 6349 ADVANCED MICRO DEVICES INC COM 007903107 513 125300 SH SOLE 0 0 125300 AFLAC INC COM 001055102 6 100 SH DFND 7 100 0 0 AFLAC INC COM 001055102 1373 23618 SH SOLE 0 0 23618 AGRIUM INC COM 008916108 257 2930 SH SOLE 0 0 2930 AKAMAI TECHNOLOGIES INC COM 00971T101 1649 38732 SH SOLE 0 0 38732 ALCATEL-LUCENT SPONSORED ADR 013904305 42 23917 SH SOLE 0 0 23917 ALLIANZGI CONV & INCOME FD COM 018828103 109 11750 SH SOLE 0 0 11750 ALLIANZGI EQUITY & CONV INCO COM 018829101 425 23218 SH SOLE 0 0 23218 ALLSTATE CORP COM 020002101 232 4827 SH SOLE 0 0 4827 ALPINE GLOBAL PREMIER PPTYS COM SBI 02083A103 265 35054 SH SOLE 0 0 35054 ALPS ETF TR ALERIAN MLP 00162Q866 878 49655 SH SOLE 0 0 49655 ALTISOURCE PORTFOLIO SOLNS S REG SHS L0175J104 407 4395 SH SOLE 0 0 4395 ALTRIA GROUP INC COM 02209S103 902 26061 SH SOLE 0 0 26061 AMAZON COM INC COM 023135106 1531 5522 SH SOLE 0 0 5522 AMAZON COM INC COM 023135106 8 29 SH DFND 12 29 0 0 AMAZON COM INC COM 023135106 168 620 SH DFND 16 620 0 0 AMAZON COM INC COM 023135106 6 21 SH DFND 19 21 0 0 AMAZON COM INC COM 023135106 6 22 SH DFND 20 22 0 0 AMERICAN CAPITAL AGENCY CORP COM 02503X105 201 8703 SH SOLE 0 0 8703 AMERICAN ELEC PWR INC COM 025537101 422 9471 SH SOLE 0 0 9471 AMERICAN EXPRESS CO COM 025816109 1159 15608 SH SOLE 0 0 15608 AMGEN INC COM 031162100 1318 13312 SH SOLE 0 0 13312 ANADARKO PETE CORP COM 032511107 541 6268 SH SOLE 0 0 6268 ANNALY CAP MGMT INC COM 035710409 225 17710 SH SOLE 0 0 17710 APOLLO INVT CORP COM 03761U106 277 35908 SH SOLE 0 0 35908 APPLE INC COM 037833100 33 83 SH DFND 1 83 0 0 APPLE INC COM 037833100 11101 27926 SH SOLE 0 0 27926 APPLE INC COM 037833100 6 14 SH DFND 19 14 0 0 APPLE INC COM 037833100 30 74 SH DFND 7 74 0 0 APPLE INC COM 037833100 8 19 SH DFND 20 19 0 0 APPLIED MATLS INC COM 038222105 343 22933 SH SOLE 0 0 22933 ARES CAP CORP COM 04010L103 478 27930 SH SOLE 0 0 27930 ARIAD PHARMACEUTICALS INC COM 04033A100 768 44079 SH SOLE 0 0 44079 AT&T INC COM 00206R102 6 171 SH DFND 4 171 0 0 AT&T INC COM 00206R102 0 200 SH Call SOLE 0 0 200 AT&T INC COM 00206R102 61 1760 SH DFND 7 1760 0 0 AT&T INC COM 00206R102 4 117 SH DFND 3 117 0 0 AT&T INC COM 00206R102 3 89 SH DFND 10 89 0 0 AT&T INC COM 00206R102 2291 64487 SH SOLE 0 0 64487 AUDIENCE INC COM 05070J102 1349 102134 SH SOLE 0 0 102134 AUTOMATIC DATA PROCESSING IN COM 053015103 508 7403 SH SOLE 0 0 7403 AVON PRODS INC COM 054303102 268 12835 SH SOLE 0 0 12835 B & G FOODS INC NEW COM 05508R106 298 8775 SH SOLE 0 0 8775 BANCROFT FUND LTD COM 059695106 175 10039 SH SOLE 0 0 10039 BANK OF AMERICA CORPORATION *W EXP 01/16/201 060505146 179 33015 SH SOLE 0 0 33015 BANK OF AMERICA CORPORATION COM 060505104 1311 101918 SH SOLE 0 0 101918 BANK OF AMERICA CORPORATION COM 060505104 2 166 SH DFND 10 166 0 0 BANK OF AMERICA CORPORATION COM 060505104 8 616 SH DFND 1 616 0 0 BAXTER INTL INC COM 071813109 1176 16885 SH SOLE 0 0 16885 BECTON DICKINSON & CO COM 075887109 303 3062 SH SOLE 0 0 3062 BERKSHIRE HATHAWAY INC DEL CL A 084670108 844 5 SH SOLE 0 0 5 BIOGEN IDEC INC COM 09062X103 335 1546 SH SOLE 0 0 1546 BLACKROCK CORPOR HI YLD FD V COM 09255N102 129 10489 SH SOLE 0 0 10489 BLACKROCK CR ALLCTN INC TR COM 092508100 131 10011 SH SOLE 0 0 10011 BLACKROCK ENH CAP & INC FD I COM 09256A109 275 21853 SH SOLE 0 0 21853 BLACKROCK ENHANCED EQT DIV T COM 09251A104 179 23572 SH SOLE 0 0 23572 BLACKROCK INC COM 09247X101 428 1649 SH SOLE 0 0 1649 BLACKROCK INCOME TR INC COM 09247F100 95 13870 SH SOLE 0 0 13870 BLACKROCK INTL GRWTH & INC T COM BENE INTER 092524107 98 13258 SH SOLE 0 0 13258 BLACKROCK MUNIHLDNGS QLTY II COM 09254C107 160 11572 SH SOLE 0 0 11572 BLACKROCK MUNIYIELD CALI QLT COM 09254N103 182 12366 SH SOLE 0 0 12366 BLACKSTONE GROUP L P COM UNIT LTD 09253U108 206 9693 SH SOLE 0 0 9693 BOEING CO COM 097023105 1965 19218 SH SOLE 0 0 19218 BP PLC SPONSORED ADR 055622104 604 14470 SH SOLE 0 0 14470 BRANDYWINE RLTY TR SH BEN INT NEW 105368203 233 17183 PRN SOLE 0 0 17183 BRISTOL MYERS SQUIBB CO COM 110122108 2068 46311 SH SOLE 0 0 46311 BROADCOM CORP CL A 111320107 561 16761 SH SOLE 0 0 16761 BT GROUP PLC ADR 05577E101 342 7373 SH SOLE 0 0 7373 CABELAS INC COM 126804301 249 3827 SH SOLE 0 0 3827 CALAMOS CONV & HIGH INCOME F COM SHS 12811P108 151 12266 SH SOLE 0 0 12266 CALAMOS GBL DYN INCOME FUND COM 12811L107 379 45468 SH SOLE 0 0 45468 CALAMOS STRATEGIC TOTL RETN COM SH BEN INT 128125101 251 24735 SH SOLE 0 0 24735 CALUMET SPECIALTY PRODS PTNR UT LTD PARTNER 131476103 521 14312 SH SOLE 0 0 14312 CAMAC ENERGY INC COM 131745101 8 14935 SH SOLE 0 0 14935 CATERPILLAR INC DEL COM 149123101 724 8974 SH SOLE 0 0 8974 CBS CORP NEW CL B 124857202 792 16095 SH SOLE 0 0 16095 CELGENE CORP COM 151020104 517 4393 SH SOLE 0 