0001454937-23-000013.txt : 20230801 0001454937-23-000013.hdr.sgml : 20230801 20230801161737 ACCESSION NUMBER: 0001454937-23-000013 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20230630 FILED AS OF DATE: 20230801 DATE AS OF CHANGE: 20230801 EFFECTIVENESS DATE: 20230801 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 231131960 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml X0202 13F-HR LIVE false true false 0001454937 XXXXXXXX 06-30-2023 06-30-2023 AEGON USA Investment Management, LLC
6300 C STREET SW CEDAR RAPIDS IA 52499
13F HOLDINGS REPORT 028-13378 000114537 801-60667 N
Dustin Boxa Treasurer 319-355-8098 Dustin Boxa Cedar Rapids IA 07-31-2023 1 41 174337611 false 1 0000099189 028-00136 TRANSAMERICA CORP
INFORMATION TABLE 2 infotable.xml AMERICAN ELEC PWR CO INC UNIT 08/15/2023 02557T307 5988722 120911 SH DFND 1 120911 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 1066662 1070000 PRN DFND 1 1070000 0 0 BANK AMERICA CORP 7.25%CNV PFD L 060505682 9384556 7950 SH DFND 1 7950 0 0 BLACKROCK CORPOR HI YLD FD I COM 09255P107 769974 86320 SH DFND 1 86320 0 0 BLACKROCK DEBT STRATEGIES FD COM NEW 09255R202 324480 33144 SH DFND 1 33144 0 0 BOOKING HOLDINGS INC NOTE 0.750% 5/0 09857LAN8 3319842 2215000 PRN DFND 1 2215000 0 0 CBL & ASSOC PPTYS INC COMMON STOCK 124830878 1055231 47878 SH DFND 1 47878 0 0 CLEAR CHANNEL OUTDOOR HLDGS COM 18453H106 238695 174230 SH DFND 1 174230 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 1947703 1596478 SH DFND 1 1596478 0 0 EATON VANCE FLTING RATE INC COM 278279104 886442 75894 SH DFND 1 75894 0 0 EATON VANCE SR FLTNG RTE TR COM 27828Q105 758392 64544 SH DFND 1 64544 0 0 EATON VANCE TAX MNGED BUY WR COM 27828X100 232741 16756 SH DFND 1 16756 0 0 EURONET WORLDWIDE INC NOTE 0.750% 3/1 298736AL3 1417120 1460000 PRN DFND 1 1460000 0 0 EXPEDIA GROUP INC NOTE 2/1 30212PBE4 2271880 2600000 PRN DFND 1 2600000 0 0 FIRST TR SR FLTG RATE INCOME COM 33733U108 297168 30017 SH DFND 1 30017 0 0 IHEARTMEDIA INC COM CL A 45174J509 298229 81931 SH DFND 1 81931 0 0 ILLUMINA INC NOTE 8/1 452327AK5 2403036 2420000 PRN DFND 1 2420000 0 0 INVESCO EXCH TRADED FD TR II SR LN ETF 46138G508 896073 42589 SH DFND 1 42589 0 0 INVESCO SR INCOME TR COM 46131H107 561299 145792 SH DFND 1 145792 0 0 ISHARES TR IBOXX HI YD ETF 464288513 220856 2942 SH DFND 1 2942 0 0 KKR & CO INC 6% MCONV PFD C 48251W401 3874956 58200 SH DFND 1 58200 0 0 NEUBERGER BERMAN HIGH YIELD COM 64128C106 215203 28732 SH DFND 1 28732 0 0 NEW AMER HIGH INCOME FD INC COM NEW 641876800 289528 43538 SH DFND 1 43538 0 0 NEW MTN FIN CORP NOTE 5.750% 8/1 647551AC4 645158 650000 PRN DFND 1 650000 0 0 NEXTERA ENERGY INC UNIT 09/01/2023 65339F739 12683733 259275 SH DFND 1 259275 0 0 NISOURCE INC UNIT 12/01/2023 65473P121 6639080 65500 SH DFND 1 65500 0 0 PGIM HIGH YIELD BOND FUND IN COM 69346H100 260236 20953 SH DFND 1 20953 0 0 PIONEER DIVERSIFIED HIGH INC COM 723653101 194526 19260 SH DFND 1 19260 0 0 PIONEER FLOATING RATE FUND I COM 72369J102 117423 13528 SH DFND 1 13528 0 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 984670 1000000 PRN DFND 1 1000000 0 0 RIVERNORTH OPPORTUNITIES FD COM 76881Y109 349664 30565 SH DFND 1 30565 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 5015938 4375000 PRN DFND 1 4375000 0 0 SPDR SER TR PORTFOLIO SHORT 78464A474 297933 10120 SH DFND 1 10120 0 0 SSGA ACTIVE ETF TR BLACKSTONE SENR 78467V608 1231690 29417 SH DFND 1 29417 0 0 SUMMIT MIDSTREAM PARTNERS LP COM UNIT LTD 866142409 421411 25933 SH DFND 1 25933 0 0 VANGUARD BD INDEX FDS SHORT TRM BOND 921937827 267140 3535 SH DFND 1 3535 0 0 VANGUARD BD INDEX FDS TOTAL BND MRKT 921937835 7933532 109142 SH DFND 1 109142 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 85418196 387771 SH DFND 1 387771 0 0 VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD 92206C409 503215 6651 SH DFND 1 6651 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 9218400 8000 SH DFND 1 8000 0 0 WESTERN DIGITAL CORP. NOTE 1.500% 2/0 958102AP0 3436878 3545000 PRN DFND 1 3545000 0 0