0001179110-17-006000.txt : 20170414
0001179110-17-006000.hdr.sgml : 20170414
20170414145815
ACCESSION NUMBER: 0001179110-17-006000
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170412
FILED AS OF DATE: 20170414
DATE AS OF CHANGE: 20170414
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Sientra, Inc.
CENTRAL INDEX KEY: 0001551693
STANDARD INDUSTRIAL CLASSIFICATION: ORTHOPEDIC, PROSTHETIC & SURGICAL APPLIANCES & SUPPLIES [3842]
IRS NUMBER: 205551000
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 420 SOUTH FAIRVIEW AVENUE
STREET 2: SUITE 200
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
BUSINESS PHONE: 805.679.8838
MAIL ADDRESS:
STREET 1: 420 SOUTH FAIRVIEW AVENUE
STREET 2: SUITE 200
CITY: SANTA BARBARA
STATE: CA
ZIP: 93117
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Nugent Jeffrey M
CENTRAL INDEX KEY: 0001455940
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-36709
FILM NUMBER: 17762787
MAIL ADDRESS:
STREET 1: 1875 SOUTH GRANT STREET, SUITE 110
CITY: SAN MATEO
STATE: CA
ZIP: 94402
4
1
edgar.xml
FORM 4 -
X0306
4
2017-04-12
0
0001551693
Sientra, Inc.
SIEN
0001455940
Nugent Jeffrey M
C/O 420 SOUTH FAIRVIEW,
SUITE 200
SANTA BARBARA
CA
93117
1
1
0
1
Chief Executive Officer
Chairman of the Board
Common Stock (RSU)
2017-04-12
4
A
0
180000
0
A
197993
D
These restricted stock units vest in multiple installments over time as follows: (1) 60,000 vest immediately upon grant; (2) 60,000 vest (i) 20,000 on January 1, 2018, (ii) 20,000 on January 1, 2019 and (iii) 20,000 on January 1, 2020; and (3) 60,000 vest (i) 20,000 when the consecutive 30 day average closing price of the Issuer's Common Stock, as quoted on NASDAQ, is $15 per share, (ii) 20,000 when the consecutive 30 day average closing price of the Issuer's Common Stock, as quoted on NASDAQ, is $20 per share, and (iii) 20,000 when the consecutive 30 day average closing price of the Issuer's Common Stock, as quoted on NASDAQ, is $25 per share. Vesting subject to Reporting Person's continuous service.
Jeffrey M. Nugent
2017-04-14