0 4393 CENTRAL FD CDA LTD CL A 153501101 217 15915 SH SOLE 0 0 15915 CENTRAL SECS CORP COM 155123102 562 26603 SH SOLE 0 0 26603 CENTURYLINK INC COM 156700106 315 9025 SH SOLE 0 0 9025 CHART INDS INC COM PAR $0.01 16115Q308 337 3606 SH SOLE 0 0 3606 CHENIERE ENERGY PARTNERS LP COM UNIT 16411Q101 243 8092 PRN SOLE 0 0 8092 CHEVRON CORP NEW COM 166764100 37 311 SH DFND 7 311 0 0 CHEVRON CORP NEW COM 166764100 0 1500 SH Put SOLE 0 0 1500 CHEVRON CORP NEW COM 166764100 6760 57003 SH SOLE 0 0 57003 CHEVRON CORP NEW COM 166764100 12 104 SH DFND 4 104 0 0 CHEVRON CORP NEW COM 166764100 5 39 SH DFND 3 39 0 0 CHEVRON CORP NEW COM 166764100 139 1160 SH DFND 16 1160 0 0 CHEVRON CORP NEW COM 166764100 36 313 SH DFND 1 313 0 0 CHEVRON CORP NEW COM 166764100 3 28 SH DFND 10 28 0 0 CHICAGO BRIDGE & IRON CO N V N Y REGISTRY SH 167250109 549 9173 SH SOLE 0 0 9173 CHIMERA INVT CORP COM 16934Q109 74 25137 SH SOLE 0 0 25137 CISCO SYS INC COM 17275R102 1068 44149 SH SOLE 0 0 44149 CLAYMORE EXCHANGE TRD FD TR GUG MULTI ASSET 18383M506 274 11780 SH SOLE 0 0 11780 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2014 18383M571 211 9921 SH SOLE 0 0 9921 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2015 18383M563 261 12073 SH SOLE 0 0 12073 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2016 18383M555 256 11733 SH SOLE 0 0 11733 CLAYMORE EXCHANGE TRD FD TR GUGG CRP BD 2017 18383M548 332 14932 SH SOLE 0 0 14932 CLAYMORE EXCHANGE TRD FD TR GUGG SPINOFF ETF 18383M605 982 26588 SH SOLE 0 0 26588 CLAYMORE EXCHANGE TRD FD TR GUGG TIMBER ETF 18383Q879 221 10175 SH SOLE 0 0 10175 CLOUGH GLOBAL OPPORTUNITIES SH BEN INT 18914E106 129 10093 SH SOLE 0 0 10093 COCA COLA CO COM 191216100 6 151 SH DFND 4 151 0 0 COCA COLA CO COM 191216100 4 88 SH DFND 6 88 0 0 COCA COLA CO COM 191216100 24 586 SH DFND 7 586 0 0 COCA COLA CO COM 191216100 1388 34690 SH SOLE 0 0 34690 COGNEX CORP COM 192422103 200 4439 SH SOLE 0 0 4439 COHEN & STEERS INFRASTRUCTUR COM 19248A109 534 28271 SH SOLE 0 0 28271 COHEN & STEERS QUALITY RLTY COM 19247L106 388 34652 SH SOLE 0 0 34652 COLGATE PALMOLIVE CO COM 194162103 1 19 SH DFND 10 19 0 0 COLGATE PALMOLIVE CO COM 194162103 726 12709 SH SOLE 0 0 12709 COMCAST CORP NEW CL A 20030N101 752 18203 SH SOLE 0 0 18203 COMCAST CORP NEW CL A SPL 20030N200 220 5573 SH SOLE 0 0 5573 COMMERCE BANCSHARES INC COM 200525103 294 6763 SH SOLE 0 0 6763 COMPANHIA DE SANEAMENTO BASI SPONSORED ADR 20441A102 458 44034 SH SOLE 0 0 44034 CONOCOPHILLIPS COM 20825C104 754 12608 SH SOLE 0 0 12608 CONSOLIDATED EDISON INC COM 209115104 343 5879 SH SOLE 0 0 5879 COPART INC COM 217204106 185766 6031382 SH SOLE 0 0 6031382 COSTCO WHSL CORP NEW COM 22160K105 1880 16974 SH SOLE 0 0 16974 CSX CORP COM 126408103 950 40910 SH SOLE 0 0 40910 CUMMINS INC COM 231021106 658 6076 SH SOLE 0 0 6076 CVR PARTNERS LP COM 126633106 299 13170 SH SOLE 0 0 13170 CVS CAREMARK CORPORATION COM 126650100 783 13706 SH SOLE 0 0 13706 CYTEC INDS INC COM 232820100 202 2774 SH SOLE 0 0 2774 D R HORTON INC COM 23331A109 94802 4454983 SH SOLE 0 0 4454983 DANAHER CORP DEL COM 235851102 236 3759 SH SOLE 0 0 3759 DAVITA HEALTHCARE PARTNERS I COM 23918K108 24 198 SH DFND 1 198 0 0 DAVITA HEALTHCARE PARTNERS I COM 23918K108 4305 35630 SH SOLE 0 0 35630 DEERE & CO COM 244199105 708 8736 SH SOLE 0 0 8736 DELTA AIR LINES INC DEL COM NEW 247361702 2 83 SH DFND 20 83 0 0 DELTA AIR LINES INC DEL COM NEW 247361702 397 21240 SH SOLE 0 0 21240 DENDREON CORP COM 24823Q107 1308 317267 SH SOLE 0 0 317267 DEVON ENERGY CORP NEW COM 25179M103 711 13766 SH SOLE 0 0 13766 DISCOVER FINL SVCS COM 254709108 600 12466 SH SOLE 0 0 12466 DISNEY WALT CO COM DISNEY 254687106 1527 24206 SH SOLE 0 0 24206 DOMINION RES INC VA NEW COM 25746U109 346 6111 SH SOLE 0 0 6111 DOW 30SM ENHANCED PREM & INC COM 260537105 803 66080 SH SOLE 0 0 66080 DU PONT E I DE NEMOURS & CO COM 263534109 9 171 SH DFND 4 171 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 1393 26456 SH SOLE 0 0 26456 DU PONT E I DE NEMOURS & CO COM 263534109 4 71 SH DFND 3 71 0 0 DU PONT E I DE NEMOURS & CO COM 263534109 62 1178 SH DFND 7 1178 0 0 DUNKIN BRANDS GROUP INC COM 265504100 312 7294 SH SOLE 0 0 7294 DWS GLOBAL HIGH INCOME FD COM 23338W104 134 16762 SH SOLE 0 0 16762 E M C CORP MASS COM 268648102 869 36786 SH SOLE 0 0 36786 EASTMAN CHEM CO COM 277432100 248 3497 SH SOLE 0 0 3497 EATON VANCE SH TM DR DIVR IN COM 27828V104 655 40585 SH SOLE 0 0 40585 EATON VANCE TAX MNGD GBL DV COM 27829F108 107 11441 SH SOLE 0 0 11441 EATON VANCE TX ADV GLB DIV O COM 27828U106 205 9241 SH SOLE 0 0 9241 EATON VANCE TX ADV GLBL DIV COM 27828S101 212 13890 SH SOLE 0 0 13890 EATON VANCE TX MGD DIV EQ IN COM 27828N102 151 14873 SH SOLE 0 0 14873 EBAY INC COM 