Manager

0001455915-18-000005.txt : 20180515 0001455915-18-000005.hdr.sgml : 20180515 20180515151442 ACCESSION NUMBER: 0001455915-18-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20180331 FILED AS OF DATE: 20180515 DATE AS OF CHANGE: 20180515 EFFECTIVENESS DATE: 20180515 FILER: COMPANY DATA: COMPANY CONFORMED NAME: OLD MISSION CAPITAL LLC CENTRAL INDEX KEY: 0001455915 IRS NUMBER: 000000000 STATE OF INCORPORATION: IL FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-16387 FILM NUMBER: 18835777 BUSINESS ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 BUSINESS PHONE: 646-279-5016 MAIL ADDRESS: STREET 1: 314 WEST SUPERIOR ST. STREET 2: SUITE 200 CITY: CHICAGO STATE: IL ZIP: 60654 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001455915 XXXXXXXX 03-31-2018 03-31-2018 OLD MISSION CAPITAL LLC

314 WEST SUPERIOR ST. SUITE 200 CHICAGO IL 60654

13F HOLDINGS REPORT 028-16387 N Patrick Nichols Manager 212-389-9455 Patrick Nichols New York NY 05-15-2018 0 368 754449 false INFORMATION TABLE 2 info_table.xml SPY US 04/02/18 P259 Equity Option 78462GSFZ 3 10000 SH Put DFND 10000 0 0 SPY US 04/02/18 C285 Equity Option 78462GUWN 0 19700 SH Call DFND 19700 0 0 SPY US 04/04/18 P260 Equity Option 78462HADQ 25 19300 SH Put DFND 19300 0 0 SPY US 04/06/18 P244 Equity Option 78462HKYQ 1 11900 SH Put DFND 11900 0 0 SPY US 04/06/18 P250 Equity Option 78462GQ8Z 25 89600 SH Put DFND 89600 0 0 SPY US 04/06/18 P258 Equity Option 78462FIGB 52 40200 SH Put DFND 40200 0 0 SPY US 04/06/18 C272 Equity Option 78462GS8N 10 35700 SH Call DFND 35700 0 0 SPY US 04/06/18 C272.5 Equity Option 78462GTRN 19 79800 SH Call DFND 79800 0 0 SPY US 04/06/18 C283 Equity Option 78462GSWN 0 21400 SH Call DFND 21400 0 0 SPY US 04/06/18 C287.5 Equity Option 78462GTQN 0 10000 SH Call DFND 10000 0 0 SPY US 04/06/18 C289 Equity Option 78462GTDN 0 10000 SH Call DFND 10000 0 0 SPY US 04/06/18 C290 Equity Option 78462GT2N 0 10000 SH Call DFND 10000 0 0 SPY US 04/09/18 C268 Equity Option 78462HJ6E 12 10000 SH Call DFND 10000 0 0 SPY US 04/09/18 C273 Equity Option 78462HJQE 3 10000 SH Call DFND 10000 0 0 SPY US 04/11/18 P260 Equity Option 78462F98B 122 50000 SH Put DFND 50000 0 0 SPY US 04/11/18 C269 Equity Option 78462HFFE 18 14800 SH Call DFND 14800 0 0 SPY US 04/11/18 C290 Equity Option 78462FXYN 0 50000 SH Call DFND 50000 0 0 SPY US 04/13/18 P238 Equity Option 78462HCHQ 4 15000 SH Put DFND 15000 0 0 SPY US 04/13/18 P242 Equity Option 78462HCWQ 5 14500 SH Put DFND 14500 0 0 SPY US 04/13/18 P242.5 Equity Option 78462HAXQ 4 10000 SH Put DFND 10000 0 0 SPY US 04/13/18 P250 Equity Option 78462HA0Q 67 78500 SH Put DFND 78500 0 0 SPY US 04/13/18 P261 Equity Option 78462HA5Q 87 28400 SH Put DFND 28400 0 0 SPY US 04/13/18 P262 Equity Option 78462HA6Q 72 21000 SH Put DFND 21000 0 0 SPY US 04/13/18 P263 Equity Option 78462HA8Q 78 20000 SH Put DFND 20000 0 0 SPY US 04/13/18 C267 Equity Option 78462HBCE 21 10000 SH Call DFND 10000 0 0 SPY US 04/13/18 C272 Equity Option 78462HBIE 11 14800 SH Call DFND 14800 0 0 SPY US 04/13/18 C272.5 Equity Option 78462HBJE 8 12600 SH Call DFND 12600 0 0 SPY US 04/13/18 C274 Equity Option 78462HBLE 5 11000 SH Call DFND 11000 0 0 SPY US 04/13/18 C291 Equity Option 78462HEXE 0 10000 SH Call DFND 10000 0 0 SPY US 04/16/18 C275 Equity Option 78462GJ8O 4 10000 SH Call DFND 10000 0 0 SPY US 04/16/18 P275 Equity Option 78462GJZB 148 12100 SH Put DFND 12100 0 0 SPY US 04/16/18 C290 Equity Option 78462GKBO 1 22000 SH Call DFND 22000 0 0 SPY US 04/18/18 P260 Equity Option 78462GMPB 82 26100 SH Put DFND 26100 0 0 SPY US 04/18/18 C275.5 Equity Option 78462HEVE 5 10000 SH Call DFND 10000 0 0 SPY US 04/18/18 C277 Equity