0001456510-15-000001.txt : 20150209 0001456510-15-000001.hdr.sgml : 20150209 20150209141115 ACCESSION NUMBER: 0001456510-15-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20141231 FILED AS OF DATE: 20150209 DATE AS OF CHANGE: 20150209 EFFECTIVENESS DATE: 20150209 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Asset Management, Inc. CENTRAL INDEX KEY: 0001456510 IRS NUMBER: 205772925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13473 FILM NUMBER: 15587928 BUSINESS ADDRESS: STREET 1: 655 W. BROADWAY STREET 2: 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 866-299-4864 MAIL ADDRESS: STREET 1: PO BOX 85549 CITY: SAN DIEGO STATE: CA ZIP: 92186-5549 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Equities Asset Management, Inc. DATE OF NAME CHANGE: 20090217 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456510 XXXXXXXX 12-31-2014 12-31-2014 First Allied Asset Management, Inc.

PO BOX 85549 SAN DIEGO CA 92186-5549

13F HOLDINGS REPORT 028-13473 N Luanne Borowksi 619-702-9764 /s/Luanne Borowski San Diego CA 02-09-2015 0 181 718214 false INFORMATION TABLE 2 faam4q14.inftab.xml FAAM DECEMBER 2014 13F FILING 3M COCOM88579Y10114869146SHSOLE 009146ABBOTT LABSCOM002824100111424792SHSOLE 0024792ABBVIE INCCOM00287Y109139721424SHSOLE 0021424ACCENTURE PLC IRELANDSHS CLASS AG1151C101767684990SHSOLE 0084990AEGON N VNY REGISTRY SH0079241039813593SHSOLE 0013593ALTERA CORPCOM0214411007366197330SHSOLE 00197330APPLE INCCOM0378331001039192458SHSOLE 0092458AT&T INCCOM00206R1026274184439SHSOLE 00184439BANCO BILBAO VIZCAYA ARGENTASPONSORED ADR05946K10110010436SHSOLE 0010436BANK MONTREAL QUECOM063671101656092393SHSOLE 0092393BLACKROCK CORPOR HI YLD FD ICOM09255P10711610137SHSOLE 0010137BLOCK H & R INCCOM093671105297988500SHSOLE 0088500BOEING COCOM097023105771258770SHSOLE 0058770C H ROBINSON WORLDWIDE INCCOM NEW12541W209691791761SHSOLE 0091761CA INCCOM12673P1057067229709SHSOLE 00229709CALAMOS CONV OPP AND INC FDSH BEN 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