0001456511-22-000003.txt : 20220815 0001456511-22-000003.hdr.sgml : 20220815 20220815111440 ACCESSION NUMBER: 0001456511-22-000003 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20220630 FILED AS OF DATE: 20220815 DATE AS OF CHANGE: 20220815 EFFECTIVENESS DATE: 20220815 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Greenwich Investment Management, Inc. CENTRAL INDEX KEY: 0001456511 IRS NUMBER: 061565190 STATE OF INCORPORATION: CT FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-15772 FILM NUMBER: 221163578 BUSINESS ADDRESS: STREET 1: 262 HARBOR DRIVE STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 BUSINESS PHONE: 203-930-7200 MAIL ADDRESS: STREET 1: 262 HARBOR DRIVE STREET 2: 3RD FLOOR CITY: STAMFORD STATE: CT ZIP: 06902 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001456511 XXXXXXXX 06-30-2022 06-30-2022 Greenwich Investment Management, Inc.

262 HARBOR DRIVE 3RD FLOOR STAMFORD CT 06902

13F HOLDINGS REPORT 028-15772 N L. George Rieger 2039307200 L. George Rieger Stamford CT 08-15-2022 0 55 139506 false INFORMATION TABLE 2 gim2q22.xml 180 DEGREE CAPITAL CORP. COM 68235B208 3645 594543 SH SOLE 593143 0 1400 ABBVIE INC COM COM 00287Y109 440 2872 SH SOLE 2872 0 0 ALLIANCEBERNSTEIN HLDG LP COM 01881G106 3671 88298 SH SOLE 88298 0 0 APPLE INC. COM 037833100 2347 17168 SH SOLE 17168 0 0 ARES CAPITAL CORP COM 04010L103 8544 476540 SH SOLE 476540 0 0 ARES COMMERCIAL REAL ESTATE CO COM 04013V108 660 53930 SH SOLE 53930 0 0 ARROWMARK FINANCIAL CORP. COM 861780104 6006 312818 SH SOLE 312818 0 0 ASML HOLDINGS NV COM N07059210 222 467 SH SOLE 467 0 0 BARINGS CORPORATE INVESTORS COM 06759X107 1144 85295 SH SOLE 85295 0 0 BARINGS PARTICIPATION INVESTOR COM 06761A103 4784 390214 SH SOLE 390214 0 0 CAMDEN PROPERTY TRUST COM 133131102 672 5000 SH SOLE 5000 0 0 CINCINNATI FINANCIAL CORP COM COM 172062101 534 4486 SH SOLE 4486 0 0 CITIZENS FINANCIAL GROUP, INC. COM 174610105 2717 76122 SH SOLE 75722 0 400 DORCHESTER MINERALS LP COM UNI COM 25820R105 11917 499653 SH SOLE 499153 0 500 ENBRIDGE INC. COM 29250N105 494 11684 SH SOLE 11684 0 0 ENTERPRISE PRODS PARTNERS LP C COM 293792107 5429 222775 SH SOLE 222775 0 0 EQUITABLE HOLDINGS, INC. COM 29452E101 1724 66133 SH SOLE 65508 0 625 EXXON MOBIL CORP COM COM 30231G102 4591 53611 SH SOLE 53611 0 0 FIRST FINANCIAL NORTHWEST, INC COM 32022K102 2348 151109 SH SOLE 150659 0 450 FIRST NORTHWEST BANCORP. COM 335834107 288 18432 SH SOLE 18432 0 0 FISERV INC COM COM 337738108 205 2303 SH SOLE 2303 0 0 FRANKLIN FINANCIAL SERVICES CO COM 353525108 1177 39041 SH SOLE 39041 0 0 FS KKR CAPITAL CORPORATION COM 302635206 3015 155227 SH SOLE 155227 0 0 GALAXY DIGITAL HOLDINGS LTD. COM G37092106 42 11130 SH SOLE 11130 0 0 GOLDMAN SACHS BDC INC. COM 38147U107 7660 455928 SH SOLE 455928 0 0 HERCULES CAPITAL, INC. COM 427096508 398 29520 SH SOLE 29520 0 0 HOMETRUST BANCSHARES, INC. COM 437872104 393 15700 SH SOLE 15700 0 0 INTL BUSINESS MACHINES CORP COM 459200101 213 1509 SH SOLE 1509 0 0 INVESTAR HOLDING CORPORATION COM 46134l105 868 39619 SH SOLE 39029 0 590 ISHARES NATL MUNI BOND ETF COM 464288414 947 8900 SH SOLE 8900 0 0 ISHARES SHORT TERM NATIONAL MU COM 464288158 1665 15911 SH SOLE 1200 0 14711 JOHNSON & JOHNSON COM 478160104 257 1445 SH SOLE 1445 0 0 MAGELLAN MIDSTREAM PARTNERS LP COM 559080106 234 4900 SH SOLE 4900 0 0 MAIN STREET CAPITAL CORP COM 56035L104 211 5489 SH SOLE 5489 0 0 MAINZ BIOMED BV COM N5436l101 136 14724 SH SOLE 14724 0 0 NETWORK-1 TECHNOLOGIES, INC. COM 64121N109 1911 796238 SH SOLE 796238 0 0 OAKTREE SPECIALTY LENDING CORP COM 67401P108 16302 2488869 SH SOLE 2488469 0 400 PENNYMAC MTG INVT TR COM 70931T103 7647 552897 SH SOLE 550147 0 2750 PEOPLES BANCORP OF NORTH CAROL COM 710577107 439 16172 SH SOLE 16172 0 0 PFIZER INC COM COM 717081103 309 5900 SH SOLE 5900 0 0 PHENIXFIN CORPORATION COM COM 71742W103 409 11204 SH SOLE 11154 0 50 PIMCO ENHANCED SHORT MAT ACTIV COM 72201R833 471 4750 SH SOLE 4750 0 0 POSTAL REALTY TRUST, INC. CLAS COM 73757R102 2245 150693 SH SOLE 150693 0 0 PROCTER & GAMBLE CO COM 742718109 202 1404 SH SOLE 1404 0 0 RUNWAY GROWTH FINANCE CORP. COM 78163D100 807 71330 SH SOLE 71330 0 0 SIXTH STREET SPECIALTY LENDING COM 83012A109 9909 535628 SH SOLE 533528 0 2100 SOUND FINANCIAL BANCORP ORD SH COM 83607a100 779 20532 SH SOLE 20532 0 0 SPDR NUVEEN BLOOMBERG BARCLAYS COM 78468r739 295 6235 SH SOLE 0 0 6235 T ROWE PRICE GROUP INC COM 74144T108 3691 32484 SH SOLE 32419 0 65 TPG RE FINANCE TRUST COM 87266M107 1666 184948 SH SOLE 184548 0 400 TRINITY CAPITAL INC. COM 896442308 7666 529788 SH SOLE 525658 0 4130 VANECK VECTORS INV GRADE FLOAT COM 92189F486 276 11200 SH SOLE 11200 0 0 VANGUARD TAX-EXEMPT BOND INDEX COM 922907746 403 8074 SH SOLE 8074 0 0 VERSABANK COM 92512J106 2460 337930 SH SOLE 336130 0 1800 ZIONS BANCORPORATION N.A. COM 989701107 2022 39730 SH SOLE 39505 0 225