Option 78462HESE 8 23100 SH Call DFND 23100 0 0 SPY US 04/18/18 C290 Equity Option 78462GM6O 2 63000 SH Call DFND 63000 0 0 SPY US 04/20/18 P225 Equity Option 78462GIEQ 3 15000 SH Put DFND 15000 0 0 SPY US 04/20/18 P229 Equity Option 78462GC5V 2 10000 SH Put DFND 10000 0 0 SPY US 04/20/18 P240 Equity Option 78462GIBQ 9 16400 SH Put DFND 16400 0 0 SPY US 04/20/18 P241 Equity Option 78462GDEV 11 20100 SH Put DFND 20100 0 0 SPY US 04/20/18 P242 Equity Option 78462GDFV 28 45100 SH Put DFND 45100 0 0 SPY US 04/20/18 P243 Equity Option 78462GDGV 55 80900 SH Put DFND 80900 0 0 SPY US 04/20/18 P244 Equity Option 78462GDHV 34 46100 SH Put DFND 46100 0 0 SPY US 04/20/18 P246 Equity Option 78462GDIV 204 230900 SH Put DFND 230900 0 0 SPY US 04/20/18 P252 Equity Option 78462GH7Q 19 12100 SH Put DFND 12100 0 0 SPY US 04/20/18 P252.5 Equity Option 78462HHTQ 77 46900 SH Put DFND 46900 0 0 SPY US 04/20/18 P254 Equity Option 78462GH5Q 83 43200 SH Put DFND 43200 0 0 SPY US 04/20/18 P256 Equity Option 78462GH3Q 135 58100 SH Put DFND 58100 0 0 SPY US 04/20/18 P257.5 Equity Option 78462HHUQ 156 58300 SH Put DFND 58300 0 0 SPY US 04/20/18 P258 Equity Option 78462GH1Q 229 81400 SH Put DFND 81400 0 0 SPY US 04/20/18 P259 Equity Option 78462GH0Q 203 65500 SH Put DFND 65500 0 0 SPY US 04/20/18 P260 Equity Option 78462GHZQ 251 73700 SH Put DFND 73700 0 0 SPY US 04/20/18 P261 Equity Option 78462GHYQ 236 62800 SH Put DFND 62800 0 0 SPY US 04/20/18 P262.5 Equity Option 78462HHVQ 136 31600 SH Put DFND 31600 0 0 SPY US 04/20/18 C263 Equity Option 78462GJAE 49 10200 SH Call DFND 10200 0 0 SPY US 04/20/18 C265 Equity Option 78462GI7E 113 30500 SH Call DFND 30500 0 0 SPY US 04/20/18 P270 Equity Option 78462GHPQ 274 32500 SH Put DFND 32500 0 0 SPY US 04/20/18 P271 Equity Option 78462GHOQ 342 37300 SH Put DFND 37300 0 0 SPY US 04/20/18 P271.5 Equity Option 78462HHYQ 127 13300 SH Put DFND 13300 0 0 SPY US 04/20/18 P272 Equity Option 78462GHNQ 1210 121700 SH Put DFND 121700 0 0 SPY US 04/20/18 C272.5 Equity Option 78462HHZE 22 20600 SH Call DFND 20600 0 0 SPY US 04/20/18 P273 Equity Option 78462GHMQ 1321 123200 SH Put DFND 123200 0 0 SPY US 04/20/18 C273.5 Equity Option 78462HH0E 91 102300 SH Call DFND 102300 0 0 SPY US 04/20/18 P274 Equity Option 78462GHLQ 1063 91900 SH Put DFND 91900 0 0 SPY US 04/20/18 C274.5 Equity Option 78462HH1E 121 164100 SH Call DFND 164100 0 0 SPY US 04/20/18 P275 Equity Option 78462GHKQ 496 39900 SH Put DFND 39900 0 0 SPY US 04/20/18 C275.5 Equity Option 78462HH2E 42 70000 SH Call DFND 70000 0 0 SPY US 04/20/18 P276 Equity Option 78462GHJQ 346 26000 SH Put DFND 26000 0 0 SPY US 04/20/18 C277.5 Equity Option 78462HH4E 8 20800 SH Call DFND 20800 0 0 SPY US 04/20/18 P278 Equity Option 78462GHHQ 285 18800 SH Put DFND 18800 0 0 SPY US 04/20/18 C278.5 Equity Option 78462HH5E 16 48700 SH Call DFND 48700 0 0 SPY US 04/20/18 C281 Equity Option 78462GLAF 7 41300 SH Call DFND 41300 0 0 SPY US 04/20/18 C291 Equity Option 78462GLUF 2 51400 SH Call DFND 51400 0 0 SPY US 04/20/18 C292 Equity Option 78462GLTF 1 38400 SH Call DFND 38400 0 0 SPY US 04/20/18 C293 Equity Option 78462GLSF 2 51100 SH Call DFND 51100 0 0 SPY US 04/20/18 C294 Equity Option 78462GLRF 2 62700 SH Call DFND 62700 0 0 SPY US 04/20/18 C295 Equity Option 78462GIPE 1 41000 SH Call DFND 41000 0 0 SPY US 04/20/18 C297 Equity Option 78462GLOF 1 29600 SH Call DFND 29600 0 0 SPY US 04/23/18 P245 Equity Option 78462FP1B 9 10000 SH Put DFND 10000 0 0 SPY US 04/27/18 P269 Equity Option 78462GIBB 241 30000 SH Put DFND 30000 0 0 SPY US 04/27/18 P272 Equity Option 78462GIEB 111 11000 SH Put DFND 11000 0 0 SPY US 04/27/18 C287 Equity Option 78462GI4O 2 20000 SH Call