0001085146-11-000530.txt : 20110504 0001085146-11-000530.hdr.sgml : 20110504 20110503214959 ACCESSION NUMBER: 0001085146-11-000530 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110331 FILED AS OF DATE: 20110504 DATE AS OF CHANGE: 20110503 EFFECTIVENESS DATE: 20110504 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Poplar Forest Capital LLC CENTRAL INDEX KEY: 0001454949 IRS NUMBER: 260844014 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13350 FILM NUMBER: 11808048 BUSINESS ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 BUSINESS PHONE: 626-304-6000 MAIL ADDRESS: STREET 1: 70 SOUTH LAKE AVENUE STREET 2: SUITE 930 CITY: PASADENA STATE: CA ZIP: 91101 13F-HR 1 popl1q11.txt POPLAR FOREST CAPITAL, LLC UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 13F Form 13F COVER PAGE Report for the Calendar Year or Quarter Ended: March 31, 2011 Check here if Amendment [ ]; Amendment Number: This Amendment (Check only one.): [ ] is a restatement. [ ] adds new holdings entries. Institutional Investment Manager Filing this Report: Name: Poplar Forest Capital, LLC Address: 70 South Lake Avenue, Suite 930 Pasadena, CA 91101 13F File Number: 028-13350 The institutional investment manager filing this report and the person by whom it is signed hereby represent that the person signing the report is authorized to submit it, that all information contained herein is true, correct and complete, and that it is understood that all required items, statements, schedules, lists, and tables, are considered integral parts of this form. Person Signing this Report on Behalf of Reporting Manager: Name: J. Dale Harvey Title: Managing Member Phone: 626-304-6000 Signature, Place, and Date of Signing: /s/ J. Dale Harvey Pasadena, CA May 03, 2011 Report Type (Check only one.): [ X] 13F HOLDINGS REPORT. [ ] 13F NOTICE. [ ] 13F COMBINATION REPORT. FORM 13F SUMMARY PAGE Report Summary: Number of Other Included Managers: 0 Form 13F Information Table Entry Total: 47 Form 13F Information Table Value Total: $308,655 (thousands) List of Other Included Managers: Provide a numbered list of the name(s) and Form 13F file number(s) of all institutional managers with respect to which this report is filed, other than the manager filing this report. NONE FORM 13F INFORMATION TABLE VALUE SHARES/ SH/ PUT/ INVSTMT OTHER VOTING AUTHORITY NAME OF ISSUER TITLE OF CLASS CUSIP (x$1000) PRN AMT PRN CALL DSCRETN MANAGERS SOLE SHARED NONE ------------------------------ ---------------- --------- -------- -------- --- ---- ------- ------------ -------- -------- -------- 3M CO COM 88579Y101 1489 15930 SH SOLE 15930 0 0 ABBOTT LABS COM 002824100 12717 259276 SH SOLE 259276 0 0 AETNA INC NEW COM 00817Y108 11329 302684 SH SOLE 302684 0 0 ALBEMARLE CORP COM 012653101 598 10000 SH SOLE 10000 0 0 APOLLO GROUP INC CL A 037604105 7831 187759 SH SOLE 187759 0 0 AVERY DENNISON CORP COM 053611109 11751 280042 SH SOLE 280042 0 0 AXIS CAPITAL HOLDINGS SHS G0692U109 10486 300284 SH SOLE 300284 0 0 BANK OF AMERICA CORPORATION COM 060505104 11223 841914 SH SOLE 841914 0 0 BAXTER INTL INC COM 071813109 11796 219380 SH SOLE 219380 0 0 BRISTOL MYERS SQUIBB CO COM 110122108 4483 169633 SH SOLE 169633 0 0 CARNIVAL CORP PAIRED CTF 143658300 3146 82000 SH SOLE 82000 0 0 CHEVRON CORP NEW COM 166764100 328 3053 SH SOLE 3053 0 0 CINTAS CORP COM 172908105 11023 364053 SH SOLE 364053 0 0 CITIGROUP INC COM 172967101 7991 1807857 SH SOLE 1807857 0 0 DEAN FOODS CO NEW COM 242370104 4054 405399 SH SOLE 405399 0 0 DONNELLEY R R & SONS CO COM 257867101 11379 601403 SH SOLE 601403 0 0 ELECTRONIC ARTS INC COM 285512109 8971 459344 SH SOLE 459344 0 0 EMERSON ELEC CO COM 291011104 1306 22355 SH SOLE 22355 0 0 EXXON MOBIL CORP COM 30231G102 549 6520 SH SOLE 6520 0 0 GENERAL ELECTRIC CO COM 369604103 12004 598688 SH SOLE 598688 0 0 GLAXOSMITHKLINE PLC SPONSORED ADR 37733W105 525 13656 SH SOLE 13656 0 0 INTERNATIONAL BUSINESS MACHS COM 459200101 12771 78319 SH SOLE 78319 0 0 ISHARES TR RUSSELL 2000 464287655 898 10670 SH SOLE 10670 0 0 ISHARES TR S&P MIDCAP 400 464287507 913 9248 SH SOLE 9248 0 0 JOHNSON & JOHNSON COM 478160104 1276 21534 SH SOLE 21534 0 0 KRAFT FOODS INC CL A 50075N104 3623 115530 SH SOLE 115530 0 0 LINCOLN NATL CORP IND COM 534187109 11822 393533 SH SOLE 393533 0 0 MCGRAW HILL COS INC COM 580645109 11530 292637 SH SOLE 292637 0 0 MEDTRONIC INC COM 585055106 10724 272516 SH SOLE 272516 0 0 MICROSOFT CORP COM 594918104 11120 437976 SH SOLE 437976 0 0 NOKIA CORP SPONSORED ADR 654902204 1504 176703 SH SOLE 176703 0 0 OMNICOM GROUP INC COM 681919106 11437 233129 SH SOLE 233129 0 0 ORACLE CORP COM 68389X105 11517 344466 SH SOLE 344466 0 0 PEPSICO INC COM 713448108 539 8368 SH SOLE 8368 0 0 PFIZER INC COM 717081103 1717 84535 SH SOLE 84535 0 0 POWERSHARES QQQ TRUST UNIT SER 1 73935A104 1363 23733 SH SOLE 23733 0 0 PROCTER & GAMBLE CO COM 742718109 2024 32855 SH SOLE 32855 0 0 ROBERT HALF INTL INC COM 770323103 11594 378884 SH SOLE 378884 0 0 SEI INVESTMENTS CO COM 784117103 2845 119150 SH SOLE 119150 0 0 SPDR GOLD TRUST GOLD SHS 78463V107 573 4100 SH SOLE 4100 0 0 SPDR INDEX SHS FDS S&P CHINA ETF 78463X400 440 5475 SH SOLE 5475 0 0 SPDR S&P 500 ETF TR TR UNIT 78462F103 12899 97283 SH SOLE 97283 0 0 STATE STR CORP COM 857477103 11162 248369 SH SOLE 248369 0 0 TE CONNECTIVITY LTD COM H84989104 11002 315960 SH SOLE 315960 0 0 TIME WARNER CABLE INC COM 88732J207 10480 146900 SH SOLE 146900 0 0 VANGUARD INTL EQUITY INDEX F MSCI EMR MKT ETF 922042858 1304 26637 SH SOLE 26637 0 0 WEIGHT WATCHERS INTL INC NEW COM 948626106 6599 94143 SH SOLE 94143 0 0