0000950123-22-000740.txt : 20220201 0000950123-22-000740.hdr.sgml : 20220201 20220201091145 ACCESSION NUMBER: 0000950123-22-000740 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20211231 FILED AS OF DATE: 20220201 DATE AS OF CHANGE: 20220201 EFFECTIVENESS DATE: 20220201 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Calamos Wealth Management LLC CENTRAL INDEX KEY: 0001455258 IRS NUMBER: 208535025 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13358 FILM NUMBER: 22577141 BUSINESS ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 BUSINESS PHONE: 630-245-7200 MAIL ADDRESS: STREET 1: 2020 CALAMOS COURT CITY: NAPERVILLE STATE: IL ZIP: 60563 13F-HR 1 primary_doc.xml 13F-HR LIVE 0001455258 XXXXXXXX 12-31-2021 12-31-2021 false CALAMOS WEALTH MANAGEMENT LLC

2020 CALAMOS COURT NAPERVILLE IL 60563

13F HOLDINGS REPORT 028-13358 N Jacqueline Sinker 630-245-1110 Jacqueline Sinker NAPERVILLE IL 02-01-2022 0 324 1368317 false INFORMATION TABLE 2 9534.xml INFORMATION TABLE FOR FORM 13F 3M CO COM 88579Y101 2011 11319 SH SOLE 10869 0 450 ABBOTT LABS COM 002824100 1586 11271 SH SOLE 10624 0 647 ABBVIE INC COM 00287Y109 1241 9164 SH SOLE 9092 0 72 ACCENTURE PLC IRELAND SHS CLASS A G1151C101 2393 5772 SH SOLE 3820 0 1952 ACTIVISION BLIZZARD INC COM 00507V109 671 10080 SH SOLE 10080 0 0 ADOBE SYSTEMS INCORPORATED COM 00724F101 4443 7836 SH SOLE 7669 0 167 AES CORP UNIT 99/99/9999 00130H204 425 4426 SH SOLE 4426 0 0 AGILENT TECHNOLOGIES INC COM 00846U101 326 2039 SH SOLE 1264 0 775 AIR LEASE CORP CL A 00912X302 4688 105997 SH SOLE 102893 0 3104 AIR PRODS & CHEMS INC COM 009158106 383 1259 SH SOLE 1259 0 0 AIR TRANS SVCS GROUP INC NOTE 1.125%10/1 00922RAB1 738 653000 PRN SOLE 653 0 0 AIRBNB INC COM CL A 009066101 1498 9000 SH SOLE 9000 0 0 AKAMAI TECHNOLOGIES INC NOTE 0.125% 5/0 00971TAJ0 538 410000 PRN SOLE 410 0 0 ALCON AG ORD SHS H01301128 2811 32261 SH SOLE 30978 0 1283 ALIBABA GROUP HLDG LTD SPONSORED ADS 01609W102 865 7285 SH SOLE 6997 0 288 ALIGN TECHNOLOGY INC COM 016255101 381 580 SH SOLE 575 0 5 ALLEGION PLC ORD SHS G0176J109 1220 9214 SH SOLE 9214 0 0 ALPHABET INC CAP STK CL C 02079K107 3197 1105 SH SOLE 969 0 136 ALPHABET INC CAP STK CL A 02079K305 39000 13462 SH SOLE 12415 0 1047 AMAZON COM INC COM 023135106 33237 9968 SH SOLE 9346 0 622 AMERICAN CENTY ETF TR US EQT ETF 025072885 214 2673 SH SOLE 2673 0 0 AMERICAN ELEC PWR CO INC UNIT 08/01/2021 025537127 261 5215 