278642103 1391 27047 SH SOLE 0 0 27047 ELLSWORTH FUND LTD COM 289074106 577 75279 SH SOLE 0 0 75279 EMERSON ELEC CO COM 291011104 1155 21219 SH SOLE 0 0 21219 ENERGY TRANSFER PRTNRS L P UNIT LTD PARTN 29273R109 930 18406 SH SOLE 0 0 18406 ENTERPRISE PRODS PARTNERS L COM 293792107 334 5380 SH SOLE 0 0 5380 EOG RES INC COM 26875P101 367 2795 SH SOLE 0 0 2795 EXXON MOBIL CORP COM 30231G102 3098 34308 SH SOLE 0 0 34308 FACEBOOK INC CL A 30303M102 1203 48990 SH SOLE 0 0 48990 FEDEX CORP COM 31428X106 686 7003 SH SOLE 0 0 7003 FIRST TR ENHANCED EQTY INC F COM 337318109 152 12030 SH SOLE 0 0 12030 FIRST TR EXCHANGE TRADED FD CONSUMR DISCRE 33734X101 493 18130 SH SOLE 0 0 18130 FIRST TR EXCHANGE TRADED FD CONSUMR STAPLE 33734X119 808 25983 SH SOLE 0 0 25983 FIRST TR EXCHANGE TRADED FD DJ INTERNT IDX 33733E302 479 10543 SH SOLE 0 0 10543 FIRST TR EXCHANGE TRADED FD HLTH CARE ALPH 33734X143 487 12120 SH SOLE 0 0 12120 FIRST TR MLP & ENERGY INCOME COM 33739B104 571 28017 PRN SOLE 0 0 28017 FIRST TR US IPO INDEX FD SHS 336920103 225 6344 SH SOLE 0 0 6344 FIRST TR VALUE LINE 100 ETF COM SHS 33735G107 597 38752 SH SOLE 0 0 38752 FIRST TR VALUE LINE DIVID IN SHS 33734H106 194 10055 SH SOLE 0 0 10055 FLUOR CORP NEW COM 343412102 430 7195 SH SOLE 0 0 7195 FOOT LOCKER INC COM 344849104 212 5846 SH SOLE 0 0 5846 FORD MTR CO DEL COM PAR $0.01 345370860 2116 136902 SH SOLE 0 0 136902 FORD MTR CO DEL COM PAR $0.01 345370860 0 1200 SH Put SOLE 0 0 1200 FORD MTR CO DEL COM PAR $0.01 345370860 7 438 SH DFND 3 438 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 1 66 SH DFND 10 66 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 21 1409 SH DFND 7 1409 0 0 FORTINET INC COM 34959E109 262 14649 SH SOLE 0 0 14649 FREEPORT-MCMORAN COPPER & GO COM 35671D857 936 33574 SH SOLE 0 0 33574 GABELLI DIVD & INCOME TR COM 36242H104 501 25963 SH SOLE 0 0 25963 GABELLI MULTIMEDIA TR INC COM 36239Q109 275 29627 SH SOLE 0 0 29627 GAMESTOP CORP NEW CL A 36467W109 265 6225 SH SOLE 0 0 6225 GANNETT INC COM 364730101 289 11820 SH SOLE 0 0 11820 GAP INC DEL COM 364760108 246 5915 SH SOLE 0 0 5915 GENERAL ELECTRIC CO COM 369604103 3 143 SH DFND 10 143 0 0 GENERAL ELECTRIC CO COM 369604103 4 185 SH DFND 3 185 0 0 GENERAL ELECTRIC CO COM 369604103 11 493 SH DFND 4 493 0 0 GENERAL ELECTRIC CO COM 369604103 37 1566 SH DFND 7 1566 0 0 GENERAL ELECTRIC CO COM 369604103 4577 197006 SH SOLE 0 0 197006 GENERAL ELECTRIC CO COM 369604103 34 1478 SH DFND 1 1478 0 0 GENERAL MLS INC COM 370334104 293 6052 SH SOLE 0 0 6052 GILEAD SCIENCES INC COM 375558103 594 11575 SH SOLE 0 0 11575 GLOBAL HIGH INCOME FUND INC COM 37933G108 165 15000 SH SOLE 0 0 15000 GLOBAL X FDS GLOBX SUPDV US 37950E291 239 9300 SH SOLE 0 0 9300 GOLDMAN SACHS GROUP INC COM 38141G104 800 5301 SH SOLE 0 0 5301 GOOGLE INC CL A 38259P508 2125 2404 SH SOLE 0 0 2404 GREENHAVEN CONT CMDTY INDEX UNIT BEN INT 395258106 457 17658 SH SOLE 0 0 17658 HALLIBURTON CO COM 406216101 274 6623 SH SOLE 0 0 6623 HANCOCK JOHN FINL OPPTYS FD SH BEN INT NEW 409735206 252 11733 SH SOLE 0 0 11733 HANCOCK JOHN TAX-ADV DIV INC COM 41013V100 240 12602 SH SOLE 0 0 12602 HARTFORD FINL SVCS GROUP INC COM 416515104 272 8779 PRN SOLE 0 0 8779 HELIOS HIGH YIELD FD COM 42328Q109 114 11960 SH SOLE 0 0 11960 HESS CORP COM 42809H107 586 8761 SH SOLE 0 0 8761 HEWLETT PACKARD CO COM 428236103 215 8642 SH SOLE 0 0 8642 HOLLYFRONTIER CORP COM 436106108 249 5809 SH SOLE 0 0 5809 HOME DEPOT INC COM 437076102 1328 17191 SH SOLE 0 0 17191 HONEYWELL INTL INC COM 438516106 43 516 SH DFND 1 516 0 0 HONEYWELL INTL INC COM 438516106 5 65 SH DFND 4 65 0 0 HONEYWELL INTL INC COM 438516106 25 317 SH DFND 7 317 0 0 HONEYWELL INTL INC COM 438516106 1412 17692 SH SOLE 0 0 17692 ICAHN ENTERPRISES LP DEPOSITARY UNIT 451100101 327 4500 SH SOLE 0 0 4500 ILLUMINA INC COM 452327109 253 3403 SH SOLE 0 0 3403 INTEGRATED DEVICE TECHNOLOGY COM 458118106 2 224 SH DFND 15 224 0 0 INTEGRATED DEVICE TECHNOLOGY COM 458118106 322 40600 SH SOLE 0 0 40600 INTEL CORP COM 458140100 948 48573 SH SOLE 0 0 48573 INTERNATIONAL BUSINESS MACHS COM 459200101 137 715 SH DFND 16 715 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 2 12 SH DFND 20 12 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 8 42 SH DFND 4 42 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 3074 16034 SH SOLE 0 0 16034 INTERNATIONAL BUSINESS MACHS COM 459200101 0 100 SH Call SOLE 0 0 100 INTL PAPER CO COM 460146103 564 12804 SH SOLE 0 0 12804 INVESCO MUNI INCOME OPP TRST COM 46132X101 220 33208 SH SOLE 0 0 33208 ISHARES GOLD TRUST ISHARES 464285105 379 31608 SH SOLE 0 0 31608 ISHARES INC EM MKT MIN VOL 464286533 376 6584 SH SOLE 0 0 6584 ISHARES INC MSCI JAPAN 464286848 540 48257 SH SOLE 0 0 48257 ISHARES