DFND 20000 0 0 SPY US 04/27/18 C287.5 Equity Option 78462GI5O 1 10000 SH Call DFND 10000 0 0 SPY US 04/27/18 C288 Equity Option 78462GI6O 1 10000 SH Call DFND 10000 0 0 SPY US 04/30/18 P242 Equity Option 78462HMKQ 9 10000 SH Put DFND 10000 0 0 SPY US 07/20/18 C285 Equity Option 78462GU4H 21 14500 SH Call DFND 14500 0 0 SPY US 06/15/18 P227 Equity Option 78462GP8T 24 15000 SH Put DFND 15000 0 0 SPY US 06/15/18 P228 Equity Option 78462GP7T 26 15100 SH Put DFND 15100 0 0 SPY US 06/15/18 P232 Equity Option 78462GP4T 23 11400 SH Put DFND 11400 0 0 SPY US 06/15/18 P233 Equity Option 78462GP3T 31 14700 SH Put DFND 14700 0 0 SPY US 06/15/18 P235 Equity Option 78462F1CA 77 33200 SH Put DFND 33200 0 0 SPY US 06/15/18 P237 Equity Option 78462GPRT 40 16000 SH Put DFND 16000 0 0 SPY US 06/15/18 P239 Equity Option 78462GPPT 53 19400 SH Put DFND 19400 0 0 SPY US 06/15/18 P241 Equity Option 78462G9OT 88 29200 SH Put DFND 29200 0 0 SPY US 06/15/18 P244 Equity Option 78462G9RT 38 10900 SH Put DFND 10900 0 0 SPY US 06/15/18 P260 Equity Option 78462FETB 106 14600 SH Put DFND 14600 0 0 SPY US 06/15/18 P261 Equity Option 78462GAGT 92 12200 SH Put DFND 12200 0 0 SPY US 06/15/18 C282 Equity Option 78462GBTG 73 60800 SH Call DFND 60800 0 0 SPY US 06/15/18 C285 Equity Option 78462GQKG 36 45000 SH Call DFND 45000 0 0 SPY US 06/15/18 C300 Equity Option 78462FB0O 4 25500 SH Call DFND 25500 0 0 SPY US 03/29/18 P257 Equity Option 78462GMWP 0 70800 SH Put DFND 70800 0 0 SPY US 03/29/18 P258 Equity Option 78462GMYP 0 36100 SH Put DFND 36100 0 0 SPY US 03/29/18 P261 Equity Option 78462GINQ 0 76200 SH Put DFND 76200 0 0 SPY US 03/29/18 P262 Equity Option 78462GIOQ 0 120500 SH Put DFND 120500 0 0 SPY US 03/29/18 C267 Equity Option 78462GJ5E 0 81200 SH Call DFND 81200 0 0 SPY US 03/29/18 C268 Equity Option 78462GJ6E 0 66000 SH Call DFND 66000 0 0 SPY US 03/29/18 C269 Equity Option 78462GJ7E 0 65500 SH Call DFND 65500 0 0 SPY US 03/29/18 C274 Equity Option 78462GKBE 0 14300 SH Call DFND 14300 0 0 SPY US 03/29/18 C275 Equity Option 78462GQGC 0 83000 SH Call DFND 83000 0 0 SPY US 03/29/18 C276 Equity Option 78462GJCF 0 73300 SH Call DFND 73300 0 0 SPY US 03/29/18 C281 Equity Option 78462GJGF 0 53400 SH Call DFND 53400 0 0 SPY US 03/29/18 C284 Equity Option 78462GJDF 0 105100 SH Call DFND 105100 0 0 SPY US 03/29/18 C285 Equity Option 78462GQEC 0 89400 SH Call DFND 89400 0 0 SPY US 03/29/18 C286 Equity Option 78462GN3F 0 65000 SH Call DFND 65000 0 0 SPY US 03/29/18 C288 Equity Option 78462GN1F 0 130000 SH Call DFND 130000 0 0 SPY US 03/29/18 C289 Equity Option 78462GN0F 0 54100 SH Call DFND 54100 0 0 SPY US 03/29/18 C295 Equity Option 78462GQCC 0 21200 SH Call DFND 21200 0 0 SPY US 03/29/18 C300 Equity Option 78462GQBC 0 80500 SH Call DFND 80500 0 0 SPY US 05/04/18 P235 Equity Option 78462HDLR 14 20000 SH Put DFND 20000 0 0 SPY US 05/04/18 P240 Equity Option 78462HC2R 10 10000 SH Put DFND 10000 0 0 SPY US 05/18/18 P225 Equity Option 78462GNER 23 31500 SH Put DFND 31500 0 0 SPY US 05/18/18 P226 Equity Option 78462GTAA 8 10000 SH Put DFND 10000 0 0 SPY US 05/18/18 P236 Equity Option 78462GSYA 39 30000 SH Put DFND 30000 0 0 SPY US 05/18/18 P237 Equity Option 78462GSWA 41 30000 SH Put DFND 30000 0 0 SPY US 05/18/18 P238 Equity Option 78462GSUA 29 20100 SH Put DFND 20100 0 0 SPY US 05/18/18 P239 Equity Option 78462GSSA 47 30100 SH Put DFND 30100 0 0 SPY US 05/18/18 P242 Equity Option 78462GSOA 77 42500 SH Put DFND 42500 0 0 SPY US 05/18/18 P243 Equity Option 78462GSMA 50 25600 SH Put DFND 25600 0 0 SPY US 05/18/18 P244 Equity Option 78462GSKA 153 75000 SH Put DFND 75000 0 0 SPY US 05/18/18 P245 Equity Option 78462GNIR 91 41900 SH Put DFND 41900 