SH SOLE 5215 0 0 AMERICAN EXPRESS CO COM 025816109 10241 62597 SH SOLE 60950 0 1647 AMERICAN INTL GROUP INC COM NEW 026874784 503 8843 SH SOLE 8843 0 0 AMERICAN TOWER CORP NEW COM 03027X100 616 2105 SH SOLE 1928 0 177 AMERICAN WTR WKS CO INC NEW COM 030420103 400 2117 SH SOLE 2117 0 0 AMGEN INC COM 031162100 742 3298 SH SOLE 1939 0 1359 ANTHEM INC COM 036752103 671 1447 SH SOLE 1447 0 0 APPLE INC COM 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TOTAL RETU COM SH BEN INT 128125101 563 29240 SH SOLE 0 0 29240 CANADIAN NAT RES LTD COM 136385101 2693 63751 SH SOLE 60797 0 2954 CANADIAN PAC RY LTD COM 13645T100 1920 26685 SH SOLE 25973 0 712 CARRIER GLOBAL CORPORATION COM 14448C104 7375 135969 SH SOLE 130517 0 5452 CDW CORP COM 12514G108 797 3893 SH SOLE 3893 0 0 CELANESE CORP DEL COM 150870103 6642 39520 SH SOLE 38456 0 1064 CEMEX SAB DE CV SPON ADR NEW 151290889 70 10273 SH SOLE 10273 0 0 CENTENE CORP DEL COM 15135B101 711 8625 SH SOLE 8625 0 0 CHEVRON CORP NEW COM 166764100 6338 54013 SH SOLE 52527 0 1486 CHIPOTLE MEXICAN GRILL INC COM 169656105 710 406 SH SOLE 403 0 3 CHUBB LIMITED COM H1467J104 5024 25988 SH SOLE 25283 0 705 CISCO SYS INC COM 17275R102 1279 20183 SH SOLE 14378 0 5805 CITIGROUP INC COM NEW 172967424 436 7219 SH SOLE 7219 0 0 CLEANSPARK INC COM NEW 18452B209 95 10000 SH SOLE 10000 0 0 CME GROUP INC COM 12572Q105 541 2368 SH SOLE 2368 0 0 COCA COLA CO COM 191216100 10551 178189 SH SOLE 174724 0 3465 COLFAX CORP 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25401T108 92 11045 SH SOLE 3545 0 7500 DISCOVER FINL SVCS COM 254709108 588 5089 SH SOLE 4689 0 400 DISH NETWORK CORPORATION NOTE 3.375% 8/1 25470MAB5 88 94000 PRN SOLE 94 0 0 DISNEY WALT CO COM 254687106 7386 47687 SH SOLE 44263 0 3424 DOMINION ENERGY INC COM 25746U109 5355 68170 SH SOLE 65678 0 2492 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 705 7006 SH SOLE 7006 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 619 12050 SH SOLE 12050 0 0 EDWARDS LIFESCIENCES CORP COM 28176E108 7371 56896 SH SOLE 54270 0 2626 ENPHASE ENERGY INC COM 29355A107 40249 220010 SH SOLE 220010 0 0 ENVESTNET INC NOTE 1.750% 6/0 29404KAB2 23 18000 PRN SOLE 18 0 0 EQUINIX INC COM 29444U700 300 355 SH SOLE 355 0 0 EQUINOR ASA SPONSORED ADR 29446M102 1432 54376 SH SOLE 51837 0 2539 ETSY INC NOTE 0.125% 9/0 29786AAL0 1289 960000 PRN SOLE 960 0 0 EXACT SCIENCES CORP NOTE 0.375% 3/1 30063PAB1 509 498000 PRN SOLE 