Authorized Participants Record:
1 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
5 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | State Street Global Markets, LLC |
b. SEC file number | 8-69862 |
c. CRD number | 000285852 |
d. LEI, if any | 549300FDEDF5ORXCMQ56 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 3,187,804.70000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 1,892,104.70000000 |
Authorized Participants Record:
10 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 8-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 7,673,079.45000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 2,876,144.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
1 |
a. Full Name | National Financial Services LLC |
b. SEC file number | 8-26740 |
c. CRD number | 000013041 |
d. LEI, if any | 549300JRHF1MHHWUAW04 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
2 |
a. Full Name | SG Americas Securities, LLC |
b. SEC file number | 8-66125 |
c. CRD number | 000128351 |
d. LEI, if any | 549300F35UE0BOM1WJ55 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
3 |
a. Full Name | Morgan Stanley & Co. LLC |
b. SEC file number | 8-15869 |
c. CRD number | 000008209 |
d. LEI, if any | 9R7GPTSO7KV3UQJZQ078 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
4 |
a. Full Name | BofA Securities, Inc. |
b. SEC file number | 8-69787 |
c. CRD number | 000283942 |
d. LEI, if any | 549300HN4UKV1E2R3U73 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 4,594,102.88000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 214,204.48000000 |
Authorized Participants Record:
5 |
a. Full Name | Citigroup Global Markets Inc. |
b. SEC file number | 8-8177 |
c. CRD number | 000007059 |
d. LEI, if any | MBNUM2BPBDO7JBLYG310 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
6 |
a. Full Name | Mirae Asset Securities (USA) Inc. |
b. SEC file number | 8-45034 |
c. CRD number | 000030679 |
d. LEI, if any | 25490087B4GFZLJZE912 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
7 |
a. Full Name | Mizuho Securities USA LLC |
b. SEC file number | 8-37710 |
c. CRD number | 000019647 |
d. LEI, if any | 7TK5RJIZDFROZCA6XF66 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
8 |
a. Full Name | UBS Securities LLC |
b. SEC file number | 8-22651 |
c. CRD number | 000007654 |
d. LEI, if any | T6FIZBDPKLYJKFCRVK44 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
9 |
a. Full Name | J.P. Morgan Securities LLC |
b. SEC file number | 8-35008 |
c. CRD number | 000000079 |
d. LEI, if any | ZBUT11V806EZRVTWT807 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
10 |
a. Full Name | RBC Capital Markets, LLC |
b. SEC file number | 8-45411 |
c. CRD number | 000031194 |
d. LEI, if any | 549300LCO2FLSSVFFR64 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 104,296.81000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
11 |
a. Full Name | Cantor Fitzgerald & Co. |
b. SEC file number | 8-201 |
c. CRD number | 000000134 |
d. LEI, if any | 5493004J7H4GCPG6OB62 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
12 |
a. Full Name | CIBC World Markets Corp. |
b. SEC file number | 8-18333 |
c. CRD number | 000000630 |
d. LEI, if any | 549300445CON3DBMU275 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
13 |
a. Full Name | Jane Street Capital, LLC |
b. SEC file number | 8-52275 |
c. CRD number | 000103782 |
d. LEI, if any | 549300ZM16HMPEPNV857 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
14 |
a. Full Name | BNY Mellon Capital Markets, LLC |
b. SEC file number | 8-35255 |
c. CRD number | 000017454 |
d. LEI, if any | VJW2DOOHGDT6PR0ZRO63 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
15 |
a. Full Name | Jefferies LLC |
b. SEC file number | 8-15074 |
c. CRD number | 000002347 |
d. LEI, if any | 58PU97L1C0WSRCWADL48 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
16 |
a. Full Name | Goldman Sachs & Co. LLC |
b. SEC file number | 8-129 |
c. CRD number | 000000361 |
d. LEI, if any | FOR8UP27PHTHYVLBNG30 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
17 |
a. Full Name | Macquarie Capital (USA) Inc. |
b. SEC file number | 8-47198 |
c. CRD number | 000036368 |
d. LEI, if any | 549300670K07JRB5UQ40 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
18 |
a. Full Name | State Street Global Markets, LLC |
b. SEC file number | 8-69862 |
c. CRD number | 000285852 |
d. LEI, if any | 549300FDEDF5ORXCMQ56 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
19 |
a. Full Name | ABN AMRO Clearing USA LLC |
b. SEC file number | 8-34354 |
c. CRD number | 000014020 |
d. LEI, if any | 549300U16G4LU3V6C598 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
20 |
a. Full Name | Cowen and Company, LLC |
b. SEC file number | 8-22522 |
c. CRD number | 000007616 |
d. LEI, if any | 549300WR155U7DVMIW58 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
21 |
a. Full Name | Interactive Brokers LLC |
b. SEC file number | 8-47257 |
c. CRD number | 000036418 |
d. LEI, if any | 50OBSE5T5521O6SMZR28 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
22 |
a. Full Name | HRT Financial LP |
b. SEC file number | 8-68430 |
c. CRD number | 000152144 |
d. LEI, if any | 21380037YFKONTT23854 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
23 |
a. Full Name | Virtu Americas LLC |
b. SEC file number | 8-68193 |
c. CRD number | 000149823 |
d. LEI, if any | 549300RA02N3BNSWBV74 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 1,090,588.18000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
24 |
a. Full Name | BNP Paribas Securities Corp. |
b. SEC file number | 8-32682 |
c. CRD number | 000015794 |
d. LEI, if any | RCNB6OTYUAMMP879YW96 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
25 |
a. Full Name | Wells Fargo Securities, LLC |
b. SEC file number | 8-65876 |
c. CRD number | 000126292 |
d. LEI, if any | VYVVCKR63DVZZN70PB21 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |
Authorized Participants Record:
26 |
a. Full Name | Barclays Capital Inc. |
b. SEC file number | 8-41342 |
c. CRD number | 000019714 |
d. LEI, if any | AC28XWWI3WIBK2824319 |
e. The dollar value of the Fund shares the
authorized
participant purchased from the Fund during the reporting
period:
| 0.00000000 |
f. The dollar value of the Fund shares the
authorized
participant redeemed during
the reporting period:
| 0.00000000 |