0 0 SPY US 05/18/18 P246 Equity Option 78462GSIA 120 52200 SH Put DFND 52200 0 0 SPY US 05/18/18 P248 Equity Option 78462GSEA 174 67400 SH Put DFND 67400 0 0 SPY US 05/18/18 P249 Equity Option 78462GSCA 92 33500 SH Put DFND 33500 0 0 SPY US 05/18/18 P252 Equity Option 78462GNLR 62 19100 SH Put DFND 19100 0 0 SPY US 05/18/18 P253 Equity Option 78462GNMR 56 16100 SH Put DFND 16100 0 0 SPY US 05/18/18 P254 Equity Option 78462GNNR 101 27500 SH Put DFND 27500 0 0 SPY US 05/18/18 P255 Equity Option 78462GNOR 355 90800 SH Put DFND 90800 0 0 SPY US 05/18/18 P256 Equity Option 78462GNPR 59 14100 SH Put DFND 14100 0 0 SPY US 05/18/18 P257 Equity Option 78462GNQR 81 18400 SH Put DFND 18400 0 0 SPY US 05/18/18 P259 Equity Option 78462GNSR 202 40400 SH Put DFND 40400 0 0 SPY US 05/18/18 P260 Equity Option 78462GNTR 105 19700 SH Put DFND 19700 0 0 SPY US 05/18/18 P261 Equity Option 78462GNUR 163 28800 SH Put DFND 28800 0 0 SPY US 05/18/18 P262 Equity Option 78462GNVR 123 20600 SH Put DFND 20600 0 0 SPY US 05/18/18 P263 Equity Option 78462GNWR 131 20500 SH Put DFND 20500 0 0 SPY US 05/18/18 P265 Equity Option 78462GNYR 615 85200 SH Put DFND 85200 0 0 SPY US 05/18/18 P266 Equity Option 78462GNZR 193 25100 SH Put DFND 25100 0 0 SPY US 05/18/18 P267 Equity Option 78462GN0R 107 13100 SH Put DFND 13100 0 0 SPY US 05/18/18 C275 Equity Option 78462GP9F 87 48800 SH Call DFND 48800 0 0 SPY US 05/18/18 C279 Equity Option 78462GQDF 89 88400 SH Call DFND 88400 0 0 SPY US 05/18/18 C285 Equity Option 78462GQJF 21 51300 SH Call DFND 51300 0 0 SPY US 05/18/18 C287 Equity Option 78462GQLF 9 27900 SH Call DFND 27900 0 0 SPY US 09/21/18 P227 Equity Option 78462G8WW 41 10000 SH Put DFND 10000 0 0 SPY US 09/21/18 P229 Equity Option 78462G8YW 44 10000 SH Put DFND 10000 0 0 SPY US 09/21/18 P230 Equity Option 78462FD7W 45 10000 SH Put DFND 10000 0 0 SPY US 09/21/18 P234 Equity Option 78462G84W 51 10000 SH Put DFND 10000 0 0 SPY US 09/21/18 P235 Equity Option 78462FQOC 105 20000 SH Put DFND 20000 0 0 SPY US 09/21/18 P236 Equity Option 78462G83W 54 10000 SH Put DFND 10000 0 0 SPY US 09/21/18 P237 Equity Option 78462G82W 112 20000 SH Put DFND 20000 0 0 SPY US 09/21/18 P238 Equity Option 78462G81W 58 10000 SH Put DFND 10000 0 0 GREAT PANTHER SILVER LTD Common Stock 39115V101 25 21017 SH DFND 21017 0 0 ASANKO GOLD INC Common Stock 04341Y105 26 25671 SH DFND 25671 0 0 GOLDEN STAR RESOURCES LTD Common Stock 38119T104 15 26189 SH DFND 26189 0 0 GOLD STANDARD VENTURES CORP Common Stock 380738104 59 36279 SH DFND 36279 0 0 ISHARES MSCI DENMARK ETF ETP 46429B523 220 3202 SH DFND 3202 0 0 ISHARES MSCI GERMANY SMALL-C ETP 46429B465 284 4410 SH DFND 4410 0 0 ISHARES INTERNATIONAL SELECT ETP 464288448 1297 39292 SH DFND 39292 0 0 ISHARES MSCI EUROZONE ETF ETP 464286608 16412 378596 SH DFND 378596 0 0 SAP SE-SPONSORED ADR ADR 803054204 367 3487 SH DFND 3487 0 0 TOYOTA MOTOR CORP -SPON ADR ADR 892331307 503 3861 SH DFND 3861 0 0 UNILEVER PLC-SPONSORED ADR ADR 904767704 255 4581 SH DFND 4581 0 0 CHINA EASTERN AIRLINES-ADS ADR 16937R104 213 5786 SH DFND 5786 0 0 CRH PLC-SPONSORED ADR ADR 12626K203 405 11919 SH DFND 11919 0 0 ALUMINUM CORP OF CHINA-ADR ADR 022276109 167 11996 SH DFND 11996 0 0 BHP BILLITON PLC-ADR ADR 05545E209 726 18269 SH DFND 18269 0 0 LINE CORP-SPONSORED ADR ADR 53567X101 772 19786 SH DFND 19786 0 0 PEARSON PLC-SPONSORED ADR ADR 705015105 307 29116 SH DFND 29116 0 0 TURKCELL ILETISIM HIZMET-ADR ADR 900111204 284 29744 SH DFND 29744 0 0 RIO TINTO PLC-SPON ADR ADR 767204100 1666 32329 SH DFND 32329 0 0 RELX NV - SPON ADR ADR 75955B102 679 32652 SH DFND 32652 0 0 NATIONAL GRID PLC-SP ADR ADR 636274409 1849 32771 SH DFND 32771 0 0 