498 0 0 EXPEDIA GROUP INC COM NEW 30212P303 218 1205 SH SOLE 1205 0 0 EXXON MOBIL CORP COM 30231G102 2157 35258 SH SOLE 18727 0 16531 FIDELITY COVINGTON TRUST MSCI HLTH CARE I 316092600 365 5317 SH SOLE 5086 0 231 FIDELITY COVINGTON TRUST MSCI INFO TECH I 316092808 338 2493 SH SOLE 2250 0 243 FIDELITY NATL INFORMATION SV COM 31620M106 5158 47260 SH SOLE 46152 0 1108 FIVE9 INC NOTE 0.500% 6/0 338307AD3 486 396000 PRN SOLE 396 0 0 FORD MTR CO DEL COM 345370860 556 26786 SH SOLE 24015 0 2771 FREEPORT-MCMORAN INC CL B 35671D857 1623 38900 SH SOLE 37285 0 1615 FRESENIUS MED CARE AG&CO KGA SPONSORED ADR 358029106 260 8000 SH SOLE 8000 0 0 FUELCELL ENERGY INC COM 35952H601 884 170000 SH SOLE 170000 0 0 GLOBAL E ONLINE LTD SHS M5216V106 823 12987 SH SOLE 12325 0 662 GOLDMAN SACHS GROUP INC COM 38141G104 11056 28900 SH SOLE 28037 0 863 HDFC BANK LTD SPONSORED ADS 40415F101 2259 34710 SH SOLE 33219 0 1491 HESS CORP COM 42809H107 9122 123222 SH SOLE 118102 0 5120 HOME DEPOT INC COM 437076102 9079 21877 SH SOLE 15115 0 6762 HONEYWELL INTL INC COM 438516106 8938 42867 SH SOLE 40334 0 2533 HUNT J B TRANS SVCS INC COM 445658107 467 2283 SH SOLE 2283 0 0 ICICI BANK LIMITED ADR 45104G104 1782 90063 SH SOLE 86240 0 3823 IDEXX LABS INC COM 45168D104 4086 6205 SH SOLE 6205 0 0 IHS MARKIT LTD SHS G47567105 1115 8387 SH SOLE 8387 0 0 ILLUMINA INC COM 452327109 269 707 SH SOLE 700 0 7 ILLUMINA INC NOTE 8/1 452327AK5 469 409000 PRN SOLE 409 0 0 ING GROEP N.V. SPONSORED ADR 456837103 2500 179569 SH SOLE 172024 0 7545 INGERSOLL RAND INC COM 45687V106 1210 19553 SH SOLE 19553 0 0 INSULET CORP NOTE 0.375% 9/0 45784PAK7 1031 774000 PRN SOLE 774 0 0 INTEGRA LIFESCIENCES HLDGS C NOTE 0.500% 8/1 457985AM1 841 770000 PRN SOLE 770 0 0 INTEL CORP COM 458140100 367 7126 SH SOLE 6920 0 206 INTERCONTINENTAL EXCHANGE IN COM 45866F104 1184 8656 SH SOLE 8529 0 127 INTERNATIONAL BUSINESS MACHS COM 459200101 285 2132 SH SOLE 1771 0 361 INTUIT COM 461202103 873 1357 SH SOLE 1262 0 95 INTUITIVE SURGICAL INC COM NEW 46120E602 481 1339 SH SOLE 1339 0 0 INVESCO EXCHANGE TRADED FD T S&P500 EQL TEC 46137V282 430 1327 SH SOLE 1327 0 0 INVESCO QQQ TR UNIT SER 1 46090E103 807 2029 SH SOLE 1940 0 89 IPG PHOTONICS CORP COM 44980X109 1214 7053 SH SOLE 7033 0 20 IQVIA HLDGS INC COM 46266C105 6586 23343 SH SOLE 22709 0 634 ISHARES INC CORE MSCI EMKT 46434G103 555 9274 SH SOLE 5187 0 4087 ISHARES TR ISHS 5-10YR INVT 464288638 1985 