SILVER TRUST ISHARES 46428Q109 1569 82543 SH SOLE 0 0 82543 ISHARES TR BARCLYS 1-3 YR 464287457 419 4990 SH SOLE 0 0 4990 ISHARES TR BARCLYS 1-3YR CR 464288646 248 2365 SH SOLE 0 0 2365 ISHARES TR BARCLYS 20+ YR 464287432 2696 24382 SH SOLE 0 0 24382 ISHARES TR BARCLYS 20+ YR 464287432 37 333 SH DFND 7 333 0 0 ISHARES TR BARCLYS 3-7 YR 464288661 369 3064 SH SOLE 0 0 3064 ISHARES TR BARCLYS INTER CR 464288638 1200 11090 SH SOLE 0 0 11090 ISHARES TR BARCLYS MBS BD 464288588 2333 22164 SH SOLE 0 0 22164 ISHARES TR BARCLYS TIPS BD 464287176 1223 10926 SH SOLE 0 0 10926 ISHARES TR COHEN&ST RLTY 464287564 214 2643 PRN SOLE 0 0 2643 ISHARES TR CONS SRVC IDX 464287580 217 2114 SH SOLE 0 0 2114 ISHARES TR CORE S&P MCP ETF 464287507 1755 15176 SH SOLE 0 0 15176 ISHARES TR CORE S&P SCP ETF 464287804 732 8087 SH SOLE 0 0 8087 ISHARES TR CORE S&P TTL STK 464287150 222 3024 SH SOLE 0 0 3024 ISHARES TR CORE S&P500 ETF 464287200 1699 10549 SH SOLE 0 0 10549 ISHARES TR CORE TOTUSBD ETF 464287226 528 4936 SH SOLE 0 0 4936 ISHARES TR DJ HOME CONSTN 464288752 803 36242 PRN SOLE 0 0 36242 ISHARES TR DJ SEL DIV INX 464287168 1760 27480 SH SOLE 0 0 27480 ISHARES TR DJ US ENERGY 464287796 339 7707 SH SOLE 0 0 7707 ISHARES TR DJ US INDUSTRL 464287754 413 4987 SH SOLE 0 0 4987 ISHARES TR DJ US REAL EST 464287739 482 7273 SH SOLE 0 0 7273 ISHARES TR DJ US TECH SEC 464287721 410 5593 SH SOLE 0 0 5593 ISHARES TR DJ US UTILS 464287697 402 4274 SH SOLE 0 0 4274 ISHARES TR EAFE MIN VOLAT 46429B689 401 7028 SH SOLE 0 0 7028 ISHARES TR FTSE CHINA25 IDX 464287184 350 10815 SH SOLE 0 0 10815 ISHARES TR HGH DIV EQT FD 46429B663 775 11712 SH SOLE 0 0 11712 ISHARES TR HIGH YLD CORP 464288513 536 5906 SH SOLE 0 0 5906 ISHARES TR IBOXX INV CPBD 464287242 1719 15107 SH SOLE 0 0 15107 ISHARES TR INDL OFF CAP IDX 464288554 178 12602 SH SOLE 0 0 12602 ISHARES TR JPMORGAN USD 464288281 1014 9285 SH SOLE 0 0 9285 ISHARES TR LRGE GRW INDX 464287119 216 2631 SH SOLE 0 0 2631 ISHARES TR MSCI EAFE INDEX 464287465 2474 43334 SH SOLE 0 0 43334 ISHARES TR MSCI EMERG MKT 464287234 1207 31086 SH SOLE 0 0 31086 ISHARES TR NASDQ BIO INDX 464287556 1612 9301 SH SOLE 0 0 9301 ISHARES TR RUSL 2000 GROW 464287648 299 2701 SH SOLE 0 0 2701 ISHARES TR RUSSELL 1000 464287622 998 11087 SH SOLE 0 0 11087 ISHARES TR RUSSELL 2000 464287655 3249 33523 SH SOLE 0 0 33523 ISHARES TR RUSSELL1000GRW 464287614 1289 17707 SH SOLE 0 0 17707 ISHARES TR RUSSELL1000VAL 464287598 1057 12604 SH SOLE 0 0 12604 ISHARES TR S&P 500 VALUE 464287408 413 5470 SH SOLE 0 0 5470 ISHARES TR S&P EURO PLUS 464287861 695 17842 SH SOLE 0 0 17842 ISHARES TR S&P MC 400 GRW 464287606 359 2771 PRN SOLE 0 0 2771 ISHARES TR S&P SH NTL AMTFR 464288158 234 2225 SH SOLE 0 0 2225 ISHARES TR S&P SMLCP GROW 464287887 543 5612 SH SOLE 0 0 5612 ISHARES TR S&P500 GRW 464287309 335 3981 SH SOLE 0 0 3981 ISHARES TR US PFD STK IDX 464288687 3007 76079 SH SOLE 0 0 76079 ISORAY INC COM 46489V104 19 40600 SH SOLE 0 0 40600 JOHNSON & JOHNSON COM 478160104 2012 23392 SH SOLE 0 0 23392 JOHNSON CTLS INC COM 478366107 380 10630 SH SOLE 0 0 10630 JOY GLOBAL INC COM 481165108 301 6138 SH SOLE 0 0 6138 JPMORGAN CHASE & CO ALERIAN ML ETN 46625H365 483 10368 SH SOLE 0 0 10368 JPMORGAN CHASE & CO COM 46625H100 1462 27636 SH SOLE 0 0 27636 KEYCORP NEW COM 493267108 792 71738 SH SOLE 0 0 71738 KIMBERLY CLARK CORP COM 494368103 584 6007 SH SOLE 0 0 6007 KINDER MORGAN ENERGY PARTNER UT LTD PARTNER 494550106 1130 13157 SH SOLE 0 0 13157 KKR & CO L P DEL COM UNITS 48248M102 704 35814 PRN SOLE 0 0 35814 KODIAK OIL & GAS CORP COM 50015Q100 1129 126730 SH SOLE 0 0 126730 KRAFT FOODS GROUP INC COM 50076Q106 402 7091 SH SOLE 0 0 7091 LAM RESEARCH CORP COM 512807108 389 8844 SH SOLE 0 0 8844 LANDAUER INC COM 51476K103 237 4900 SH SOLE 0 0 4900 LAS VEGAS SANDS CORP COM 517834107 342 6523 SH SOLE 0 0 6523 LENNAR CORP CL A 526057104 254 7019 SH SOLE 0 0 7019 LIBERTY ALL STAR EQUITY FD SH BEN INT 530158104 306 58983 SH SOLE 0 0 58983 LILLY ELI & CO COM 532457108 379 7654 SH SOLE 0 0 7654 LINN ENERGY LLC UNIT LTD LIAB 536020100 220 6609 SH SOLE 0 0 6609 LORILLARD INC COM 544147101 240 5503 SH SOLE 0 0 5503 LOWES COS INC COM 548661107 429 10554 SH SOLE 0 0 10554 LTC PPTYS INC COM 502175102 383 9600 PRN SOLE 0 0 9600 MACQUARIE GLBL INFRA TOTL RE COM 55608D101 264 12913 SH SOLE 0 0 12913 MADISON SQUARE GARDEN CO CL A 55826P100 307 5276 SH SOLE 0 0 5276 MAKO SURGICAL CORP COM 560879108 915 76561 SH SOLE 0 0 76561 MANITOWOC INC COM 563571108 228 12795 SH SOLE 0 0 12795 MANNKIND CORP COM 56400P201 70 10600 SH SOLE 0 0 10600 MARATHON OIL CORP COM 565849106 704 20278 SH SOLE 0 0 20278 MARATHON PETE CORP COM 56585A102 605 8508 SH SOLE 0 0 8508 MARKET VECTORS ETF TR