STATOIL ASA-SPON ADR ADR 85771P102 1054 44571 SH DFND 44571 0 0 PRUDENTIAL PLC-ADR ADR 74435K204 2353 46012 SH DFND 46012 0 0 CHINA PETROLEUM & CHEM-ADR ADR 16941R108 4266 48214 SH DFND 48214 0 0 STMICROELECTRONICS NV-NY SHS NY Reg Shrs 861012102 1146 51411 SH DFND 51411 0 0 SONY CORP-SPONSORED ADR ADR 835699307 2571 53195 SH DFND 53195 0 0 NOVO-NORDISK A/S-SPONS ADR ADR 670100205 3165 64265 SH DFND 64265 0 0 DIAGEO PLC-SPONSORED ADR ADR 25243Q205 8831 65209 SH DFND 65209 0 0 GLAXOSMITHKLINE PLC-SPON ADR ADR 37733W105 2631 67350 SH DFND 67350 0 0 CHINA MOBILE LTD-SPON ADR ADR 16941M109 3762 82219 SH DFND 82219 0 0 HUANENG POWER INTL-SPONS ADR ADR 443304100 2584 96232 SH DFND 96232 0 0 BT GROUP PLC-SPON ADR ADR 05577E101 1892 117098 SH DFND 117098 0 0 ALIBABA GROUP HOLDING-SP ADR ADR 01609W102 22290 121446 SH DFND 121446 0 0 SEMICONDUCTOR MANUFACT-ADR ADR 81663N206 865 131095 SH DFND 131095 0 0 CHINA LIFE INSURANCE CO-ADR ADR 16939P106 1884 134672 SH DFND 134672 0 0 KONINKLIJKE PHILIPS NVR- NY NY Reg Shrs 500472303 5635 147085 SH DFND 147085 0 0 BP PLC-SPONS ADR ADR 055622104 6615 163168 SH DFND 163168 0 0 BANCO BILBAO VIZCAYA-SP ADR ADR 05946K101 1381 174787 SH DFND 174787 0 0 BHP BILLITON LTD-SPON ADR ADR 088606108 9063 203992 SH DFND 203992 0 0 BRITISH AMERICAN TOB-SP ADR ADR 110448107 12399 214921 SH DFND 214921 0 0 MICRO FOCUS INTL-SPN ADR ADR 594837304 3567 254044 SH DFND 254044 0 0 CREDIT SUISSE GROUP-SPON ADR ADR 225401108 4551 271075 SH DFND 271075 0 0 TELEFONICA SA-SPON ADR ADR 879382208 3675 372329 SH DFND 372329 0 0 NOKIA CORP-SPON ADR ADR 654902204 3126 571554 SH DFND 571554 0 0 VANGUARD TOTAL STOCK MKT ETF ETP 922908769 207 1523 SH DFND 1523 0 0 VANGUARD GROWTH ETF ETP 922908736 234 1651 SH DFND 1651 0 0 VANGUARD FTSE ALL WO X-US SC ETP 922042718 329 2762 SH DFND 2762 0 0 ISHARES JPX-NIKKEI 400 ETF ETP 464287382 231 3514 SH DFND 3514 0 0 WISDOMTREE INTL M/C DVD FUND ETP 97717W778 246 3584 SH DFND 3584 0 0 SPDR S&P GLOBAL DIVIDEND ETF ETP 78463X459 269 3906 SH DFND 3906 0 0 GUGGENHEIM CHINA TECHNOLOGY ETP 18383Q135 240 4018 SH DFND 4018 0 0 ISHARES EDGE MSCI MIN VOL JA ETP 46434V712 283 4038 SH DFND 4038 0 0 ISHARES MSCI BRIC ETF ETP 464286657 208 4494 SH DFND 4494 0 0 ISHARES CORE MSCI DEV MKTS ETP 46435G326 275 4741 SH DFND 4741 0 0 ISHARES RUSSELL 1000 GROWTH ETP 464287614 647 4752 SH DFND 4752 0 0 ISHARES S&P 500 GROWTH ETF ETP 464287309 752 4848 SH DFND 4848 0 0 WISDOMTREE INTL L/C DVD FUND ETP 97717W794 243 4879 SH DFND 4879 0 0 SPDR NUVEEN BBG BARC ST MUNI ETP 78468R739 247 5156 SH DFND 5156 0 0 WISDOMTREE JPN S/C DVD FUND ETP 97717W836 424 5210 SH DFND 5210 0 0 VANECK VECTORS CHINAAMC CSI ETP 92189F759 265 5450 SH DFND 5450 0 0 ISHARES GLOBAL 100 ETF ETP 464287572 519 5684 SH DFND 5684 0 0 SPDR S&P INTER DVD ETF ETP 78463X772 232 5793 SH DFND 5793 0 0 ISHARES MSCI IRELAND ETF ETP 46429B507 285 6094 SH DFND 6094 0 0 WISDOMTREE EMERGING MARKETS ETP 97717W315 293 6133 SH DFND 6133 0 0 ISHARES MSCI PERU ETF ETP 464289842 263 6175 SH DFND 6175 0 0 ISHARES TIPS BOND ETF ETP 464287176 712 6298 SH DFND 6298 0 0 PIMCO ENHANCED SHORT MATURIT ETP 72201R833 665 6544 SH DFND 6544 0 0 ISHARES MSCI WORLD ETF ETP 464286392 589 6765 SH DFND 6765 0 0 TECHNOLOGY SELECT SECT SPDR ETP 81369Y803 505 7722 SH DFND 7722 0 0 SPDR PORTFOLIO AGGREGATE BON ETP 78464A649 218 7747 SH DFND 7747 0 0 JPM DIVERSIFIED RET GLB EQ ETP 46641Q100 480 7777 SH DFND 7777 0 0 SCHWAB FUNDAMENTAL INTL S/C ETP 808524748 286 7975 SH DFND 7975 0 0 PWR BSHR 2021 HI YLD CP BD ETP 73939W805 200 8135 SH DFND 8135 0 0 POWERSHARES FTSE RAFI DEV EX ETP 73936T789 364 8150 SH DFND 8150 0 0 ISHARES ASIA/PACIFIC DIVIDEN ETP 464286293 383 