33492 SH SOLE 22958 0 10534 ISHARES TR CORE HIGH DV ETF 46429B663 725 7182 SH SOLE 5331 0 1851 ISHARES TR CORE MSCI EAFE 46432F842 4295 57539 SH SOLE 57121 0 417 ISHARES TR CORE S&P500 ETF 464287200 124257 260502 SH SOLE 118968 0 141534 ISHARES TR CORE S&P MCP ETF 464287507 1049 3704 SH SOLE 2463 0 1241 ISHARES TR CORE S&P SCP ETF 464287804 7827 68355 SH SOLE 61004 0 7351 ISHARES TR CORE S&P US GWT 464287671 309 2669 SH SOLE 2194 0 475 ISHARES TR CORE US AGGBD ET 464287226 8695 76216 SH SOLE 17978 0 58238 ISHARES TR EXPANDED TECH 464287515 581 1460 SH SOLE 1100 0 360 ISHARES TR MSCI ACWI EX US 464288240 4537 81603 SH SOLE 67409 0 14194 ISHARES TR MSCI EAFE ETF 464287465 873 11101 SH SOLE 3437 0 7664 ISHARES TR MSCI EMG MKT ETF 464287234 262 5369 SH SOLE 1441 0 3928 ISHARES TR MSCI USA MIN VOL 46429B697 3641 45000 SH SOLE 45000 0 0 ISHARES TR NATIONAL MUN ETF 464288414 1887 16225 SH SOLE 16225 0 0 ISHARES TR RUS 1000 ETF 464287622 3035 11479 SH SOLE 10679 0 800 ISHARES TR RUS 1000 GRW ETF 464287614 3137 10266 SH SOLE 8671 0 1594 ISHARES TR RUS 1000 VAL ETF 464287598 729 4339 SH SOLE 3532 0 807 ISHARES TR RUSSELL 2000 ETF 464287655 321 1442 SH SOLE 1390 0 52 ISHARES TR RUSSELL 3000 ETF 464287689 35456 127769 SH SOLE 640 0 127129 ISHARES TR RUS MID CAP ETF 464287499 1622 19538 SH SOLE 19538 0 0 ISHARES TR RUS MD CP GR ETF 464287481 904 7848 SH SOLE 7848 0 0 ISHARES TR S&P 500 GRWT ETF 464287309 5266 62933 SH SOLE 29181 0 33752 ISHARES TR S&P 500 VAL ETF 464287408 7831 49996 SH SOLE 46471 0 3525 ISHARES TR ISHARES SEMICDTR 464287523 217 400 SH SOLE 0 0 400 ISHARES TR ISHS 1-5YR INVS 464288646 2326 43161 SH SOLE 36483 0 6678 ISHARES TR U.S. TECH ETF 464287721 241 2100 SH SOLE 2100 0 0 JAMES HARDIE INDS PLC SPONSORED ADR 47030M106 1871 45990 SH SOLE 44025 0 1965 JAZZ PHARMACEUTICALS PLC SHS USD G50871105 3618 28402 SH SOLE 27642 0 760 JOHNSON & JOHNSON COM 478160104 3547 20733 SH SOLE 15910 0 4823 JPMORGAN CHASE & CO COM 46625H100 14253 90011 SH SOLE 84012 0 6000 KKR & CO INC 6% MCONV PFD C 48251W401 1138 12220 SH SOLE 12220 0 0 L3HARRIS TECHNOLOGIES INC COM 502431109 571 2680 SH SOLE 2633 0 47 LAM RESEARCH CORP COM 512807108 3746 5209 SH SOLE 4667 0 542 LAUDER ESTEE COS INC CL A 518439104 8275 22353 SH SOLE 21754 0 599 LCI INDS NOTE 1.125% 5/1 501812AB7 292 264000 PRN SOLE 264 0 0 LIBERTY MEDIA CORP DEL NOTE 1.375%10/1 531229AB8 1647 1091000 PRN SOLE 1091 0 0 LIBERTY MEDIA CORP DEL