0001454937-23-000013.txt : 20230801
0001454937-23-000013.hdr.sgml : 20230801
20230801161737
ACCESSION NUMBER: 0001454937-23-000013
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20230630
FILED AS OF DATE: 20230801
DATE AS OF CHANGE: 20230801
EFFECTIVENESS DATE: 20230801
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 231131960
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR
1
primary_doc.xml
X0202
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
06-30-2023
06-30-2023
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
000114537
801-60667
N
Dustin Boxa
Treasurer
319-355-8098
Dustin Boxa
Cedar Rapids
IA
07-31-2023
1
41
174337611
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
infotable.xml
AMERICAN ELEC PWR CO INC
UNIT 08/15/2023
02557T307
5988722
120911
SH
DFND
1
120911
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
1066662
1070000
PRN
DFND
1
1070000
0
0
BANK AMERICA CORP
7.25%CNV PFD L
060505682
9384556
7950
SH
DFND
1
7950
0
0
BLACKROCK CORPOR HI YLD FD I
COM
09255P107
769974
86320
SH
DFND
1
86320
0
0
BLACKROCK DEBT STRATEGIES FD
COM NEW
09255R202
324480
33144
SH
DFND
1
33144
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
3319842
2215000
PRN
DFND
1
2215000
0
0
CBL & ASSOC PPTYS INC
COMMON STOCK
124830878
1055231
47878
SH
DFND
1
47878
0
0
CLEAR CHANNEL OUTDOOR HLDGS
COM
18453H106
238695
174230
SH
DFND
1
174230
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
1947703
1596478
SH
DFND
1
1596478
0
0
EATON VANCE FLTING RATE INC
COM
278279104
886442
75894
SH
DFND
1
75894
0
0
EATON VANCE SR FLTNG RTE TR
COM
27828Q105
758392
64544
SH
DFND
1
64544
0
0
EATON VANCE TAX MNGED BUY WR
COM
27828X100
232741
16756
SH
DFND
1
16756
0
0
EURONET WORLDWIDE INC
NOTE 0.750% 3/1
298736AL3
1417120
1460000
PRN
DFND
1
1460000
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
2271880
2600000
PRN
DFND
1
2600000
0
0
FIRST TR SR FLTG RATE INCOME
COM
33733U108
297168
30017
SH
DFND
1
30017
0
0
IHEARTMEDIA INC
COM CL A
45174J509
298229
81931
SH
DFND
1
81931
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
2403036
2420000
PRN
DFND
1
2420000
0
0
INVESCO EXCH TRADED FD TR II
SR LN ETF
46138G508
896073
42589
SH
DFND
1
42589
0
0
INVESCO SR INCOME TR
COM
46131H107
561299
145792
SH
DFND
1
145792
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
220856
2942
SH
DFND
1
2942
0
0
KKR & CO INC
6% MCONV PFD C
48251W401
3874956
58200
SH
DFND
1
58200
0
0
NEUBERGER BERMAN HIGH YIELD
COM
64128C106
215203
28732
SH
DFND
1
28732
0
0
NEW AMER HIGH INCOME FD INC
COM NEW
641876800
289528
43538
SH
DFND
1
43538
0
0
NEW MTN FIN CORP
NOTE 5.750% 8/1
647551AC4
645158
650000
PRN
DFND
1
650000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2023
65339F739
12683733
259275
SH
DFND
1
259275
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
6639080
65500
SH
DFND
1
65500
0
0
PGIM HIGH YIELD BOND FUND IN
COM
69346H100
260236
20953
SH
DFND
1
20953
0
0
PIONEER DIVERSIFIED HIGH INC
COM
723653101
194526
19260
SH
DFND
1
19260
0
0
PIONEER FLOATING RATE FUND I
COM
72369J102
117423
13528
SH
DFND
1
13528
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
984670
1000000
PRN
DFND
1
1000000
0
0
RIVERNORTH OPPORTUNITIES FD
COM
76881Y109
349664
30565
SH
DFND
1
30565
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
5015938
4375000
PRN
DFND
1
4375000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
297933
10120
SH
DFND
1
10120
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
1231690
29417
SH
DFND
1
29417
0
0
SUMMIT MIDSTREAM PARTNERS LP
COM UNIT LTD
866142409
421411
25933
SH
DFND
1
25933
0
0
VANGUARD BD INDEX FDS
SHORT TRM BOND
921937827
267140
3535
SH
DFND
1
3535
0
0
VANGUARD BD INDEX FDS
TOTAL BND MRKT
921937835
7933532
109142
SH
DFND
1
109142
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
85418196
387771
SH
DFND
1
387771
0
0
VANGUARD SCOTTSDALE FDS
SHRT TRM CORP BD
92206C409
503215
6651
SH
DFND
1
6651
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
9218400
8000
SH
DFND
1
8000
0
0
WESTERN DIGITAL CORP.
NOTE 1.500% 2/0
958102AP0
3436878
3545000
PRN
DFND
1
3545000
0
0