0001454937-24-000003.txt : 20240205
0001454937-24-000003.hdr.sgml : 20240205
20240205143830
ACCESSION NUMBER: 0001454937-24-000003
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20231231
FILED AS OF DATE: 20240205
DATE AS OF CHANGE: 20240205
EFFECTIVENESS DATE: 20240205
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
ORGANIZATION NAME:
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 24595275
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
12-31-2023
12-31-2023
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
000114537
801-60667
N
Dustin Boxa
Treasurer
319-355-8098
Dustin Boxa
Cedar Rapids
IA
02-05-2024
1
36
140023897
false
1
028-00136
Transamerica Corp
INFORMATION TABLE
2
infotable.xml
APOLLO GLOBAL MGMT INC
SER A MAND CNV
03769M304
3970852
70293
SH
DFND
1
70293
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
1101437
1070000
PRN
DFND
1
1070000
0
0
BANK AMERICA CORP
7.25%CNV PFD L
060505682
9647723
7950
SH
DFND
1
7950
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
813998
86320
SH
DFND
1
86320
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
4172617
2215000
PRN
DFND
1
2215000
0
0
CBL & ASSOC PPTYS INC
COMMON STOCK
124830878
1211965
49630
SH
DFND
1
49630
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
183298
100713
SH
DFND
1
100713
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
2228785
1367353
SH
DFND
1
1367353
0
0
EATON VANCE FLTING RATE INC
COM
278279104
483137
38497
SH
DFND
1
38497
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
216106
17070
SH
DFND
1
17070
0
0
EATON VANCE TAX MNGED BUY WR
COM
27828X100
282393
21756
SH
DFND
1
21756
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
1192125
1275000
PRN
DFND
1
1275000
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
2458300
2600000
PRN
DFND
1
2600000
0
0
FIRST TR SR FLTG RATE INCOME
COM
33733U108
302872
30017
SH
DFND
1
30017
0
0
FORD MTR CO DEL
NOTE 3/1
345370CZ1
4477500
4500000
PRN
DFND
1
4500000
0
0
IHEARTMEDIA INC
COM CL A
45174J509
244145
91440
SH
DFND
1
91440
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
1343659
63440
SH
DFND
1
63440
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
258560
3341
SH
DFND
1
3341
0
0
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
221811
28732
SH
DFND
1
28732
0
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
354239
50318
SH
DFND
1
50318
0
0
NEW MTN FIN CORP
NOTE 7.500%10/1
647551AE0
954570
940000
PRN
DFND
1
940000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2025
65339F713
3704430
97000
SH
DFND
1
97000
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
258141
20953
SH
DFND
1
20953
0
0
PIONEER DIVERSIFIED HIGH INC
COM
723653101
206641
19260
SH
DFND
1
19260
0
0
PIONEER FLOATING RATE FUND I
COM
72369J102
124052
13528
SH
DFND
1
13528
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
996880
1000000
PRN
DFND
1
1000000
0
0
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
551313
50165
SH
DFND
1
50165
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
4042000
4000000
PRN
DFND
1
4000000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
329069
11050
SH
DFND
1
11050
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
1711457
40817
SH
DFND
1
40817
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142409
473684
26448
SH
DFND
1
26448
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
297220
3859
SH
DFND
1
3859
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
3440816
46782
SH
DFND
1
46782
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
77548641
326906
SH
DFND
1
326906
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
561861
7262
SH
DFND
1
7262
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
9657600
8000
PRN
DFND
1
8000
0
0