NOTE 1.000% 1/3 531229AF9 1351 783000 PRN SOLE 783 0 0 LILLY ELI & CO COM 532457108 16646 60263 SH SOLE 58216 0 2047 LINDE PLC SHS G5494J103 9843 28413 SH SOLE 27663 0 750 LIVE NATION ENTERTAINMENT IN NOTE 2.500% 3/1 538034AQ2 1321 729000 PRN SOLE 729 0 0 LLOYDS BANKING GROUP PLC SPONSORED ADR 539439109 1731 678915 SH SOLE 651425 0 27490 LOCKHEED MARTIN CORP COM 539830109 364 1024 SH SOLE 281 0 743 LOWES COS INC COM 548661107 1426 5517 SH SOLE 3635 0 1882 LULULEMON ATHLETICA INC COM 550021109 8319 21253 SH SOLE 19838 0 1415 MARATHON PETE CORP COM 56585A102 271 4241 SH SOLE 4164 0 77 MARKEL CORP COM 570535104 617 500 SH SOLE 500 0 0 MARRIOTT VACATIONS WORLDWIDE NOTE 1.500% 9/1 57164YAB3 1184 970000 PRN SOLE 970 0 0 MARSH & MCLENNAN COS INC COM 571748102 9112 52424 SH SOLE 51030 0 1394 MARVELL TECHNOLOGY INC COM 573874104 662 7566 SH SOLE 7503 0 63 MASTERCARD INCORPORATED CL A 57636Q104 4485 12481 SH SOLE 6532 0 5949 MATCH GROUP INC NEW COM 57667L107 306 2315 SH SOLE 2315 0 0 MAXEON SOLAR TECHNOLOGIES LT SHS Y58473102 695 50000 SH SOLE 50000 0 0 MCDONALDS CORP COM 580135101 2801 10448 SH SOLE 9366 0 1082 MCKESSON CORP COM 58155Q103 1145 4608 SH SOLE 8 0 4600 MEDTRONIC PLC SHS G5960L103 1457 14083 SH SOLE 5420 0 8663 MERCADOLIBRE INC COM 58733R102 202 150 SH SOLE 150 0 0 MERCK & CO INC COM 58933Y105 1257 16403 SH SOLE 12131 0 4272 META PLATFORMS INC CL A 30303M102 25194 74903 SH SOLE 70151 0 4752 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AD6 268 69000 PRN SOLE 0 0 69 MICROCHIP TECHNOLOGY INC. NOTE 1.625% 2/1 595017AF1 540 211000 PRN SOLE 211 0 0 MICROCHIP TECHNOLOGY INC. NOTE 0.125%11/1 595017AU8 1154 923000 PRN SOLE 923 0 0 MICRON TECHNOLOGY INC COM 595112103 502 5386 SH SOLE 5386 0 0 MICROSOFT CORP COM 594918104 76615 227804 SH SOLE 204258 0 23546 MIDDLEBY CORP COM 596278101 590 3000 SH SOLE 3000 0 0 MONDELEZ INTL INC CL A 609207105 6605 99604 SH SOLE 96743 0 2861 MONGODB INC NOTE 0.250% 1/1 60937PAD8 569 223000 PRN SOLE 223 0 0 MOODYS CORP COM 615369105 300 767 SH SOLE 699 0 68 MORGAN STANLEY COM NEW 617446448 1329 13539 SH SOLE 13539 0 0 NEOGENOMICS INC NOTE 0.250% 1/1 64049MAB6 170 199000 PRN SOLE 199 0 0 NETFLIX INC COM 64110L106 6612 10976 SH SOLE 10665 0 311 NEXTERA ENERGY INC COM 65339F101 18222 195179 SH SOLE 174206 0 20973 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 964 14155 SH SOLE 14155 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F739 409 