0001214659-14-001171.txt : 20140214 0001214659-14-001171.hdr.sgml : 20140214 20140214105028 ACCESSION NUMBER: 0001214659-14-001171 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20131231 FILED AS OF DATE: 20140214 DATE AS OF CHANGE: 20140214 EFFECTIVENESS DATE: 20140214 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP CENTRAL INDEX KEY: 0001456257 IRS NUMBER: 208996335 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13383 FILM NUMBER: 14612268 BUSINESS ADDRESS: STREET 1: 214 NORTH TRYON STREET, SUITE 3000 CITY: CHARLOTTE STATE: NC ZIP: 28202 BUSINESS PHONE: 704 208 3604 MAIL ADDRESS: STREET 1: 214 NORTH TRYON STREET, SUITE 3000 CITY: CHARLOTTE STATE: NC ZIP: 28202 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0001456257 XXXXXXXX 12-31-2013 12-31-2013 false ROUND TABLE INVESTMENT MANAGEMENT COMPANY, LP

214 North Tryon Street, Suite 3000 Charlotte NC 28202

13F HOLDINGS REPORT 028-13383 N Ian Banwell 704-208-3600 /s/ Ian Banwell Charlotte NC 02-11-2014 2 62 906902 1 0001456258 028-13407 ST GEORGE PARTNERS, LLC 2 0001456255 028-13408 BANWELL IAN INFORMATION TABLE 2 infotable.xml ABERCROMBIE & FITCH CO CL A 002896207 459 13955 SH SOLE 13955 0 0 ALPS ETF TR ALERIAN MLP 00162Q866 5007 281429 SH SOLE 281429 0 0 AMBEV SA SPONSORED ADR 02319V103 882 120000 SH SOLE 120000 0 0 ANNALY CAP MGMT INC COM 035710409 1994 200000 SH SOLE 200000 0 0 AVALONBAY CMNTYS INC COM 053484101 1019 8616 SH SOLE 8616 0 0 BANK OF AMERICA CORPORATION COM 060505104 1432 92000 SH SOLE 92000 0 0 BARCLAYS BK PLC DJUBS CMDT ETN36 06738C778 466 12680 SH SOLE 12680 0 0 BROADCOM CORP CL A 111320107 1012 34148 SH SOLE 34148 0 0 CARMIKE CINEMAS INC COM 143436400 3449 123900 SH SOLE 123900 0 0 CENTURYLINK INC COM 156700106 864 27136 SH SOLE 27136 0 0 CIMAREX ENERGY CO COM 171798101 686 6536 SH SOLE 6536 0 0 CINEMARK HOLDINGS INC COM 17243V102 3556 106700 SH SOLE 106700 0 0 CITIGROUP INC COM NEW 172967424 7686 147499 SH SOLE 147499 0 0 CITIGROUP INC COM NEW 172967424 297027 5700000 SH Call SOLE 5700000 0 0 CLIFFS NAT RES INC COM 18683K101 517 19727 SH SOLE 19727 0 0 COMPANIA CERVECERIAS UNIDAS SPONSORED ADR 204429104 844 35000 SH SOLE 35000 0 0 COMPANIA DE MINAS BUENAVENTU SPONSORED ADR 204448104 415 37000 SH SOLE 37000 0 0 CONOCOPHILLIPS COM 20825C104 673 9520 SH SOLE 9520 0 0 DANAHER CORP DEL COM 235851102 386 5000 SH SOLE 5000 0 0 DIAMOND OFFSHORE DRILLING IN COM 25271C102 1001 17584 SH SOLE 17584 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 719 10940 SH SOLE 10940 0 0 F5 NETWORKS INC COM 315616102 685 7536 SH SOLE 7536 0 0 FAMILY DLR