AGRIBUS ETF 57060U605 257 4999 SH SOLE 0 0 4999 MASTERCARD INC CL A 57636Q104 274 495 SH SOLE 0 0 495 MCDERMOTT INTL INC COM 580037109 135 16420 SH SOLE 0 0 16420 MCDONALDS CORP COM 580135101 1308 13313 SH SOLE 0 0 13313 MCKESSON CORP COM 58155Q103 278 2450 SH SOLE 0 0 2450 MEDTRONIC INC COM 585055106 387 7473 SH SOLE 0 0 7473 MELLANOX TECHNOLOGIES LTD SHS M51363113 363 7318 SH SOLE 0 0 7318 MERCK & CO INC NEW COM 58933Y105 1054 22646 SH SOLE 0 0 22646 METLIFE INC COM 59156R108 1029 22378 SH SOLE 0 0 22378 MFS INTER INCOME TR SH BEN INT 55273C107 148 25837 SH SOLE 0 0 25837 MFS MULTIMARKET INCOME TR SH BEN INT 552737108 233 34978 SH SOLE 0 0 34978 MICROSOFT CORP COM 594918104 4 125 SH DFND 3 125 0 0 MICROSOFT CORP COM 594918104 3369 97961 SH SOLE 0 0 97961 MICROSOFT CORP COM 594918104 37 1068 SH DFND 7 1068 0 0 MICROSOFT CORP COM 594918104 5 154 SH DFND 4 154 0 0 MICROSOFT CORP COM 594918104 3 99 SH DFND 19 99 0 0 MICROSOFT CORP COM 594918104 5 133 SH DFND 13 133 0 0 MICROSOFT CORP COM 594918104 1 21 SH DFND 10 21 0 0 MICROSOFT CORP COM 594918104 3 74 SH DFND 6 74 0 0 MILLENNIAL MEDIA INC COM 60040N105 162 18771 SH SOLE 0 0 18771 MILLENNIAL MEDIA INC COM 60040N105 0 11000 SH Call SOLE 0 0 11000 MONDELEZ INTL INC CL A 609207105 753 26156 SH SOLE 0 0 26156 MONSANTO CO NEW COM 61166W101 282 2843 SH SOLE 0 0 2843 MORGAN STANLEY COM NEW 617446448 313 12853 SH SOLE 0 0 12853 MYLAN INC COM 628530107 208 6732 SH SOLE 0 0 6732 NEWS CORP CL A 65248E104 755 23074 SH SOLE 0 0 23074 NIKE INC CL B 654106103 796 12456 SH SOLE 0 0 12456 NORDSTROM INC COM 655664100 662 11067 SH SOLE 0 0 11067 NORTHSTAR RLTY FIN CORP COM 66704R100 190 21048 SH SOLE 0 0 21048 NOVARTIS A G SPONSORED ADR 66987V109 541 7671 SH SOLE 0 0 7671 NOVO-NORDISK A S ADR 670100205 343 2223 SH SOLE 0 0 2223 NUVEEN AMT-FREE MUN INCOME F COM 670657105 338 26215 SH SOLE 0 0 26215 NUVEEN CA SELECT QUALITY MUN COM 670975101 171 11300 SH SOLE 0 0 11300 NUVEEN CA SELECT TAX FREE PR SH BEN INT 67063R103 208 14501 SH SOLE 0 0 14501 NUVEEN CR STRATEGIES INCM FD COM SHS 67073D102 344 34375 SH SOLE 0 0 34375 NUVEEN DIVER CURRENCY OPPOR COM 67090N109 128 11396 SH SOLE 0 0 11396 NUVEEN MUN OPPORTUNITY FD IN COM 670984103 837 59784 SH SOLE 0 0 59784 NUVEEN MUN VALUE FD INC COM 670928100 135 14037 SH SOLE 0 0 14037 NUVEEN PREM INCOME MUN FD 2 COM 67063W102 554 40831 SH SOLE 0 0 40831 NUVEEN QUALITY PFD INCOME FD COM 67071S101 352 42846 SH SOLE 0 0 42846 NUVEEN SELECT TAX FREE INCM SH BEN INT 67062F100 342 25557 SH SOLE 0 0 25557 OAKTREE CAP GROUP LLC UNIT 99/99/9999 674001201 821 15631 SH SOLE 0 0 15631 OCCIDENTAL PETE CORP DEL COM 674599105 787 8803 SH SOLE 0 0 8803 OCWEN FINL CORP COM NEW 675746309 1029 25203 SH SOLE 0 0 25203 OMNICOM GROUP INC COM 681919106 2 60 SH DFND 1 60 0 0 OMNICOM GROUP INC COM 681919106 343 5456 SH SOLE 0 0 5456 ONE LIBERTY PPTYS INC COM 682406103 395 18000 PRN SOLE 0 0 18000 ORACLE CORP COM 68389X105 1114 36238 SH SOLE 0 0 36238 ORASURE TECHNOLOGIES INC COM 68554V108 158 41050 SH SOLE 0 0 41050 PARKER HANNIFIN CORP COM 701094104 3 65 SH DFND 1 65 0 0 PARKER HANNIFIN CORP COM 701094104 336 3510 SH SOLE 0 0 3510 PAYCHEX INC COM 704326107 256 7158 SH SOLE 0 0 7158 PEPCO HOLDINGS INC COM 713291102 424 21086 SH SOLE 0 0 21086 PEPSICO INC COM 713448108 1172 14413 SH SOLE 0 0 14413 PETROLEUM & RES CORP COM 716549100 444 17276 SH SOLE 0 0 17276 PETSMART INC COM 716768106 433 6533 SH SOLE 0 0 6533 PFIZER INC COM 717081103 2235 79591 SH SOLE 0 0 79591 PHILIP MORRIS INTL INC COM 718172109 1003 11582 SH SOLE 0 0 11582 PHILLIPS 66 COM 718546104 325 5513 SH SOLE 0 0 5513 PIMCO CA MUNICIPAL INCOME FD COM 72200N106 196 13900 SH SOLE 0 0 13900 PIMCO ETF TR CDA BD IDX FD 72201R759 1266 13211 SH SOLE 0 0 13211 PIMCO ETF TR TOTL RETN ETF 72201R775 1033 9782 SH SOLE 0 0 9782 PINNACLE WEST CAP CORP COM 723484101 280 5060 SH SOLE 0 0 5060 PNC FINL SVCS GROUP INC COM 693475105 216 3001 SH SOLE 0 0 3001 POWERSHARES ETF TR II S&P500 LOW VOL 73937B779 540 17387 SH SOLE 0 0 17387 POWERSHARES ETF TRUST DIV ACHV PRTF 73935X732 763 42296 SH SOLE 0 0 42296 POWERSHARES ETF TRUST DWA TECH LDRS 73935X153 1539 49443 SH SOLE 0 0 49443 POWERSHARES ETF TRUST DYN BIOT & GEN 73935X856 546 18674 PRN SOLE 0 0 18674 POWERSHARES ETF TRUST DYN PHRMA PORT 73935X799 1562 37006 SH SOLE 0 0 37006 POWERSHARES ETF TRUST DYNA BUYBK ACH 73935X286 727 20338 SH SOLE 0 0 20338 POWERSHARES ETF TRUST DYNAMIC MKT PT 73935X104 1662 29583 SH SOLE 0 0 29583 POWERSHARES ETF TRUST DYNAMIC OTC PT 73935X203 1399 24370 SH SOLE 0 0 24370 POWERSHARES ETF TRUST DYNM LRG CP GR 73935X609 1038 48475 SH SOLE 0 0 48475 POWERSHARES ETF TRUST DYNM LRG CP VL 73935X708 326 12780 SH SOLE 0 0 12780 POWERSHARES ETF TRUST FINL PFD PTFL 