0000899243-23-004184.txt : 20230207 0000899243-23-004184.hdr.sgml : 20230207 20230207160540 ACCESSION NUMBER: 0000899243-23-004184 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230203 FILED AS OF DATE: 20230207 DATE AS OF CHANGE: 20230207 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Caggiano Anthony CENTRAL INDEX KEY: 0001892981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-40886 FILM NUMBER: 23595073 MAIL ADDRESS: STREET 1: C/O COGNITION THERAPEUTICS, INC. STREET 2: 2500 WESTCHESTER AVENUE CITY: PURCHASE STATE: NY ZIP: 10577 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: COGNITION THERAPEUTICS INC CENTRAL INDEX KEY: 0001455365 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2403 SIDNEY STREET STREET 2: SUITE 261 CITY: PITTSBURGH STATE: PA ZIP: 15203 BUSINESS PHONE: 412-481-2210 MAIL ADDRESS: STREET 1: 2500 WESTCHESTER AVE CITY: PURCHASE STATE: NY ZIP: 10577 FORMER COMPANY: FORMER CONFORMED NAME: COGNITION THERAPUTICS INC DATE OF NAME CHANGE: 20090204 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2023-02-03 0 0001455365 COGNITION THERAPEUTICS INC CGTX 0001892981 Caggiano Anthony C/O COGNITION THERAPEUTICS, INC. 2500 WESTCHESTER AVE PURCHASE NY 10577 0 1 0 0 Chief Medical Officer Common Stock 2023-02-03 4 A 0 94406 0.00 A 94406 D Stock Option (Right to Buy) 2.12 2023-02-03 4 A 0 94406 0.00 A 2033-02-03 Common Stock 94406 94406 D Each share is represented by a restricted stock unit ("RSU"). Each RSU represents a contingent right to receive one share of the Issuer's Common Stock upon settlement. The option vests 33.3% on February 3, 2024, with the remaining 66.7% vesting in 24 equal monthly installments, subject to the Reporting Person's continued service through the applicable vesting dates. /s/ Anthony Caggiano 2023-02-07