8280 SH DFND 8280 0 0 SPDR S&P INTL SMALL CAP ETP 78463X871 300 8469 SH DFND 8469 0 0 ISHARES CUR HDG MSCI S KOREA ETP 46435G888 257 8506 SH DFND 8506 0 0 XTRACKERS MSCI ALL WORLD EX ETP 233051820 238 8820 SH DFND 8820 0 0 KRANESH BOSERA MSCI CHINA A ETP 500767405 316 9044 SH DFND 9044 0 0 ISHARES MSCI AUSTRIA ETF ETP 464286202 237 9331 SH DFND 9331 0 0 DIREXION DAILY S&P 500 BEAR ETP 25460E869 293 9548 SH DFND 9548 0 0 SCHWAB US AGGREGATE BOND ETF ETP 808524839 499 9780 SH DFND 9780 0 0 WISDOMTREE INTL DVD EX-FIN ETP 97717W786 428 9865 SH DFND 9865 0 0 E-TRACS BLOOMBERG COMMODITY ETP 902641679 163 10192 SH DFND 10192 0 0 ISHARES MSCI PACIFIC EX JAPA ETP 464286665 484 10423 SH DFND 10423 0 0 XTRACKERS MSCI GERMANY HEDGE ETP 233051408 283 10534 SH DFND 10534 0 0 ISHARES U.S. ENERGY ETF ETP 464287796 393 10617 SH DFND 10617 0 0 ISHARES MSCI ISRAEL ETF ETP 464286632 527 10643 SH DFND 10643 0 0 VIDENT INTERNATIONAL EQUITY ETP 26922A404 304 10791 SH DFND 10791 0 0 SPDR S&P METALS & MINING ETF ETP 78464A755 369 10839 SH DFND 10839 0 0 CSOP FTSE CHINA A50 ETF ETP 12649L105 199 11170 SH DFND 11170 0 0 FIRST TRUST STOXX EUROPE ETP 33735T109 161 11624 SH DFND 11624 0 0 ISHARES CORE MSCI EUROPE ETP 46434V738 580 11665 SH DFND 11665 0 0 WISDOMTREE EM SMALL CAP ETP 97717W281 652 12068 SH DFND 12068 0 0 WISDOMTREE INTERNATIONAL EQU ETP 97717W703 668 12178 SH DFND 12178 0 0 SPDR BBG BARC HIGH YIELD BND ETP 78464A417 444 12373 SH DFND 12373 0 0 XTRACKERS MSCI EUROZONE HEDG ETP 233051697 386 12929 SH DFND 12929 0 0 ISHARES MSCI CHINA SMALL-CAP ETP 46429B200 693 13083 SH DFND 13083 0 0 FT FTSE EPRA/NAREIT REAL EST ETP 33736N101 570 13085 SH DFND 13085 0 0 SPDR STOXX EUROPE 50 ETF ETP 78463X103 457 13197 SH DFND 13197 0 0 POWERSHARES S&P INT DEV LOW ETP 73937B688 440 13278 SH DFND 13278 0 0 POWERSHARES DB BASE METALS F ETP 73936B705 248 13618 SH DFND 13618 0 0 ELEMENTS ROGERS ENERGY TR ETP 870297306 42 14176 SH DFND 14176 0 0 ISHARES IBOXX INVESTMENT GRA ETP 464287242 1732 14756 SH DFND 14756 0 0 COLUMBIA EM CORE EX-CHINA ET ETP 19762B202 449 15724 SH DFND 15724 0 0 VANECK VECTORS RUSSIA SMALL- ETP 92189F734 697 16433 SH DFND 16433 0 0 HEALTH CARE SELECT SECTOR ETP 81369Y209 1354 16630 SH DFND 16630 0 0 SPDR GOLD SHARES ETP 78463V107 2105 16732 SH DFND 16732 0 0 INDUSTRIAL SELECT SECT SPDR ETP 81369Y704 1271 17114 SH DFND 17114 0 0 WISDOMTREE EUROPE HEDG SM EQ ETP 97717X552 543 17690 SH DFND 17690 0 0 POWERSHARES S&P INTERNATIONA ETP 73937B696 493 17710 SH DFND 17710 0 0 FIRST TRUST DJ GL SEL DVD ETP 33734X200 455 17760 SH DFND 17760 0 0 POWERSHARES EM MKT SOVR DEBT ETP 73936T573 508 18008 SH DFND 18008 0 0 ISHARES MSCI FRANCE ETF ETP 464286707 583 18555 SH DFND 18555 0 0 ISHARES RUSSELL 2000 ETF ETP 464287655 2817 18556 SH DFND 18556 0 0 CONSUMER STAPLES SPDR ETP 81369Y308 998 18970 SH DFND 18970 0 0 GLOBAL X MSCI GREECE ETF ETP 37950E366 190 19576 SH DFND 19576 0 0 MATERIALS SELECT SECTOR SPDR ETP 81369Y100 1139 20003 SH DFND 20003 0 0 ALPS INTERNATIONAL SECTOR DI ETP 00162Q718 556 20103 SH DFND 20103 0 0 WISDOMTREE INTERNATIONAL HED ETP 97717X594 641 20762 SH DFND 20762 0 0 ISHARES 0-5 YR HY CORP BOND ETP 46434V407 999 21352 SH DFND 21352 0 0 ISHARES IBONDS DEC 2020 TERM ETP 46434VAQ3 554 22092 SH DFND 22092 0 0 PWR S&P GLOBAL DIV OP INDEX ETP 73936Q660 255 23336 SH DFND 23336 0 0 VANECK VECTORS INDIA SMALL-C ETP 92189F767 1370 23952 SH DFND 23952 0 0 SPROTT PHYSICAL GOLD AND SIL Closed-End Fund 85208R101 342 25906 SH DFND 25906 0 0 SPDR DJ GLOBAL REAL ESTATE E ETP 78463X749 1238 26747 SH DFND 26747 0 0 ISHARES CURR HEDG MSCI ITALY ETP 46435G821 468 26762 SH DFND 26762 0 0 SPDR PORT SHRT TRM CORP BND ETP 