73935X229 2053 114776 SH SOLE 0 0 114776 POWERSHARES ETF TRUST FND PR MIDGRT PT 73935X807 1835 71094 SH SOLE 0 0 71094 POWERSHARES ETF TRUST FND PUR MDVAL PT 73935X880 238 11310 SH SOLE 0 0 11310 POWERSHARES ETF TRUST FND PUR SMGRT PT 73935X872 540 26695 SH SOLE 0 0 26695 POWERSHARES ETF TRUST FND PUR SMVAL PT 73935X864 226 11090 SH SOLE 0 0 11090 POWERSHARES ETF TRUST FTSE RAFI 1000 73935X583 1438 19974 SH SOLE 0 0 19974 POWERSHARES ETF TRUST FTSE US1500 SM 73935X567 412 5087 SH SOLE 0 0 5087 POWERSHARES ETF TRUST HI YLD EQ DVDN 73935X302 718 67077 PRN SOLE 0 0 67077 POWERSHARES ETF TRUST INTL DIV ACHV 73935X716 653 39847 SH SOLE 0 0 39847 POWERSHARES ETF TRUST MAGNIQUANT POR 73935X468 610 19028 SH SOLE 0 0 19028 POWERSHARES ETF TRUST S&P 500 HGH QLTY 73935X682 577 32069 SH SOLE 0 0 32069 POWERSHARES ETF TRUST ZACKS MC PRTFL 73935X740 371 26215 SH SOLE 0 0 26215 POWERSHARES ETF TRUST II DWA DEVEL MKTS 73936Q108 548 25791 SH SOLE 0 0 25791 POWERSHARES ETF TRUST II DWA EMRG MKTS 73936Q207 254 14131 SH SOLE 0 0 14131 POWERSHARES GLOBAL ETF TRUST AGG PFD PORT 73936T565 452 32119 SH SOLE 0 0 32119 POWERSHARES GLOBAL ETF TRUST CALI MUNI ETF 73936T441 208 8740 SH SOLE 0 0 8740 POWERSHARES GLOBAL ETF TRUST INSUR NATL MUN 73936T474 335 14008 SH SOLE 0 0 14008 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 4361 61262 SH SOLE 0 0 61262 POWERSHS DB MULTI SECT COMM PS DB AGRICUL FD 73936B408 217 8928 SH SOLE 0 0 8928 PPG INDS INC COM 693506107 204 1403 SH SOLE 0 0 1403 PPL CORP COM 69351T106 323 10689 SH SOLE 0 0 10689 PRAXAIR INC COM 74005P104 235 2037 SH SOLE 0 0 2037 PRICE T ROWE GROUP INC COM 74144T108 419 5757 SH SOLE 0 0 5757 PRICELINE COM INC COM NEW 741503403 209 255 SH SOLE 0 0 255 PROCTER & GAMBLE CO COM 742718109 8 102 SH DFND 4 102 0 0 PROCTER & GAMBLE CO COM 742718109 58 738 SH DFND 7 738 0 0 PROCTER & GAMBLE CO COM 742718109 2 29 SH DFND 10 29 0 0 PROCTER & GAMBLE CO COM 742718109 2105 27330 SH SOLE 0 0 27330 PROCTER & GAMBLE CO COM 742718109 151 1996 SH DFND 16 1996 0 0 PROSHARES TR PSHS LC COR PLUS 74347R248 907 11950 SH SOLE 0 0 11950 PROSHARES TR PSHS SHRT S&P500 74347R503 410 13715 SH SOLE 0 0 13715 PROSHARES TR PSHS ULT HLTHCRE 74347R735 220 3640 SH SOLE 0 0 3640 PROSHARES TR PSHS ULT MCAP400 74347R404 229 2403 SH SOLE 0 0 2403 PROSHARES TR PSHS ULT S&P 500 74347R107 206 2684 SH SOLE 0 0 2684 PROSHARES TR PSHS ULTRA QQQ 74347R206 567 8572 PRN SOLE 0 0 8572 PRUDENTIAL FINL INC COM 744320102 1115 15368 SH SOLE 0 0 15368 PUBLIC STORAGE COM 74460D109 315 2053 SH SOLE 0 0 2053 PULTE GROUP INC COM 745867101 378 19744 SH SOLE 0 0 19744 PUTNAM MASTER INTER INCOME T SH BEN INT 746909100 117 23500 SH SOLE 0 0 23500 QUALCOMM INC COM 747525103 30 512 SH DFND 1 512 0 0 QUALCOMM INC COM 747525103 108 1790 SH DFND 16 1790 0 0 QUALCOMM INC COM 747525103 4 66 SH DFND 20 66 0 0 QUALCOMM INC COM 747525103 3139 51551 SH SOLE 0 0 51551 RAYONIER INC COM 754907103 233 4220 SH SOLE 0 0 4220 RAYTHEON CO COM NEW 755111507 427 6431 SH SOLE 0 0 6431 REALTY INCOME CORP COM 756109104 423 10113 SH SOLE 0 0 10113 REVENUESHARES ETF TR LARGECAP FD 761396100 218 6643 SH SOLE 0 0 6643 REVENUESHARES ETF TR MID CAP FD 761396209 260 6605 SH SOLE 0 0 6605 REVENUESHARES ETF TR SMALL CAP FD 761396308 1444 33089 SH SOLE 0 0 33089 ROYAL BK CDA MONTREAL QUE COM 780087102 762 13101 SH SOLE 0 0 13101 ROYCE FOCUS TR COM 78080N108 182 26099 SH SOLE 0 0 26099 ROYCE MICRO-CAP TR INC COM 780915104 294 26926 SH SOLE 0 0 26926 RYDEX ETF TRUST GUG RUSS TOP 50 78355W205 865 7574 SH SOLE 0 0 7574 RYDEX ETF TRUST GUG S&P500 EQ WT 78355W106 1541 25211 SH SOLE 0 0 25211 SANDRIDGE ENERGY INC COM 80007P307 881 184290 SH SOLE 0 0 184290 SANOFI SPONSORED ADR 80105N105 221 4315 SH SOLE 0 0 4315 SCHLUMBERGER LTD COM 806857108 1050 14703 SH SOLE 0 0 14703 SCHWAB STRATEGIC TR US DIVIDEND EQ 808524797 437 13157 SH SOLE 0 0 13157 SCHWAB STRATEGIC TR US REIT ETF 808524847 258 8019 SH SOLE 0 0 8019 SEAGATE TECHNOLOGY PLC SHS G7945M107 287 6456 SH SOLE 0 0 6456 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 1480 26280 SH SOLE 0 0 26280 SELECT SECTOR SPDR TR SBI CONS STPLS 81369Y308 2128 53509 SH SOLE 0 0 53509 SELECT SECTOR SPDR TR SBI HEALTHCARE 81369Y209 1462 30555 SH SOLE 0 0 30555 SELECT SECTOR SPDR TR SBI INT-ENERGY 81369Y506 1107 14157 SH SOLE 0 0 14157 SELECT SECTOR SPDR TR SBI INT-FINL 81369Y605 1386 71171 SH SOLE 0 0 71171 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 728 16962 SH SOLE 0 0 16962 SELECT SECTOR SPDR TR SBI INT-UTILS 81369Y886 1176 31499 SH SOLE 0 0 31499 SELECT SECTOR SPDR TR SBI MATERIALS 81369Y100 452 11725 SH SOLE 0 0 11725 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1705 55988 SH SOLE 0 0 55988 SEMPRA ENERGY COM 816851109 