0001454937-16-000012.txt : 20160419
0001454937-16-000012.hdr.sgml : 20160419
20160419091348
ACCESSION NUMBER: 0001454937-16-000012
CONFORMED SUBMISSION TYPE: 13F-HR
PUBLIC DOCUMENT COUNT: 2
CONFORMED PERIOD OF REPORT: 20160331
FILED AS OF DATE: 20160419
DATE AS OF CHANGE: 20160419
EFFECTIVENESS DATE: 20160419
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: AEGON USA Investment Management, LLC
CENTRAL INDEX KEY: 0001454937
IRS NUMBER: 421310237
STATE OF INCORPORATION: IA
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 13F-HR
SEC ACT: 1934 Act
SEC FILE NUMBER: 028-13378
FILM NUMBER: 161578081
BUSINESS ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
BUSINESS PHONE: 319-355-8432
MAIL ADDRESS:
STREET 1: 4333 EDGEWOOD RD. N.E.
CITY: CEDAR RAPIDS
STATE: IA
ZIP: 52499-5110
13F-HR
1
primary_doc.xml
13F-HR
LIVE
false
true
false
0001454937
XXXXXXXX
03-31-2016
03-31-2016
AEGON USA Investment Management, LLC
4333 EDGEWOOD RD. N.E.
CEDAR RAPIDS
IA
52499-5110
13F HOLDINGS REPORT
028-13378
N
Stephanie M. Phelps
Chief Financial Officer
319-355-8647
Stephanie M. Phelps
Cedar Rapids
IA
04-11-2016
1
41
379630
false
1
0000099189
028-00136
TRANSAMERICA CORP
INFORMATION TABLE
2
form13f1qtr2016.xml
ALLERGAN PLC
PFD CONV SER A
G0177J116
2000
2150
PRN
DFND
1
2150
0
0
ANTHEM INC
UNIT 05/01/20188
036752202
928
20000
PRN
DFND
1
20000
0
0
BANK AMER CORP
7.25%CNV PFD L
060505682
4552
4000
PRN
DFND
1
4000
0
0
BLACKROCK DEBT STRAT
COM
09255R103
3228
930350
SH
DFND
1
930350
0
0
BLACKROCK FLOAT RATE
COM
09255X100
3446
263619
SH
DFND
1
263619
0
0
CLEAR CHANNEL OUTDOO
CL A
18451C109
679
144533
SH
DFND
1
144533
0
0
DANAHER CORP DEL
NOTE 1/2
235851AF9
6884
2500000
PRN
DFND
1
2500000
0
0
DOMINION RES INC VA
UNIT 99/99/9999
25746U869
4814
95000
PRN
DFND
1
95000
0
0
FIDELITY NATIONAL FI
NOTE 4.250% 8/1
31620RAE5
1869
1000000
PRN
DFND
1
1000000
0
0
GILEAD SCIENCES INC
NOTE 1.625% 5/0
375558AP8
5141
1250000
PRN
DFND
1
1250000
0
0
HSBC HLDGS PLC
SDCV 5.625%12/2
404280AR0
10567
11000000
PRN
DFND
1
11000000
0
0
HUNTINGTON BANCSHARE
PFD CONV SER A
446150401
1375
1000
SH
DFND
1
1000
0
0
ILLUMINA INC
NOTE 0.500% 6/1
452327AH2
1077
1000000
PRN
DFND
1
1000000
0
0
INTEL CORP
SDCV 12/1
458140AD2
4701
3700000
PRN
DFND
1
3700000
0
0
INTEL CORP
SDCV 3.250% 8/0
458140AF7
7953
5000000
PRN
DFND
1
5000000
0
0
ISHARES TR
IBOXX HI YD ETF
464288513
5936
72663
PRN
DFND
1
72663
0
0
LABORATORY CORP AMER
NOTE 9/1
50540RAG7
1624
1036000
PRN
DFND
1
1036000
0
0
NEWMONT MINING CORP
NOTE 1.625% 7/1
651639AJ5
3631
3500000
PRN
DFND
1
3500000
0
0
NEXTERA ENERGY INC
UNIT 08/31/2018
65339F846
3907
65000
SH
DFND
1
65000
0
0
NOVELLUS SYS INC
NOTE 2.625% 5/1
670008AD3
9745
4000000
PRN
DFND
1
4000000
0
0
NXP SEMICONDUCTORS N
DBCV 1.000%12/0
62952QAB6
2213
2000000
PRN
DFND
1
2000000
0
0
PORTMARNOCK LEASING
NOTE 1.741%10/2
736879AA5
2238
2246790
PRN
DFND
1
2246790
0
0
POWERSHARES ETF TRUS
SENIOR LN PORT
73936Q769
3191
140500
PRN
DFND
1
140500
0
0
PRICELINE GRP INC
NOTE 1.000% 3/1
741503AQ9
4299
3000000
PRN
DFND
1
3000000
0
0
PRICELINE GRP INC
NOTE 0.900% 9/1
741503AX4
3522
3500000
PRN
DFND
1
3500000
0
0
PRICELINE GRP INC
NOTE 0.350% 6/1
741503AS5
4500
3750000
PRN
DFND
1
3750000
0
0
RED HAT INC
NOTE 0.250%10/0
756577AD4
4342
3500000
PRN
DFND
1
3500000
0
0
SPDR SER TR
SHT TRM HGH YLD
78468R408
2169
84000
PRN
DFND
1
84000
0
0
SPDR SERIES TRUST
BRC HGH YLD BD
78464A417
9710
283499
PRN
DFND
1
283499
0
0
SSGA ACTIVE ETF TR
BLKSTN GSOSRLN
78467V608
2087
44900
PRN
DFND
1
44900
0
0
STANLEY BLACK & DECK
UNIT 11/17/20166
854502804
1131
10000
PRN
DFND
1
10000
0
0
TEVA PHARMACEUTICAL
DBCV 0.250% 2/0
88163VAE9
7808
6000000
PRN
DFND
1
6000000
0
0
UNISYS CORP
COM NEW
909214306
1999
259600
SH
DFND
1
259600
0
0
VANGUARD INDEX FDS
TOTAL STK MKT
922908769
212392
2026256
PRN
DFND
1
2026256
0
0
VERIZON COMMUNICATIO
COM
92343V104
511
9450
SH
DFND
1
9450
0
0
WELLPOINT INC
NOTE 2.750%10/1
94973VBG1
11008
5750000
PRN
DFND
1
5750000
0
0
WELLS FARGO & CO NEW
PERP PFD CNV A
949746804
12671
10515
PRN
DFND
1
10515
0
0
WELLS FARGO & CO NEW
*W EXP 10/28/201
949746119
586
37460
PRN
DFND
1
37460
0
0
WELLTOWER INC
6.50% PFD PREPET
95040Q203
3062
50000
SH
DFND
1
50000
0
0
WEYERHAEUSER CO
PREF CONV SER A
962166872
381
7450
PRN
DFND
1
7450
0
0
XILINX INC
NOTE 2.625% 6/1
983919AF8
5753
3500000
PRN
DFND
1
3500000
0
0