SEC Seal
SEC Banner
Search the Next-Generation EDGAR System
Filing Detail
Form 40-APP/A - Application for exemption and other relief filed under the Investment Company Act of 1940: [Amend]
SEC Accession No. 0000910472-13-004529
Filing Date
2013-11-01
Accepted
2013-11-01 17:24:12
Documents
3

Document Format Files

Seq Description Document Type Size
1 40-APP/A compassemp40appa.htm 40-APP/A 352969
3 compassresponseletter004.gif GRAPHIC 4596
4 compassresponseletter005.gif GRAPHIC 5014
  Complete submission text file 0000910472-13-004529.txt   368563
Mailing Address 213 OVERLOOK CIRCLE SUITE A-1 BRENTWOOD TN 37027
Business Address 213 OVERLOOK CIRCLE SUITE A-1 BRENTWOOD TN 37027 615-620-8600
Compass Efficient Model Portfolios, LLC (Filer) CIK: 0001455005 (see all company filings)

IRS No.: 061679321 | State of Incorp.: TN | Fiscal Year End: 1231
Type: 40-APP/A | Act: 40 | File No.: 812-14154 | Film No.: 131187023

Mailing Address 17605 WRIGHT STREET OMAHA NE 68130
Business Address 17605 WRIGHT STREET OMAHA NE 68130 402-493-1731
NORTHERN LIGHTS DISTRIBUTORS, LLC (Filer) CIK: 0001503635 (see all company filings)

IRS No.: 770625792
Type: 40-APP/A | Act: 40 | File No.: 812-14154-02 | Film No.: 131187024

Mailing Address 450 WIRESLESS BLVD HAUPPAUGE NY 11788
Business Address 450 WIRESLESS BLVD HAUPPAUGE NY 11788 631-470-2600
Compass EMP Funds Trust (Filer) CIK: 0001547580 (see all company filings)

IRS No.: 000000000 | State of Incorp.: DE
Type: 40-APP/A | Act: 40 | File No.: 812-14154-01 | Film No.: 131187022