The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
|
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
||||||||||||||||
| COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | |||||
| VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | ||||||
| NAME OF ISSUER | TITLE OF CLASS | CUSIP | FIGI | (to the nearest dollar) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
| AMERICAN ELEC PWR CO INC | UNIT 08/15/2023 | 02557T307 | 5,988,722 | 120,911 | SH | DFND | 1 | 120,911 | 0 | 0 | ||
| ARES CAPITAL CORP | NOTE 4.625% 3/0 | 04010LAW3 | 1,066,662 | 1,070,000 | PRN | DFND | 1 | 1,070,000 | 0 | 0 | ||
| BANK AMERICA CORP | 7.25%CNV PFD L | 060505682 | 9,384,556 | 7,950 | SH | DFND | 1 | 7,950 | 0 | 0 | ||
| BLACKROCK CORPOR HI YLD FD I | COM | 09255P107 | 769,974 | 86,320 | SH | DFND | 1 | 86,320 | 0 | 0 | ||
| BLACKROCK DEBT STRATEGIES FD | COM NEW | 09255R202 | 324,480 | 33,144 | SH | DFND | 1 | 33,144 | 0 | 0 | ||
| BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 3,319,842 | 2,215,000 | PRN | DFND | 1 | 2,215,000 | 0 | 0 | ||
| CBL & ASSOC PPTYS INC | COMMON STOCK | 124830878 | 1,055,231 | 47,878 | SH | DFND | 1 | 47,878 | 0 | 0 | ||
| CLEAR CHANNEL OUTDOOR HLDGS | COM | 18453H106 | 238,695 | 174,230 | SH | DFND | 1 | 174,230 | 0 | 0 | ||
| CSI COMPRESSCO LP | COM UNIT | 12637A103 | 1,947,703 | 1,596,478 | SH | DFND | 1 | 1,596,478 | 0 | 0 | ||
| EATON VANCE FLTING RATE INC | COM | 278279104 | 886,442 | 75,894 | SH | DFND | 1 | 75,894 | 0 | 0 | ||
| EATON VANCE SR FLTNG RTE TR | COM | 27828Q105 | 758,392 | 64,544 | SH | DFND | 1 | 64,544 | 0 | 0 | ||
| EATON VANCE TAX MNGED BUY WR | COM | 27828X100 | 232,741 | 16,756 | SH | DFND | 1 | 16,756 | 0 | 0 | ||
| EURONET WORLDWIDE INC | NOTE 0.750% 3/1 | 298736AL3 | 1,417,120 | 1,460,000 | PRN | DFND | 1 | 1,460,000 | 0 | 0 | ||
| EXPEDIA GROUP INC | NOTE 2/1 | 30212PBE4 | 2,271,880 | 2,600,000 | PRN | DFND | 1 | 2,600,000 | 0 | 0 | ||
| FIRST TR SR FLTG RATE INCOME | COM | 33733U108 | 297,168 | 30,017 | SH | DFND | 1 | 30,017 | 0 | 0 | ||
| IHEARTMEDIA INC | COM CL A | 45174J509 | 298,229 | 81,931 | SH | DFND | 1 | 81,931 | 0 | 0 | ||
| ILLUMINA INC | NOTE 8/1 | 452327AK5 | 2,403,036 | 2,420,000 | PRN | DFND | 1 | 2,420,000 | 0 | 0 | ||
| INVESCO EXCH TRADED FD TR II | SR LN ETF | 46138G508 | 896,073 | 42,589 | SH | DFND | 1 | 42,589 | 0 | 0 | ||
| INVESCO SR INCOME TR | COM | 46131H107 | 561,299 | 145,792 | SH | DFND | 1 | 145,792 | 0 | 0 | ||
| ISHARES TR | IBOXX HI YD ETF | 464288513 | 220,856 | 2,942 | SH | DFND | 1 | 2,942 | 0 | 0 | ||
| KKR & CO INC | 6% MCONV PFD C | 48251W401 | 3,874,956 | 58,200 | SH | DFND | 1 | 58,200 | 0 | 0 | ||
| NEUBERGER BERMAN HIGH YIELD | COM | 64128C106 | 215,203 | 28,732 | SH | DFND | 1 | 28,732 | 0 | 0 | ||
| NEW AMER HIGH INCOME FD INC | COM NEW | 641876800 | 289,528 | 43,538 | SH | DFND | 1 | 43,538 | 0 | 0 | ||
| NEW MTN FIN CORP | NOTE 5.750% 8/1 | 647551AC4 | 645,158 | 650,000 | PRN | DFND | 1 | 650,000 | 0 | 0 | ||
| NEXTERA ENERGY INC | UNIT 09/01/2023 | 65339F739 | 12,683,733 | 259,275 | SH | DFND | 1 | 259,275 | 0 | 0 | ||
| NISOURCE INC | UNIT 12/01/2023 | 65473P121 | 6,639,080 | 65,500 | SH | DFND | 1 | 65,500 | 0 | 0 | ||
| PGIM HIGH YIELD BOND FUND IN | COM | 69346H100 | 260,236 | 20,953 | SH | DFND | 1 | 20,953 | 0 | 0 | ||
| PIONEER DIVERSIFIED HIGH INC | COM | 723653101 | 194,526 | 19,260 | SH | DFND | 1 | 19,260 | 0 | 0 | ||
| PIONEER FLOATING RATE FUND I | COM | 72369J102 | 117,423 | 13,528 | SH | DFND | 1 | 13,528 | 0 | 0 | ||
| PROSPECT CAP CORP | NOTE 6.375% 3/0 | 74348TAT9 | 984,670 | 1,000,000 | PRN | DFND | 1 | 1,000,000 | 0 | 0 | ||
| RIVERNORTH OPPORTUNITIES FD | COM | 76881Y109 | 349,664 | 30,565 | SH | DFND | 1 | 30,565 | 0 | 0 | ||
| SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 5,015,938 | 4,375,000 | PRN | DFND | 1 | 4,375,000 | 0 | 0 | ||
| SPDR SER TR | PORTFOLIO SHORT | 78464A474 | 297,933 | 10,120 | SH | DFND | 1 | 10,120 | 0 | 0 | ||
| SSGA ACTIVE ETF TR | BLACKSTONE SENR | 78467V608 | 1,231,690 | 29,417 | SH | DFND | 1 | 29,417 | 0 | 0 | ||
| SUMMIT MIDSTREAM PARTNERS LP | COM UNIT LTD | 866142409 | 421,411 | 25,933 | SH | DFND | 1 | 25,933 | 0 | 0 | ||
| VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 267,140 | 3,535 | SH | DFND | 1 | 3,535 | 0 | 0 | ||
| VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 7,933,532 | 109,142 | SH | DFND | 1 | 109,142 | 0 | 0 | ||
| VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 85,418,196 | 387,771 | SH | DFND | 1 | 387,771 | 0 | 0 | ||
| VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 503,215 | 6,651 | SH | DFND | 1 | 6,651 | 0 | 0 | ||
| WELLS FARGO CO NEW | PERP PFD CNV A | 949746804 | 9,218,400 | 8,000 | SH | DFND | 1 | 8,000 | 0 | 0 | ||
| WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 3,436,878 | 3,545,000 | PRN | DFND | 1 | 3,545,000 | 0 | 0 | ||