78464A474 827 27388 SH DFND 27388 0 0 SPDR S&P EMERGING MKTS SMALL ETP 78463X756 1439 27415 SH DFND 27415 0 0 GLOBAL X GOLD EXPLORERS ETF ETP 37954Y863 606 28132 SH DFND 28132 0 0 POWERSHARES FDMNL H/Y CORP B ETP 73936T557 528 28548 SH DFND 28548 0 0 ISHARES MSCI BELGIUM ETF ETP 464286301 630 29528 SH DFND 29528 0 0 GLOBAL X MSCI PORTUGAL ETF ETP 37950E192 369 30071 SH DFND 30071 0 0 GLOBAL X CHINA INDUSTRIALS ETP 37950E705 504 34560 SH DFND 34560 0 0 ISHARES CURR HDG MSCI MEXICO ETP 46435G805 678 35414 SH DFND 35414 0 0 TEUCRIUM WHEAT FUND ETP 88166A508 225 36309 SH DFND 36309 0 0 SPDR S&P CHINA ETF ETP 78463X400 4371 39489 SH DFND 39489 0 0 ISHARES EUROPE ETF ETP 464287861 1848 39621 SH DFND 39621 0 0 XTRACKERS MSCI BRAZIL HEDGED ETP 233051309 536 39671 SH DFND 39671 0 0 ISHARES MSCI SWITZERLAND ETF ETP 464286749 1364 39693 SH DFND 39693 0 0 ISHARES MSCI SOUTH KOREA ETF ETP 464286772 3229 42791 SH DFND 42791 0 0 ISHARES CORE MSCI PACIFIC ET ETP 46434V696 2618 43728 SH DFND 43728 0 0 ISHARES MSCI EMERGING MKT SM ETP 464286475 2463 46167 SH DFND 46167 0 0 ISHARES MSCI UNITED KINGDOM ETP 46435G334 1697 48827 SH DFND 48827 0 0 COLUMBIA EM QUALITY DIVIDEND ETP 19762B301 791 49393 SH DFND 49393 0 0 XTRACKERS MSCI EUROPE HEDGED ETP 233051853 1368 49822 SH DFND 49822 0 0 DB BASE METALS DOUBLE LONG ETP 25154K841 498 53504 SH DFND 53504 0 0 ISHARES IBONDS DEC 2021 TERM ETP 46434VBK5 1336 54604 SH DFND 54604 0 0 VANECK VECTORS JUNIOR GOLD M ETP 92189F791 1897 59004 SH DFND 59004 0 0 ISHARES MSCI INDONESIA ETF ETP 46429B309 1660 61576 SH DFND 61576 0 0 SPROTT PHYSICAL SILVER TRUST Closed-End Fund 85207K107 385 63667 SH DFND 63667 0 0 POWERSHARES FTSE RAFI EM MKT ETP 73936T763 1578 67123 SH DFND 67123 0 0 ISHARES MSCI RUSSIA ETF ETP 46434G798 2541 69741 SH DFND 69741 0 0 ISHARES S&P GSCI COMMODITY I ETP 46428R107 1186 71222 SH DFND 71222 0 0 ALERIAN MLP ETF ETP 00162Q866 681 72670 SH DFND 72670 0 0 XTRACKERS MSCI EMERGING MARK ETP 233051101 1809 74357 SH DFND 74357 0 0 ISHARES MSCI GERMANY ETF ETP 464286806 2467 76988 SH DFND 76988 0 0 DB AGRICULTURE DOUBLE LONG ETP 25154H558 225 79368 SH DFND 79368 0 0 ELEMENTS ROGERS TOTAL RETURN ETP 870297801 455 82376 SH DFND 82376 0 0 XTRACKERS HARVEST CSI 300 CH ETP 233051879 2608 83365 SH DFND 83365 0 0 VANGUARD SHORT-TERM BOND ETF ETP 921937827 6754 86109 SH DFND 86109 0 0 SPDR BBG BARC ST HIGH YIELD ETP 78468R408 2376 86800 SH DFND 86800 0 0 WISDOMTREE EUROPE HEDGED EQU ETP 97717X701 5742 91555 SH DFND 91555 0 0 PWR BSHR 2020 CP BD ETP 73939W508 2215 105165 SH DFND 105165 0 0 SPDR PORTFOLIO EMERGING MARK ETP 78463X509 4418 112416 SH DFND 112416 0 0 WISDOMTREE JAPAN HEDGED EQ ETP 97717W851 6399 114251 SH DFND 114251 0 0 DRXN D CSI CH A-SHR BEAR 1X ETP 25459Y116 3719 122311 SH DFND 122311 0 0 ISHARES MSCI SPAIN ETF ETP 464286764 4097 126033 SH DFND 126033 0 0 PWR BSHR 2019 CP BD ETP 73939W300 2879 137242 SH DFND 137242 0 0 COLUMBIA EMERGING MARKETS CO ETP 19762B509 3828 144552 SH DFND 144552 0 0 VANGUARD FTSE EUROPE ETF ETP 922042874 8527 146642 SH DFND 146642 0 0 VANGUARD FTSE PACIFIC ETF ETP 922042866 11858 162549 SH DFND 162549 0 0 ISHARES GOLD TRUST ETP 464285105 2760 216809 SH DFND 216809 0 0 XTRACKERS MSCI EAFE HEDGED E ETP 233051200 6759 220088 SH DFND 220088 0 0 SPDR PORTFOLIO INTERMEDIATE ETP 78464A375 8712 259756 SH DFND 259756 0 0 XTRACKERS MSCI JAPAN HEDGED ETP 233051507 12301 290324 SH DFND 290324 0 0 ISHARES MSCI BRAZIL ETF ETP 464286400 15914 354588 SH DFND 354588 0 0 VANECK VECTORS GOLD MINERS E ETP 92189F106 9410 428137 SH DFND 428137 0 0 ISHARES MSCI HONG KONG ETF ETP 464286871 11855 468383 SH DFND 468383 0 0 ISHARES MSCI JAPAN ETF ETP 46434G822 30048 