0001454937-20-000010.txt : 20201021 0001454937-20-000010.hdr.sgml : 20201021 20201021104826 ACCESSION NUMBER: 0001454937-20-000010 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201021 DATE AS OF CHANGE: 20201021 EFFECTIVENESS DATE: 20201021 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 201249903 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 09-30-2020 09-30-2020 AEGON USA Investment Management, LLC

6300 C STREET SW CEDAR RAPIDS IA 52499

13F HOLDINGS REPORT 028-13378 N Stephanie Phelps 319-355-8647 Stephanie Phelps Cedar Rapids IA 10-20-2020 1 46 304021 false 1 0000099189 028-00136 TRANSAMERICA CORP INFORMATION TABLE 2 infotable.xml AMERICAN ELEC PWR CO UNIT 03/15/2022 025537127 2680 55250 SH DFND 1 55250 0 0 AMERICAN ELEC PWR CO UNIT 99/99/9999 02557T307 1695 34580 SH DFND 1 34580 0 0 AMERICAN RLTY CAP PP NOTE 3.750%12/1 02917TAB0 501 500000 PRN DFND 1 500000 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 1621 1600000 PRN DFND 1 1600000 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 625 600000 PRN DFND 1 600000 0 0 AVAYA HLDGS CORP COM 05351X101 474 31179 SH DFND 1 31179 0 0 AVAYA HLDGS CORP NOTE 2.250% 6/1 05351XAB7 712 750000 PRN DFND 1 750000 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 12090 8125 SH DFND 1 8125 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 1131 113762 SH DFND 1 113762 0 0 BLACKROCK FLOATING R COM 09255X100 2242 194961 SH DFND 1 194961 0 0 CLEAR CHANNEL OUTDOO COM 18453H106 530 529838 SH DFND 1 529838 0 0 COMMUNITY HEALTH SYS COM 203668108 266 62973 SH DFND 1 62973 0 0 CORNERSTONE BLDG BRA COM 21925D109 560 70217 SH DFND 1 70217 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 187 210481 SH DFND 1 210481 0 0 DENBURY INC COM 24790A101 20469 1163034 SH DFND 1 1163034 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 4650 45700 SH DFND 1 45700 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 2710 60000 SH DFND 1 60000 0 0 EURONET WORLDWIDE IN NOTE 0.750% 3/1 298736AL3 1683 1750000 PRN DFND 1 1750000 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 4078 4050000 PRN DFND 1 4050000 0 0 IHEARTMEDIA INC COM CL A 45174J509 486 59891 SH DFND 1 59891 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 1932 1500000 PRN DFND 1 1500000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 2349 2200000 PRN DFND 1 2200000 0 0 INVESCO EXCH TRADED SR LN ETF 46138G508 1757 80799 SH DFND 1 80799 0 0 INVESCO HIGH INCOME COM 46131F101 471 38411 SH DFND 1 38411 0 0 INVESCO SR INCOME TR COM 46131H107 2641 721550 SH DFND 1 721550 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1308 15594 SH DFND 1 15594 0 0 MICRON TECHNOLOGY IN NOTE 3.125% 5/0 595112AX1 1730 370000 PRN DFND 1 370000 0 0 NEUBERGER BERMAN HIG COM 64128C106 1924 173458 SH DFND 1 173458 0 0 NEW AMER HIGH INCOME COM NEW 641876800 468 57272 SH DFND 1 57272 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 4808 103000 SH DFND 1 103000 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 6066 112000 SH DFND 1 112000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 3200 3000000 PRN DFND 1 3000000 0 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 1025 1000000 PRN DFND 1 1000000 0 0 RIVERNORTH OPPORTUNI COM 76881Y109 175 12200 SH DFND 1 12200 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 4701 101000 SH DFND 1 101000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 8941 6825000 PRN DFND 1 6825000 0 0 SSGA ACTIVE ETF TR BLKSTN GSOSRLN 78467V608 671 15000 SH DFND 1 15000 0 0 STANLEY BLACK & DECK UNIT 11/15/2022 854502846 2523 25000 SH DFND 1 25000 0 0 SUMMIT MIDSTREAM PAR COM UNIT LTD 866142102 240 367275 SH DFND 1 367275 0 0 TPG SPECIALTY LENDIN NOTE 4.500% 8/0 87265KAD4 502 486000 PRN DFND 1 486000 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 10693 121203 SH DFND 1 121203 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 169041 992550 SH DFND 1 992550 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 2401 640000 PRN DFND 1 640000 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 11819 8800 SH DFND 1 8800 0 0 WESTERN DIGITAL CORP NOTE 1.500% 2/0 958102AP0 3006 3150000 PRN DFND 1 3150000 0 0 WHITING PETE CORP NE COM NEW 966387508 239 13798 SH DFND 1 13798 0 0