805 9882 SH SOLE 0 0 9882 SEQUENOM INC COM NEW 817337405 186 44600 SH SOLE 0 0 44600 SKYWORKS SOLUTIONS INC COM 83088M102 407 18509 SH SOLE 0 0 18509 SOURCEFIRE INC COM 83616T108 491 8761 SH SOLE 0 0 8761 SOUTHERN CO COM 842587107 289 6550 SH SOLE 0 0 6550 SOUTHWESTERN ENERGY CO COM 845467109 584 15867 SH SOLE 0 0 15867 SOVRAN SELF STORAGE INC COM 84610H108 683 10525 PRN SOLE 0 0 10525 SPDR DOW JONES INDL AVRG ETF UT SER 1 78467X109 706 4739 SH SOLE 0 0 4739 SPDR INDEX SHS FDS S&P INTL ETF 78463X772 811 18586 SH SOLE 0 0 18586 SPDR S&P 500 ETF TR TR UNIT 78462F103 7978 49806 SH SOLE 0 0 49806 SPDR S&P 500 ETF TR TR UNIT 78462F103 0 1500 SH Put SOLE 0 0 1500 SPDR SER TR SHT TRM HGH YLD 78468R408 806 26719 SH SOLE 0 0 26719 SPDR SERIES TRUST BRC BLD AMER BD 78464A276 241 4390 SH SOLE 0 0 4390 SPDR SERIES TRUST BRC CNV SECS ETF 78464A359 930 21763 SH SOLE 0 0 21763 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 576 14542 SH SOLE 0 0 14542 SPDR SERIES TRUST BRCLYS AGG ETF 78464A649 893 15691 SH SOLE 0 0 15691 SPDR SERIES TRUST INTR TRM CORP BD 78464A375 298 8903 SH SOLE 0 0 8903 SPDR SERIES TRUST MORGAN TECH ETF 78464A102 291 3985 SH SOLE 0 0 3985 SPDR SERIES TRUST S&P DIVID ETF 78464A763 3437 51776 SH SOLE 0 0 51776 SPDR SERIES TRUST S&P PHARMAC 78464A722 250 3541 SH SOLE 0 0 3541 SPDR SERIES TRUST S&P RETAIL ETF 78464A714 449 5870 SH SOLE 0 0 5870 SPROTT PHYSICAL GOLD TRUST UNIT 85207H104 335 32593 SH SOLE 0 0 32593 SPROTT PHYSICAL SILVER TR TR UNIT 85207K107 178 23100 SH SOLE 0 0 23100 STANLEY BLACK & DECKER INC COM 854502101 200 2580 SH SOLE 0 0 2580 STARBUCKS CORP COM 855244109 33 514 SH DFND 1 514 0 0 STARBUCKS CORP COM 855244109 4 60 SH DFND 19 60 0 0 STARBUCKS CORP COM 855244109 3 52 SH DFND 20 52 0 0 STARBUCKS CORP COM 855244109 4463 67984 SH SOLE 0 0 67984 STARWOOD HOTELS&RESORTS WRLD COM 85590A401 263 4299 SH SOLE 0 0 4299 STRATEGIC GLOBAL INCOME FD COM 862719101 215 22949 SH SOLE 0 0 22949 SUBURBAN PROPANE PARTNERS L UNIT LTD PARTN 864482104 281 6030 SH SOLE 0 0 6030 SUNTRUST BKS INC COM 867914103 278 8867 SH SOLE 0 0 8867 SUSQUEHANNA BANCSHARES INC P COM 869099101 145 11346 SH SOLE 0 0 11346 SVB FINL GROUP COM 78486Q101 3 41 SH DFND 15 41 0 0 SVB FINL GROUP COM 78486Q101 956 11474 SH SOLE 0 0 11474 SYNAPTICS INC COM 87157D109 885 22910 SH SOLE 0 0 22910 TARGET CORP COM 87612E106 479 6912 SH SOLE 0 0 6912 TCW STRATEGIC INCOME FUND IN COM 872340104 1361 245632 SH SOLE 0 0 245632 TEMPLETON GLOBAL INCOME FD COM 880198106 128 14971 SH SOLE 0 0 14971 TESORO CORP COM 881609101 279 5429 SH SOLE 0 0 5429 TEVA PHARMACEUTICAL INDS LTD ADR 881624209 232 5867 SH SOLE 0 0 5867 TEXAS INSTRS INC COM 882508104 267 7713 SH SOLE 0 0 7713 THE ADT CORPORATION COM 00101J106 276 6982 SH SOLE 0 0 6982 TIMKEN CO COM 887389104 319 5642 SH SOLE 0 0 5642 TJX COS INC NEW COM 872540109 605 12002 SH SOLE 0 0 12002 TORTOISE ENERGY CAP CORP COM 89147U100 336 9717 SH SOLE 0 0 9717 TORTOISE ENERGY INFRSTRCTR C COM 89147L100 447 9600 SH SOLE 0 0 9600 TOTAL S A SPONSORED ADR 89151E109 378 7811 SH SOLE 0 0 7811 TRAVELERS COMPANIES INC COM 89417E109 569 7103 SH SOLE 0 0 7103 TRIQUINT SEMICONDUCTOR INC COM 89674K103 204 29453 SH SOLE 0 0 29453 TRW AUTOMOTIVE HLDGS CORP COM 87264S106 354 5222 SH SOLE 0 0 5222 U S AIRWAYS GROUP INC COM 90341W108 620 37623 SH SOLE 0 0 37623 UBS AG JERSEY BRH ALERIAN INFRST 902641646 429 10850 SH SOLE 0 0 10850 UNILEVER PLC SPON ADR NEW 904767704 202 5016 SH SOLE 0 0 5016 UNION PAC CORP COM 907818108 374 2427 SH SOLE 0 0 2427 UNITED PARCEL SERVICE INC CL B 911312106 1 44000 SH Put SOLE 0 0 44000 UNITED PARCEL SERVICE INC CL B 911312106 25766 349891 SH SOLE 0 0 349891 UNITED PARCEL SERVICE INC CL B 911312106 5 54 SH DFND 4 54 0 0 UNITED PARCEL SERVICE INC CL B 911312106 132 1520 SH DFND 16 1520 0 0 UNITED RENTALS INC COM 911363109 639 12902 SH SOLE 0 0 12902 UNITED TECHNOLOGIES CORP COM 913017109 1084 11616 SH SOLE 0 0 11616 UNITEDHEALTH GROUP INC COM 91324P102 2 23 SH DFND 10 23 0 0 UNITEDHEALTH GROUP INC COM 91324P102 3 51 SH DFND 20 51 0 0 UNITEDHEALTH GROUP INC COM 91324P102 2 38 SH DFND 6 38 0 0 UNITEDHEALTH GROUP INC COM 91324P102 417 6343 SH SOLE 0 0 6343 UNITEDHEALTH GROUP INC COM 91324P102 0 700 SH Call SOLE 0 0 700 UNIVERSAL DISPLAY CORP COM 91347P105 217 7740 SH SOLE 0 0 7740 US BANCORP DEL COM NEW 902973304 227 6294 SH SOLE 0 0 6294 VALE S A ADR 91912E105 243 18311 SH SOLE 0 0 18311 VALERO ENERGY CORP NEW COM 91913Y100 535 15564 SH SOLE 0 0 15564 VANGUARD BD INDEX FD INC INTERMED TERM 921937819 1252 14967 SH SOLE 0 0 14967 VANGUARD BD INDEX FD INC SHORT TRM BOND 921937827 1122 14046 SH SOLE 0 0 14046 VANGUARD BD INDEX FD INC TOTAL BND MRKT 921937835 648 8061 SH SOLE 0 0 8061 VANGUARD INDEX FDS EXTEND