0001456510-13-000004.txt : 20130813 0001456510-13-000004.hdr.sgml : 20130813 20130813123630 ACCESSION NUMBER: 0001456510-13-000004 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130630 FILED AS OF DATE: 20130813 DATE AS OF CHANGE: 20130813 EFFECTIVENESS DATE: 20130813 FILER: COMPANY DATA: COMPANY CONFORMED NAME: First Allied Asset Management, Inc. CENTRAL INDEX KEY: 0001456510 IRS NUMBER: 205772925 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13473 FILM NUMBER: 131032150 BUSINESS ADDRESS: STREET 1: 655 W. BROADWAY STREET 2: 12TH FLOOR CITY: SAN DIEGO STATE: CA ZIP: 92101 BUSINESS PHONE: 866-299-4864 MAIL ADDRESS: STREET 1: PO BOX 85549 CITY: SAN DIEGO STATE: CA ZIP: 92186-5549 FORMER COMPANY: FORMER CONFORMED NAME: Advanced Equities Asset Management, Inc. DATE OF NAME CHANGE: 20090217 13F-HR 1 primary_doc.xml 13F-HR LIVE false true true 0001456510 XXXXXXXX 06-30-2013 06-30-2013 First Allied Asset Management, Inc.

PO BOX 85549 SAN DIEGO CA 92186-5549

13F HOLDINGS REPORT 028-13473 N Luanne Borowski 619-702-9764 Luanne Borowski San Diego CA 08-13-2013 0 195 695656 false INFORMATION TABLE 2 faam2q13.inftab.xml FAAM JUNE 2013 13F FILING 3M COCOM88579Y1018267545SHSOLE 754500ABBOTT LABSCOM00282410070020469SHSOLE 2046900ABBVIE INCCOM00287Y10980519374SHSOLE 1937400AGCO CORPCOM0010841024929767SHSOLE 976700AGL RES INCCOM001204106258961508SHSOLE 6150800ALPS ETF TRALERIAN MLP00162Q86618910580SHSOLE 1058000AMAZON COM INCCOM023135106225801SHSOLE 80100AMERISOURCEBERGEN CORPCOM03073E10565511670SHSOLE 1167000ANNALY CAP MGMT INCCOM03571040912610095SHSOLE 1009500APACHE CORPCOM037411105259031652SHSOLE 3165200APPLE INCCOM037833100482812344SHSOLE 1234400ARES CAP CORPNOTE 5.125% 6/004010LAD54139000PRNSOLE 3900000ASTRAZENECA PLCSPONSORED ADR046353108379280029SHSOLE 8002900AT&T INCCOM00206R1025800163083SHSOLE 16308300BAKER HUGHES INCCOM05722410768514930SHSOLE 1493000BANK HAWAII CORPCOM062540109430083756SHSOLE 8375600BANK MONTREAL 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