7070 SH SOLE 7070 0 0 NIKE INC CL B 654106103 12144 72863 SH SOLE 69269 0 3594 NORFOLK SOUTHN CORP COM 655844108 637 2141 SH SOLE 2141 0 0 NORTHERN TR CORP COM 665859104 287 2403 SH SOLE 2403 0 0 NORTHROP GRUMMAN CORP COM 666807102 773 1998 SH SOLE 1986 0 12 NOVO-NORDISK A S ADR 670100205 2786 24876 SH SOLE 23700 0 1176 NUCOR CORP COM 670346105 650 5693 SH SOLE 5693 0 0 NUVASIVE INC NOTE 0.375% 3/1 670704AJ4 226 235000 PRN SOLE 235 0 0 NVIDIA CORPORATION COM 67066G104 26207 89107 SH SOLE 87245 0 1862 OKTA INC NOTE 0.125% 9/0 679295AD7 1000 737000 PRN SOLE 737 0 0 ON SEMICONDUCTOR CORP NOTE 1.625%10/1 682189AP0 2270 691000 PRN SOLE 691 0 0 ORACLE CORP COM 68389X105 5622 64466 SH SOLE 61966 0 2500 OTIS WORLDWIDE CORP COM 68902V107 251 2878 SH SOLE 1872 0 1006 PACIRA BIOSCIENCES INC NOTE 2.375% 4/0 695127AD2 355 340000 PRN SOLE 340 0 0 PACIRA BIOSCIENCES INC NOTE 0.750% 8/0 695127AF7 330 296000 PRN SOLE 296 0 0 PALO ALTO NETWORKS INC NOTE 0.750% 7/0 697435AD7 1036 494000 PRN SOLE 494 0 0 PALO ALTO NETWORKS INC NOTE 0.375% 6/0 697435AF2 475 250000 PRN SOLE 250 0 0 PAYCOM SOFTWARE INC COM 70432V102 6910 16642 SH SOLE 16217 0 425 PAYPAL HLDGS INC COM 70450Y103 754 3998 SH SOLE 3564 0 434 PELOTON INTERACTIVE INC CL A COM 70614W100 19332 540616 SH SOLE 2 0 540614 PEPSICO INC COM 713448108 1730 9959 SH SOLE 6557 0 3402 PFIZER INC COM 717081103 3859 65344 SH SOLE 20935 0 44409 PHILIP MORRIS INTL INC COM 718172109 397 4182 SH SOLE 3882 0 300 PIONEER NAT RES CO COM 723787107 560 3081 SH SOLE 3081 0 0 PIONEER NAT RES CO NOTE 0.250% 5/1 723787AP2 407 227000 PRN SOLE 227 0 0 PLUG POWER INC COM NEW 72919P202 480 17000 SH SOLE 17000 0 0 PNC FINL SVCS GROUP INC COM 693475105 235 1171 SH SOLE 960 0 211 PPG INDS INC COM 693506107 487 2823 SH SOLE 2823 0 0 PROCTER AND GAMBLE CO COM 742718109 3191 19507 SH SOLE 14060 0 5447 PROLOGIS INC. COM 74340W103 236 1403 SH SOLE 1403 0 0 Q2 HLDGS INC NOTE 0.750% 6/0 74736LAD1 321 284000 PRN SOLE 284 0 0 QUALCOMM INC COM 747525103 501 2741 SH SOLE 2741 0 0 QUANTA SVCS INC COM 74762E102 622 5426 SH SOLE 1396 0 4030 RAYTHEON TECHNOLOGIES CORP COM 75513E101 8707 101172 SH SOLE 96768 0 4404 REPLIGEN CORP NOTE 0.375% 7/1 759916AB5 300 128000 PRN SOLE 128 0 0 REPUBLIC SVCS INC COM 760759100 475 3409 SH SOLE 3409 0 0 RH NOTE 6/1 74967XAA1 365 132000 PRN SOLE 132 0 0 RINGCENTRAL INC NOTE 3/0 76680RAF4 323 341000 PRN SOLE 341 0 0 SALESFORCE COM INC COM 79466L302 12098 