495190 SH DFND 495190 0 0 ISHARES MSCI AUSTRALIA ETF ETP 464286103 12591 571809 SH DFND 571809 0 0 VANGUARD FTSE DEVELOPED ETF ETP 921943858 26929 608560 SH DFND 608560 0 0 VANGUARD FTSE EMERGING MARKE ETP 922042858 39901 849315 SH DFND 849315 0 0 ISHARES MSCI EAFE ETF ETP 464287465 94323 1353656 SH DFND 1353656 0 0 ISHARES CHINA LARGE-CAP ETF ETP 464287184 91722 1941620 SH DFND 1941620 0 0 FIRST TRUST JAPAN ETP 33737J158 254 4309 SH DFND 4309 0 0 ISHARES SELECT DIVIDEND ETF ETP 464287168 440 4626 SH DFND 4626 0 0 ISHARES CORE INTL STOCK ETF ETP 46432F834 368 5840 SH DFND 5840 0 0 FT TACTICAL HIGH YIELD ETF ETP 33738D408 308 6475 SH DFND 6475 0 0 VANGUARD SHORT-TERM TIPS ETP 922020805 320 6537 SH DFND 6537 0 0 FIRST TRUST TAIWAN ETP 33737J257 266 6840 SH DFND 6840 0 0 ISHARES INDIA 50 ETF ETP 464289529 247 6975 SH DFND 6975 0 0 FIRST TRUST UNITED KINGDOM ETP 33737J224 287 7236 SH DFND 7236 0 0 CELLECTIS - ADR ADR 15117K103 239 7586 SH DFND 7586 0 0 ISHARES 0-5 YR INV GRD CORP ETP 46434V100 435 8742 SH DFND 8742 0 0 WISDOMTREE GERMANY HEDGED EQ ETP 97717W448 314 10118 SH DFND 10118 0 0 FIRST TRUST DW FOCUS 5 INTL ETP 33738R886 246 11050 SH DFND 11050 0 0 ISHARES GLOBAL INFRASTRUCTUR ETP 464288372 503 11732 SH DFND 11732 0 0 FIRST TRST DYN DEVEL INT ETF ETP 33739P608 901 14094 SH DFND 14094 0 0 VANGUARD TOTAL INTL BOND ETF ETP 92203J407 848 15492 SH DFND 15492 0 0 WISDOMTREE JAPAN HEDGED SMAL ETP 97717W521 737 16648 SH DFND 16648 0 0 POWERSHARES FTSE INTL LO BET ETP 73937B480 600 19750 SH DFND 19750 0 0 POWERSHARES DWA EMERGING MAR ETP 73936Q207 460 21377 SH DFND 21377 0 0 BAIDU INC - SPON ADR ADR 056752108 5436 24356 SH DFND 24356 0 0 ISHARES 20 PLUS YEAR TREASURY BO ETP 464287432 3074 25219 SH DFND 25219 0 0 ISHARES 1-3 YEAR CREDIT BOND ETP 464288646 2980 28707 SH DFND 28707 0 0 ISHARES MSCI ACWI EX US ETF ETP 464288240 1747 35163 SH DFND 35163 0 0 ISHARES US PREFERRED STOCK E ETP 464288687 1431 38104 SH DFND 38104 0 0 ROBO GLOBAL ROBOTICS AND AUT ETP 301505707 1685 40294 SH DFND 40294 0 0 VELOCITYSHARES 3X LONG GOLD ETP 22542D688 470 41219 SH DFND 41219 0 0 ISHARES MSCI EUROPE FINANCIA ETP 464289180 1014 43882 SH DFND 43882 0 0 VANGUARD MORTGAGE-BACKED SEC ETP 92206C771 2530 49032 SH DFND 49032 0 0 ISHARES MSCI ACWI ETF ETP 464288257 4603 64195 SH DFND 64195 0 0 POWERSHARES OPTIMUM YIELD DI ETP 73937V106 1141 64217 SH DFND 64217 0 0 FIRST TRUST LOW DURATION OPP ETP 33739Q200 3673 71493 SH DFND 71493 0 0 ISHARES MSCI ALL COUNTRY ASI ETP 464288182 9384 121036 SH DFND 121036 0 0 HIGHLAND/IBOXX SENIOR LOAN E ETP 430101774 2804 153082 SH DFND 153082 0 0 ISHARES MSCI GLOBAL GOLD MIN ETP 46434G855 2855 161417 SH DFND 161417 0 0 ISHARES MSCI EAFE VALUE ETF ETP 464288877 347 6365 SH DFND 6365 0 0 ISHARES MSCI INDIA SMALL-CAP ETP 46429B614 354 7460 SH DFND 7460 0 0 ISHARES MSCI NORWAY ETF ETP 46429B499 245 9051 SH DFND 9051 0 0 ISHARES EDGE MSCI MIN VOL EA ETP 46429B689 1327 18011 SH DFND 18011 0 0 ISHA CURR HEDGED MSCI EAFE ETP 46434V803 863 30063 SH DFND 30063 0 0 ISHARES EDGE MSCI MIN VOL US ETP 46429B697 1680 32359 SH DFND 32359 0 0 ISHARES EDGE MSCI MIN VOL GL ETP 464286525 4051 48328 SH DFND 48328 0 0 ISHARES EDGE MSCI MIN VOL EM ETP 464286533 4893 78494 SH DFND 78494 0 0 NETEASE INC-ADR ADR 64110W102 2598 9266 SH DFND 9266 0 0 MESOBLAST LTD- SPON ADR ADR 590717104 97 16858 SH DFND 16858 0 0 GALAPAGOS NV-SPON ADR ADR 36315X101 2616 26225 SH DFND 26225 0 0 CTRIP.COM INTERNATIONAL-ADR ADR 22943F100 2480 53190 SH DFND 53190 0 0 JD.COM INC-ADR ADR 47215P106 2446 60407 SH DFND 60407 0 0 SHIRE PLC-ADR ADR 82481R106 10719 71750 SH DFND 71750 0 0 GRIFOLS SA-ADR ADR 398438408 2892 136417 SH DFND 136417 0 0