STORES INC COM 307000109 1930 29700 SH SOLE 29700 0 0 FIRSTENERGY CORP COM 337932107 936 28395 SH SOLE 28395 0 0 FOMENTO ECONOMICO MEXICANO S SPON ADR UNITS 344419106 871 8900 SH SOLE 8900 0 0 FORD MTR CO DEL COM PAR $0.01 345370860 463 30000 SH SOLE 30000 0 0 GULFPORT ENERGY CORP COM NEW 402635304 777 12310 SH SOLE 12310 0 0 HCP INC COM 40414L109 983 27078 SH SOLE 27078 0 0 HEALTH CARE REIT INC COM 42217K106 1000 18674 SH SOLE 18674 0 0 HERTZ GLOBAL HOLDINGS INC COM 42805T105 8371 292500 SH SOLE 292500 0 0 INTUITIVE SURGICAL INC COM NEW 46120E602 741 1928 SH SOLE 1928 0 0 ISHARES MSCI STH KOR ETF 464286772 3428 53000 SH SOLE 53000 0 0 ISHARES MSCI EAFE ETF 464287465 951 14179 SH SOLE 14179 0 0 ISHARES CHINA LG-CAP ETF 464287184 479625 12500000 SH Call SOLE 12500000 0 0 ISHARES IBOXX HI YD ETF 464288513 2526 27194 SH SOLE 27194 0 0 ISHARES MSCI RUSSIA CAP 46429B705 3351 153000 SH SOLE 153000 0 0 JABIL CIRCUIT INC COM 466313103 374 21462 SH SOLE 21462 0 0 JOY GLOBAL INC COM 481165108 861 14715 SH SOLE 14715 0 0 JPMORGAN CHASE & CO COM 46625H100 9316 159310 SH SOLE 159310 0 0 KRISPY KREME DOUGHNUTS INC COM 501014104 1844 95600 SH SOLE 95600 0 0 MARKET VECTORS ETF TR VIETNAM ETF 57060U761 808 43000 SH SOLE 43000 0 0 MICROSOFT CORP COM 594918104 3098 82800 SH SOLE 82800 0 0 MORGAN STANLEY COM NEW 617446448 1258 40130 SH SOLE 40130 0 0 MOSAIC CO NEW COM 61945C103 933 19732 SH SOLE 19732 0 0 NEWFIELD EXPL CO COM 651290108 622 25244 SH SOLE 25244 0 0 NEWMONT MINING CORP COM 651639106 561 24361 SH SOLE 24361 0 0 OASIS PETE INC NEW COM 674215108 673 14336 SH SOLE 14336 0 0 OCCIDENTAL PETE CORP DEL COM 674599105 670 7045 SH SOLE 7045 0 0 PEABODY ENERGY CORP COM 704549104 661 33824 SH SOLE 33824 0 0 PENNYMAC MTG INVT TR COM 70931T103 15792 687805 SH SOLE 687805 0 0 PHILIP MORRIS INTL INC COM 718172109 244 2800 SH SOLE 2800 0 0 QUANTA SVCS INC COM 74762E102 672 21295 SH SOLE 21295 0 0 SAFEWAY INC COM NEW 786514208 6543 200900 SH SOLE 200900 0 0 SELECT SECTOR SPDR TR SBI INT-INDS 81369Y704 2261 43268 SH SOLE 43268 0 0 SOUTHERN COPPER CORP COM 84265V105 1255 43700 SH SOLE 43700 0 0 SPDR SERIES TRUST BRC HGH YLD BD 78464A417 2393 59000 SH SOLE 59000 0 0 STAR BULK CARRIERS CORP SHS NEW Y8162K121 2666 199976 SH SOLE 199976 0 0 TERADATA CORP DEL COM 88076W103 380 8350 SH SOLE 8350 0 0 THE ADT CORPORATION COM 00101J106 8003 197747 SH SOLE 197747 0 0 TRONOX LTD SHS CL A Q9235V101 4268 185000 SH SOLE 185000 0 0 WCI CMNTYS INC COM PAR $0.01 92923C807 2692 141000 SH SOLE 141000 0 0 WISDOMTREE TR JAPN HEDGE EQT 97717W851 1322 26000 SH SOLE 26000 0 0