0001454937-23-000016.txt : 20231113
0001454937-23-000016.hdr.sgml : 20231113
20231113102534
ACCESSION NUMBER: 0001454937-23-000016
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230930
FILED AS OF DATE: 20231113
DATE AS OF CHANGE: 20231113
EFFECTIVENESS DATE: 20231113
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 231396163
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
09-30-2023
09-30-2023
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
000114537
801-60667
N
Dustin Boxa
Treasurer
319-355-8098
Dustin Boxa
Cedar Rapids
IA
11-10-2023
1
36
138634952
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
infotable.xml
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
1085387
1070000
PRN
DFND
1
1070000
0
0
BANK AMERICA CORP
7.25%CNV PFD L
060505682
8836266
7950
SH
DFND
1
7950
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
744942
86320
SH
DFND
1
86320
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
287560
28000
SH
DFND
1
28000
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
3699050
2215000
PRN
DFND
1
2215000
0
0
CBL & ASSOC PPTYS INC
COMMON STOCK
124830878
1235030
58867
SH
DFND
1
58867
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
200848
127119
SH
DFND
1
127119
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
2296143
1663872
SH
DFND
1
1663872
0
0
EATON VANCE FLTING RATE INC
COM
278279104
934255
75894
SH
DFND
1
75894
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
781628
64544
SH
DFND
1
64544
0
0
EATON VANCE TAX MNGED BUY WR
COM
27828X100
211293
16756
SH
DFND
1
16756
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
1525125
1660000
PRN
DFND
1
1660000
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
2258880
2600000
PRN
DFND
1
2600000
0
0
FIRST TR SR FLTG RATE INCOME
COM
33733U108
300170
30017
SH
DFND
1
30017
0
0
HIGHLAND OPPORTUNITIES
HIGHLAND INCOME
43010E404
146103
18172
SH
DFND
1
18172
0
0
IHEARTMEDIA INC
COM CL A
45174J509
203703
64463
SH
DFND
1
64463
0
0
INVESCO SR INCOME TR
COM
46131H107
571505
145792
SH
DFND
1
145792
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
216884
2942
SH
DFND
1
2942
0
0
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
216352
28732
SH
DFND
1
28732
0
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
326061
50318
SH
DFND
1
50318
0
0
NEXTERA ENERGY INC
UNIT 09/01/2025
65339F713
3400200
90000
SH
DFND
1
90000
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
246826
20953
SH
DFND
1
20953
0
0
PIONEER DIVERSIFIED HIGH INC
COM
723653101
196837
19260
SH
DFND
1
19260
0
0
PIONEER FLOATING RATE FUND I
COM
72369J102
121887
13528
SH
DFND
1
13528
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
991570
1000000
PRN
DFND
1
1000000
0
0
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
367177
34936
SH
DFND
1
34936
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
3970000
4000000
PRN
DFND
1
4000000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
296718
10120
SH
DFND
1
10120
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
328396
7832
SH
DFND
1
7832
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142409
366173
26448
SH
DFND
1
26448
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
265726
3535
SH
DFND
1
3535
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
7573782
108538
SH
DFND
1
108538
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
81885117
385505
SH
DFND
1
385505
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
499823
6651
SH
DFND
1
6651
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
8956000
8000
SH
DFND
1
8000
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
3091535
3145000
PRN
DFND
1
3145000
0
0