0001454937-22-000009.txt : 20220720
0001454937-22-000009.hdr.sgml : 20220720
20220720104624
ACCESSION NUMBER: 0001454937-22-000009
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20220630
FILED AS OF DATE: 20220720
DATE AS OF CHANGE: 20220720
EFFECTIVENESS DATE: 20220720
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 221093148
BUSINESS ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
BUSINESS PHONE: 319-355-6762
MAIL ADDRESS:
STREET 1: 6300 C STREET SW
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
06-30-2022
06-30-2022
AEGON USA Investment Management, LLC
6300 C STREET SW
CEDAR RAPIDS
IA
52499
13F HOLDINGS REPORT
028-13378
N
Dustin Boxa
Treasurer
319-355-8098
Dustin Boxa
Cedar Rapids
IA
07-20-2022
1
47
185749
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
infotable.xml
AMERICAN ELEC PWR CO
UNIT 08/15/2025
02557T307
3420
63000
SH
DFND
1
63000
0
0
ARES CAPITAL CORP
NOTE 4.625% 3/0
04010LAW3
1117
1070000
PRN
DFND
1
1070000
0
0
AVAYA HLDGS CORP
COM
05351X101
90
39959
SH
DFND
1
39959
0
0
AVAYA HLDGS CORP
NOTE 2.250% 6/1
05351XAB7
6607
6786000
PRN
DFND
1
6786000
0
0
BK OF AMERICA CORP
7.25%CNV PFD L
060505682
9576
7950
SH
DFND
1
7950
0
0
BLACKROCK CORPOR HI
COM
09255P107
476
49995
SH
DFND
1
49995
0
0
BLACKROCK DEBT STRAT
COM NEW
09255R202
303
33144
SH
DFND
1
33144
0
0
BLACKROCK FLOATING R
COM
09255X100
145
12719
SH
DFND
1
12719
0
0
BOOKING HOLDINGS INC
NOTE 0.750% 5/0
09857LAN8
2769
2300000
PRN
DFND
1
2300000
0
0
CBL & ASSOC PPTYS IN
COMMON STOCK
124830878
1542
65645
SH
DFND
1
65645
0
0
CLEAR CHANNEL OUTDOO
COM
18453H106
303
283044
SH
DFND
1
283044
0
0
CSI COMPRESSCO LP
COM UNIT
12637A103
2235
1706411
SH
DFND
1
1706411
0
0
DTE ENERGY CO
UNIT 11/01/2022
233331842
4499
87500
SH
DFND
1
87500
0
0
EATON VANCE FLOATING
COM
27831H100
401
46973
SH
DFND
1
46973
0
0
EATON VANCE FLTING R
COM
278279104
800
67882
SH
DFND
1
67882
0
0
EATON VANCE SR FLTNG
COM
27828Q105
764
62291
SH
DFND
1
62291
0
0
ELEVANCE HEALTH INC
NOTE 2.750%10/1
94973VBG1
1730
252000
PRN
DFND
1
252000
0
0
EQT CORP
NOTE 1.750% 5/0
26884LAK5
3069
1300000
PRN
DFND
1
1300000
0
0
EURONET WORLDWIDE IN
NOTE 0.750% 3/1
298736AL3
1491
1460000
PRN
DFND
1
1460000
0
0
EXPEDIA GROUP INC
NOTE 2/1
30212PBE4
1997
2200000
PRN
DFND
1
2200000
0
0
IHEARTMEDIA INC
COM CL A
45174J509
327
41414
SH
DFND
1
41414
0
0
ILLUMINA INC
NOTE 8/1
452327AK5
1854
1940000
PRN
DFND
1
1940000
0
0
INVESCO SR INCOME TR
COM
46131H107
1027
263964
SH
DFND
1
263964
0
0
KKR & CO INC
6% MCONV PFD C
48251W401
3638
61200
SH
DFND
1
61200
0
0
NATIONAL CINEMEDIA I
COM
635309107
225
245121
SH
DFND
1
245121
0
0
NEUBERGER BERMAN HIG
COM
64128C106
369
43981
SH
DFND
1
43981
0
0
NEW AMER HIGH INCOME
COM NEW
641876800
296
43538
SH
DFND
1
43538
0
0
NEXTERA ENERGY INC
UNIT 99/99/9999
65339F770
5064
102000
SH
DFND
1
102000
0
0
NEXTERA ENERGY INC
UNIT 09/01/2022S
65339F796
5378
95500
SH
DFND
1
95500
0
0
NISOURCE INC
UNIT 12/01/2023
65473P121
3582
31500
SH
DFND
1
31500
0
0
PGIM HIGH YIELD BOND
COM
69346H100
258
20953
SH
DFND
1
20953
0
0
PIONEER FLOATING RAT
COM
72369J102
120
13528
SH
DFND
1
13528
0
0
PIONEER NAT RES CO
NOTE 0.250% 5/1
723787AP2
7669
3539000
PRN
DFND
1
3539000
0
0
PROSPECT CAP CORP
NOTE 6.375% 3/0
74348TAT9
1027
1000000
PRN
DFND
1
1000000
0
0
SOUTHERN CO
UNIT 08/01/2022
842587602
5748
108500
SH
DFND
1
108500
0
0
SOUTHWEST AIRLS CO
NOTE 1.250% 5/0
844741BG2
6349
5375000
PRN
DFND
1
5375000
0
0
SPDR SER TR
PORTFOLIO SHORT
78464A474
279
9398
SH
DFND
1
9398
0
0
SSGA ACTIVE ETF TR
BLACKSTONE SENR
78467V608
297
7142
SH
DFND
1
7142
0
0
STANLEY BLACK & DECK
UNIT 11/15/2022
854502846
1361
20200
SH
DFND
1
20200
0
0
SUMMIT MIDSTREAM PAR
COM UNIT LTD
866142409
330
25933
SH
DFND
1
25933
0
0
VANGUARD BD INDEX FD
SHORT TRM BOND
921937827
252
3283
SH
DFND
1
3283
0
0
VANGUARD BD INDEX FD
TOTAL BND MRKT
921937835
8421
111893
SH
DFND
1
111893
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
75077
398033
SH
DFND
1
398033
0
0
VANGUARD SCOTTSDALE
SHRT TRM CORP BD
92206C409
471
6177
SH
DFND
1
6177
0
0
WELLS FARGO CO NEW
PERP PFD CNV A
949746804
9660
8000
SH
DFND
1
8000
0
0
WESTERN ASSET HIGH I
COM
95766J102
507
102779
SH
DFND
1
102779
0
0
WESTERN DIGITAL CORP
NOTE 1.500% 2/0
958102AP0
2832
2965000
PRN
DFND
1
2965000
0
0