MKT ETF 922908652 219 3138 SH SOLE 0 0 3138 VANGUARD INDEX FDS GROWTH ETF 922908736 415 5310 SH SOLE 0 0 5310 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 237 3427 SH SOLE 0 0 3427 VANGUARD INDEX FDS MID CAP ETF 922908629 329 3416 SH SOLE 0 0 3416 VANGUARD INDEX FDS REIT ETF 922908553 942 13726 SH SOLE 0 0 13726 VANGUARD INDEX FDS SMALL CP ETF 922908751 849 9071 SH SOLE 0 0 9071 VANGUARD INDEX FDS SML CP GRW ETF 922908595 696 6736 SH SOLE 0 0 6736 VANGUARD INDEX FDS TOTAL STK MKT 922908769 511 6198 SH SOLE 0 0 6198 VANGUARD INDEX FDS VALUE ETF 922908744 454 6712 SH SOLE 0 0 6712 VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF 922042858 788 20289 SH SOLE 0 0 20289 VANGUARD NATURAL RESOURCES L COM UNIT 92205F106 476 17019 SH SOLE 0 0 17019 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 208 2619 SH DFND 7 2619 0 0 VANGUARD SCOTTSDALE FDS VNG RUS2000GRW 92206C623 200 2451 SH SOLE 0 0 2451 VANGUARD SPECIALIZED PORTFOL DIV APP ETF 921908844 1025 15459 SH SOLE 0 0 15459 VANGUARD TAX MANAGED INTL FD FTSE DEV MKT ETF 921943858 278 7808 SH SOLE 0 0 7808 VANGUARD WHITEHALL FDS INC HIGH DIV YLD 921946406 1110 19664 SH SOLE 0 0 19664 VANGUARD WORLD FDS CONSUM DIS ETF 92204A108 500 5491 SH SOLE 0 0 5491 VANGUARD WORLD FDS CONSUM STP ETF 92204A207 1759 17220 SH SOLE 0 0 17220 VANGUARD WORLD FDS ENERGY ETF 92204A306 314 2805 SH SOLE 0 0 2805 VANGUARD WORLD FDS HEALTH CAR ETF 92204A504 1207 13936 SH SOLE 0 0 13936 VANGUARD WORLD FDS INDUSTRIAL ETF 92204A603 284 3473 SH SOLE 0 0 3473 VANGUARD WORLD FDS INF TECH ETF 92204A702 526 7142 SH SOLE 0 0 7142 VANGUARD WORLD FDS TELCOMM ETF 92204A884 312 3990 SH SOLE 0 0 3990 VANGUARD WORLD FDS UTILITIES ETF 92204A876 719 8779 SH SOLE 0 0 8779 VERIZON COMMUNICATIONS INC COM 92343V104 3612 71672 SH SOLE 0 0 71672 VERTEX PHARMACEUTICALS INC COM 92532F100 912 11403 SH SOLE 0 0 11403 VIACOM INC NEW CL B 92553P201 735 10811 SH SOLE 0 0 10811 VISA INC COM CL A 92826C839 761 4179 SH SOLE 0 0 4179 VODAFONE GROUP PLC NEW SPONS ADR NEW 92857W209 617 21403 SH SOLE 0 0 21403 WABCO HLDGS INC COM 92927K102 299 4053 SH SOLE 0 0 4053 WAL-MART STORES INC COM 931142103 660 8957 SH SOLE 0 0 8957 WASTE CONNECTIONS INC COM 941053100 106 90052 PRN SOLE 0 0 90052 WELLPOINT INC COM 94973V107 228 2793 SH SOLE 0 0 2793 WELLS FARGO & CO NEW COM 949746101 13 308 SH DFND 4 308 0 0 WELLS FARGO & CO NEW COM 949746101 21 537 SH DFND 1 537 0 0 WELLS FARGO & CO NEW COM 949746101 1272 30976 SH SOLE 0 0 30976 WELLS FARGO & CO NEW COM 949746101 0 700 SH Call SOLE 0 0 700 WELLS FARGO & CO NEW COM 949746101 41 996 SH DFND 7 996 0 0 WELLS FARGO & CO NEW COM 949746101 15 352 SH DFND 6 352 0 0 WELLS FARGO & CO NEW COM 949746101 2 49 SH DFND 20 49 0 0 WELLS FARGO & CO NEW COM 949746101 87 2127 SH DFND 16 2127 0 0 WELLS FARGO & CO NEW COM 949746101 4 89 SH DFND 10 89 0 0 WELLS FARGO & CO NEW COM 949746101 3 80 SH DFND 13 80 0 0 WELLS FARGO & CO NEW COM 949746101 10 233 SH DFND 3 233 0 0 WESTERN ASST MNGD MUN FD INC COM 95766M105 159 11963 SH SOLE 0 0 11963 WESTERN DIGITAL CORP COM 958102105 820 13396 SH SOLE 0 0 13396 WEYERHAEUSER CO COM 962166104 860 29958 SH SOLE 0 0 29958 WHOLE FOODS MKT INC COM 966837106 462 8985 SH SOLE 0 0 8985 WILLIAMS SONOMA INC COM 969904101 206 3684 SH SOLE 0 0 3684 WISDOMTREE TR EM LCL DEBT FD 97717X867 425 8806 SH SOLE 0 0 8806 WISDOMTREE TRUST DEFA FD 97717W703 348 7526 SH SOLE 0 0 7526 WISDOMTREE TRUST DIV EX-FINL FD 97717W406 1578 25357 SH SOLE 0 0 25357 WISDOMTREE TRUST EARNING 500 FD 97717W588 233 4135 PRN SOLE 0 0 4135 WISDOMTREE TRUST EMERG MKTS ETF 97717W315 797 16530 SH SOLE 0 0 16530 WISDOMTREE TRUST EQTY INC ETF 97717W208 780 15113 SH SOLE 0 0 15113 WISDOMTREE TRUST GLB EQTY INC FD 97717W877 380 9141 SH SOLE 0 0 9141 WISDOMTREE TRUST INTL DIV EX FINL 97717W786 543 13519 SH SOLE 0 0 13519 WISDOMTREE TRUST INTL MIDCAP DV 97717W778 279 5493 SH SOLE 0 0 5493 WISDOMTREE TRUST JAPN HEDGE EQT 97717W851 775 16896 SH SOLE 0 0 16896 WISDOMTREE TRUST LARGECAP DIVID 97717W307 336 5594 SH SOLE 0 0 5594 WISDOMTREE TRUST MDCP EARN FUND 97717W570 1006 13969 SH SOLE 0 0 13969 WISDOMTREE TRUST MIDCAP DIVI FD 97717W505 784 11892 SH SOLE 0 0 11892 WISDOMTREE TRUST SMALLCAP DIVID 97717W604 517 8848 SH SOLE 0 0 8848 WISDOMTREE TRUST SMLCAP EARN FD 97717W562 360 5393 SH SOLE 0 0 5393 WISDOMTREE TRUST TOTAL DIVID FD 97717W109 1346 22307 SH SOLE 0 0 22307 WISDOMTREE TRUST TTL EARNING FD 97717W596 244 4158 SH SOLE 0 0 4158 WOLVERINE WORLD WIDE INC COM 978097103 232 4326 SH SOLE 0 0 4326 WOODWARD INC COM 980745103 494 12352 SH SOLE 0 0 12352 WYNN RESORTS LTD COM 983134107 357 2806 SH SOLE 0 0 2806 YAHOO INC COM 984332106 1158 45485 SH SOLE 0 0 45485 YUM BRANDS INC COM 988498101 401 5768 SH SOLE 0 0 5768