0001562180-23-004536.txt : 20230526
0001562180-23-004536.hdr.sgml : 20230526
20230526170822
ACCESSION NUMBER: 0001562180-23-004536
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230524
FILED AS OF DATE: 20230526
DATE AS OF CHANGE: 20230526
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Moir Andrew
CENTRAL INDEX KEY: 0001935223
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-37839
FILM NUMBER: 23970186
MAIL ADDRESS:
STREET 1: C/O TPI COMPOSITES, INC.
STREET 2: 8501 N. SCOTTSDALE ROAD, SUITE 100
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TPI COMPOSITES, INC
CENTRAL INDEX KEY: 0001455684
STANDARD INDUSTRIAL CLASSIFICATION: ENGINES & TURBINES [3510]
IRS NUMBER: 201590775
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 8501 N SCOTTSDALE ROAD
STREET 2: GAINEY CENTER II, SUITE 100
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
BUSINESS PHONE: 480-305-8910
MAIL ADDRESS:
STREET 1: 8501 N SCOTTSDALE ROAD
STREET 2: GAINEY CENTER II, SUITE 100
CITY: SCOTTSDALE
STATE: AZ
ZIP: 85253
FORMER COMPANY:
FORMER CONFORMED NAME: TPI COMPOSITES INC
DATE OF NAME CHANGE: 20090206
4
1
primarydocument.xml
PRIMARY DOCUMENT
X0407
4
2023-05-24
false
0001455684
TPI COMPOSITES, INC
TPIC
0001935223
Moir Andrew
8501 N. SCOTTSDALE ROAD, SUITE 100
SCOTTSDALE
AZ
85253
true
false
false
false
false
Common Stock
2023-05-24
4
M
false
9361.00
0.00
A
9361.00
D
Restricted Stock Units
2023-05-24
4
M
false
9361.00
0.00
D
Common Stock
9361.00
0.00
D
Restricted Stock Units
2023-05-24
4
A
false
10044.00
0.00
A
Common Stock
10044.00
10044.00
D
The Reporting Person is contractually obligated to turn over any proceeds from the sale of these shares to one or more entities affiliated with Oaktree Capital Management's Power Opportunities Investment Strategy. The Reporting Person disclaims beneficial ownership of the securities reported herein for purposes of Rule 16a-1(a) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"), except to the extent of is pecuniary interest therein, if any.
The restricted stock units ("RSUs") vested on May 24, 2023, the date of the Issuer's annual meeting of stockholders, pursuant to the Issuer's Non-Employee Director Compensation Policy.
Each RSU represents a contingent right to receive one share of the common stock. All unvested RSUs will automatically expire upon Reporting Person's termination of service from Issuer.
The RSUs shall vest on the earlier of (i) the one-year anniversary of the grant date or (ii) the next annual meeting of stockholders of the Issuer, subject to the Reporting Person's continued service as a director pursuant to the Issuer's Non-Employee Director Compensation Policy.
The reporting person is a Senior Vice President of Oaktree Capital Management's Power Opportunities Investment Strategy ("Oaktree"), a registered investment adviser under the Investment Advisers Act of 1940, as amended. The shares reported herein do not include warrants exercisable for common stock of the Issuer beneficially owned by Opps TPIC Holdings, LLC ("Opps"), Oaktree Power Opportunities Fund V (Delaware) Holdings, L.P. ("Power V") and Oaktree Phoenix Investment Fund, L.P. ("Phoenix"), affiliates of Oaktree. The reporting person hereby disclaims beneficial ownership of any such shares beneficially owned by Opps, Power V and Phoenix, except to the extent of any pecuniary interest therein.
No securities are beneficially owned.
/s/ Steven G. Fishbach, Attorney-in-Fact
2023-05-26