0001454937-20-000007.txt : 20200715 0001454937-20-000007.hdr.sgml : 20200715 20200715165306 ACCESSION NUMBER: 0001454937-20-000007 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200630 FILED AS OF DATE: 20200715 DATE AS OF CHANGE: 20200715 EFFECTIVENESS DATE: 20200715 FILER: COMPANY DATA: COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC CENTRAL INDEX KEY: 0001454937 IRS NUMBER: 421310237 STATE OF INCORPORATION: IA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-13378 FILM NUMBER: 201029905 BUSINESS ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 BUSINESS PHONE: 319-355-6762 MAIL ADDRESS: STREET 1: 6300 C STREET SW CITY: CEDAR RAPIDS STATE: IA ZIP: 52499 13F-HR 1 primary_doc.xml 13F-HR LIVE false true false 0001454937 XXXXXXXX 06-30-2020 06-30-2020 AEGON USA Investment Management, LLC
6300 C STREET SW CEDAR RAPIDS IA 52499
13F HOLDINGS REPORT 028-13378 N
Stephanie Phelps Chief Financial Officer 319-355-8647 Stephanie Phelps Cedar Rapids IA 07-14-2020 1 41 269283 false 1 028-00136 TRANSAMERICA CORP
INFORMATION TABLE 2 infotable.xml AMERICAN ELEC PWR CO UNIT 03/15/2022 025537127 3062 63250 SH DFND 1 63250 0 0 AMERICAN RLTY CAP PP NOTE 3.750%12/1 02917TAB0 500 500000 PRN DFND 1 500000 0 0 ARES CAPITAL CORP NOTE 3.750% 2/0 04010LAT0 1578 1600000 PRN DFND 1 1600000 0 0 ARES CAPITAL CORP NOTE 4.625% 3/0 04010LAW3 587 600000 PRN DFND 1 600000 0 0 AVAYA HLDGS CORP COM 05351X101 398 32200 SH DFND 1 32200 0 0 BK OF AMERICA CORP 7.25%CNV PFD L 060505682 10550 7860 SH DFND 1 7860 0 0 BLACKROCK DEBT STRAT COM NEW 09255R202 1061 113762 SH DFND 1 113762 0 0 BLACKROCK FLOATING R COM 09255X100 2494 223061 SH DFND 1 223061 0 0 CLEAR CHANNEL OUTDOO COM 18453H106 530 509372 SH DFND 1 509372 0 0 COMMUNITY HEALTH SYS COM 203668108 408 135385 SH DFND 1 135385 0 0 CORNERSTONE BLDG BRA COM 21925D109 479 79042 SH DFND 1 79042 0 0 CSI COMPRESSCO LP COM UNIT 12637A103 160 210481 SH DFND 1 210481 0 0 DOMINION ENERGY INC UNIT 99/99/9999 25746U133 5746 56700 SH DFND 1 56700 0 0 DTE ENERGY CO UNIT 11/01/2022S 233331842 2539 60000 SH DFND 1 60000 0 0 EURONET WORLDWIDE IN NOTE 0.750% 3/1 298736AL3 1701 1750000 PRN DFND 1 1750000 0 0 FORTIVE CORP NOTE 0.875% 2/1 34959JAK4 4442 4500000 PRN DFND 1 4500000 0 0 IHEARTMEDIA INC COM CL A 45174J509 534 63903 SH DFND 1 63903 0 0 ILLUMINA INC NOTE 0.500% 6/1 452327AH2 2239 1500000 PRN DFND 1 1500000 0 0 ILLUMINA INC NOTE 8/1 452327AK5 2411 2200000 PRN DFND 1 2200000 0 0 INVESCO EXCHANGE-TRA SR LN ETF 46138G508 2897 135700 SH DFND 1 135700 0 0 INVESCO HIGH INCOME COM 46131F101 459 38411 SH DFND 1 38411 0 0 INVESCO SR INCOME TR COM 46131H107 2497 721550 SH DFND 1 721550 0 0 ISHARES TR IBOXX HI YD ETF 464288513 1273 15594 SH DFND 1 15594 0 0 MICRON TECHNOLOGY IN NOTE 3.125% 5/0 595112AX1 2251 440000 PRN DFND 1 440000 0 0 NEUBERGER BERMAN HIG COM 64128C106 1852 178984 SH DFND 1 178984 0 0 NEW AMER HIGH INCOME COM NEW 641876800 440 56472 SH DFND 1 56472 0 0 NEXTERA ENERGY INC UNIT 99/99/9999 65339F770 3566 84000 SH DFND 1 84000 0 0 NEXTERA ENERGY INC UNIT 09/01/2022S 65339F796 5436 112000 SH DFND 1 112000 0 0 NOVELLUS SYS INC NOTE 2.625% 5/1 670008AD3 3052 300000 PRN DFND 1 300000 0 0 PRICELINE GRP INC NOTE 0.900% 9/1 741503AX4 3195 3000000 PRN DFND 1 3000000 0 0 PROSPECT CAP CORP NOTE 6.375% 3/0 74348TAT9 985 1000000 PRN DFND 1 1000000 0 0 SOUTHERN CO UNIT 08/01/2022 842587602 4935 112000 SH DFND 1 112000 0 0 SOUTHWEST AIRLS CO NOTE 1.250% 5/0 844741BG2 8382 6950000 PRN DFND 1 6950000 0 0 STANLEY BLACK & DECK UNIT 11/15/2022 854502846 2237 25000 SH DFND 1 25000 0 0 SUMMIT MIDSTREAM PAR COM UNIT LTD 866142102 310 313050 SH DFND 1 313050 0 0 TPG SPECIALTY LENDIN NOTE 4.500% 8/0 87265KAD4 490 486000 PRN DFND 1 486000 0 0 VANGUARD BD INDEX FD TOTAL BND MRKT 921937835 10854 122870 SH DFND 1 122870 0 0 VANGUARD INDEX FDS TOTAL STK MKT 922908769 156460 999550 SH DFND 1 999550 0 0 WELLPOINT INC NOTE 2.750%10/1 94973VBG1 2820 770000 PRN DFND 1 770000 0 0 WELLS FARGO CO NEW PERP PFD CNV A 949746804 10120 7800 SH DFND 1 7800 0 0 WESTERN DIGITAL CORP NOTE 1.500% 2/0 958102AP0 3355 3550000 PRN DFND 1 3550000 0 0