47607 SH SOLE 45783 0 1824 SCHWAB CHARLES CORP COM 808513105 8294 98620 SH SOLE 96178 0 2442 SEA LTD SPONSORD ADS 81141R100 1581 7067 SH SOLE 6731 0 336 SEA LTD NOTE 0.250% 9/1 81141RAG5 594 645000 PRN SOLE 645 0 0 SEALED AIR CORP NEW COM 81211K100 836 12391 SH SOLE 12391 0 0 SELECT SECTOR SPDR TR SBI CONS DISCR 81369Y407 815 3984 SH SOLE 3984 0 0 SELECT SECTOR SPDR TR TECHNOLOGY 81369Y803 1144 6577 SH SOLE 5937 0 640 SERVICENOW INC COM 81762P102 794 1223 SH SOLE 1120 0 103 SHERWIN WILLIAMS CO COM 824348106 555 1575 SH SOLE 1575 0 0 SHOPIFY INC CL A 82509L107 2472 1795 SH SOLE 1699 0 96 SHOPIFY INC NOTE 0.125%11/0 82509LAA5 783 629000 PRN SOLE 629 0 0 SILICON LABORATORIES INC COM 826919102 310 1500 SH SOLE 1500 0 0 SILICON LABORATORIES INC NOTE 0.625% 6/1 826919AD4 458 261000 PRN SOLE 261 0 0 SKECHERS U S A INC CL A 830566105 786 18100 SH SOLE 18000 0 100 SNAP INC NOTE 0.750% 8/0 83304AAB2 762 351000 PRN SOLE 351 0 0 SNOWFLAKE INC CL A 833445109 494 1458 SH SOLE 1445 0 13 SONY GROUP CORPORATION SPONSORED ADR 835699307 1539 12174 SH SOLE 11531 0 643 SOUTHERN CO COM 842587107 1997 29121 SH SOLE 13879 0 15242 SOUTHWEST AIRLS CO COM 844741108 4789 111784 SH SOLE 108572 0 3212 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 1832 1372000 PRN SOLE 1372 0 0 SPDR GOLD TR GOLD SHS 78463V107 651 3810 SH SOLE 2550 0 1260 SPDR S&P 500 ETF TR TR UNIT 78462F103 23124 48686 SH SOLE 44620 0 4066 SPDR SER TR BLOOMBERG CONV 78464A359 11976 144362 SH SOLE 133519 0 10843 SPDR SER TR S&P DIVID ETF 78464A763 743 5754 SH SOLE 5754 0 0 SPLUNK INC NOTE 1.125% 9/1 848637AD6 461 417000 PRN SOLE 417 0 0 STANLEY BLACK & DECKER INC UNIT 11/15/2022 854502846 1086 9949 SH SOLE 9949 0 0 STARBUCKS CORP COM 855244109 6959 59490 SH SOLE 53733 0 5757 STARWOOD WAYPOINT HOMES NOTE 3.500% 1/1 19625XAB8 1177 591000 PRN SOLE 591 0 0 STRYKER CORPORATION COM 863667101 1299 4858 SH SOLE 972 0 3886 SUNPOWER CORP COM 867652406 1267 60700 SH SOLE 60700 0 0 SUNRUN INC COM 86771W105 209 6100 SH SOLE 6100 0 0 SYSCO CORP COM 871829107 5380 68495 SH SOLE 66657 0 1838 TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS 874039100 5089 42298 SH SOLE 40474 0 1824 TARGET CORP COM 87612E106 600 2592 SH SOLE 2516 0 76 TESLA INC COM 88160R101 12161 11508 SH SOLE 11185 0 323 TESLA INC NOTE 2.000% 5/1 88160RAG6 204 12000 PRN SOLE 12 0 0 TEXAS INSTRS INC COM 882508104 584 3096 SH SOLE 2376 0 720 THERMO FISHER SCIENTIFIC INC COM 883556102 1914 2869 SH SOLE 2705 0 164 TJX COS INC NEW COM 872540109 6097 80311 SH SOLE 78177 0 2134 T-MOBILE US INC COM 872590104 3973 34256 SH SOLE 33457 0 799 TOYOTA MOTOR CORP ADS 892331307 10692 57700 SH SOLE 0 0 57700 TRANE TECHNOLOGIES PLC SHS G8994E103 3480 17225 SH SOLE 17209 0 16 TWILIO INC CL A 90138F102 6640 25213 SH SOLE 23947 0 1266 TWITTER INC NOTE 0.250% 6/1 90184LAF9 398 364000 PRN SOLE 364 0 0 UBER TECHNOLOGIES INC COM 90353T100 5559 132571 SH SOLE 128820 0 3751 UBS AG LONDON BRANCH EN LG CP GRWTH 902677780 404 466 SH SOLE 427 0 39 UBS GROUP AG SHS H42097107 2464 137875 SH SOLE 132027 0 5848 ULTA BEAUTY INC COM 90384S303 416 1010 SH SOLE 1001 0 9 UNION PAC CORP COM 907818108 6975 27687 SH SOLE 27040 0 647 UNITEDHEALTH GROUP INC COM 91324P102 21230 42278 SH SOLE 40411 0 1867 VAIL RESORTS INC NOTE 1/0 91879QAN9 1117 1038000 PRN SOLE 1038 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 2075 25672 SH SOLE 5785 0 19887 VANGUARD INDEX FDS GROWTH ETF 922908736 403 1257 SH SOLE 1149 0 108 VANGUARD INDEX FDS MID CAP ETF 922908629 4196 16470 SH SOLE 16470 0 0 VANGUARD INDEX FDS MCAP GR IDXVIP 922908538 779 3061 SH SOLE 3061 0 0 VANGUARD INDEX FDS MCAP VL IDXVIP 922908512 584 3885 SH SOLE 3885 0 0 VANGUARD INDEX FDS SMALL CP ETF 922908751 2553 11296 SH SOLE 11296 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 663 2748 SH SOLE 2401 0 347 VANGUARD INDEX FDS VALUE ETF 922908744 200 1361 SH SOLE 951 0 410 VANGUARD SCOTTSDALE FDS VNG RUS1000GRW 92206C680 337 4296 SH SOLE 0 0 4296 VERISK ANALYTICS INC COM 92345Y106 544 2377 SH SOLE 2377 0 0 VERIZON COMMUNICATIONS INC COM 92343V104 536 10312 SH SOLE 7373 0 2939 VIAVI SOLUTIONS INC NOTE 1.000% 3/0 925550AB1 96 68000 PRN SOLE 68 0 0 VISA INC COM CL A 92826C839 15198 70132 SH SOLE 67045 0 3087 WALMART INC COM 931142103 13107 90590 SH SOLE 87016 0 3574 WASTE MGMT INC DEL COM 94106L109 8893 53285 SH SOLE 51725 0 1560 WAYFAIR INC NOTE 0.625%10/0 94419LAM3 189 207000 PRN SOLE 207 0 0 WELLS FARGO CO NEW COM 949746101 12215 254575 SH SOLE 245723 0 8852 WINNEBAGO INDS INC NOTE 1.500% 4/0 974637AB6 385 286000 PRN SOLE 286 0 0 WORKDAY INC NOTE 0.250%10/0 98138HAF8 1024 549000 PRN SOLE 549 0 0 XCEL ENERGY INC COM 98389B100 327 4825 SH SOLE 2515 0 2310 ZENDESK INC NOTE 0.625% 6/1 98936JAD3 181 151000 PRN SOLE 151 0 0 ZOETIS INC CL A 98978V103 709 2905 SH SOLE 2905 0 0 ZYNGA INC NOTE 0.250% 6/0 98986TAB4 728 674000 PRN SOLE 674 0 0