0001193125-17-304133.txt : 20171005 0001193125-17-304133.hdr.sgml : 20171005 20171005111633 ACCESSION NUMBER: 0001193125-17-304133 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20171005 DATE AS OF CHANGE: 20171005 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB STRATEGIC TRUST CENTRAL INDEX KEY: 0001454889 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34508 FILM NUMBER: 171123623 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET STREET 2: CHARLES SCHWAB INVESTMENT MANAGEMENT,INC CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 1-415-667-7000 MAIL ADDRESS: STREET 1: 211 MAIN STREET STREET 2: CHARLES SCHWAB INVESTMENT MANAGEMENT,INC CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Schwab Strategic Trust DATE OF NAME CHANGE: 20090127 8-A12B 1 d461818d8a12b.htm 8-A12B 8-A12B

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM 8-A

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF THE

SECURITIES EXCHANGE ACT OF 1934

Schwab Strategic Trust

(Exact name of registrant as specified in its charter)

 

Delaware

(State of incorporation or organization)

 

See Below

(IRS Employer Identification No.)

211 Main Street

San Francisco, California

(Address of principal executive offices)

 

94105

(Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of the class to be so

registered

  Name of exchange on which the class is to be registered   IRS Employer Identification Number
Schwab 1000 Index® ETF   NYSE Arca, Inc.   82-1962119

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c) or (e), check the following box. [X]

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d) or (e), check the following box. [   ]

Securities Act registration statement file number to which this form relates: 333-160595

Securities to be registered pursuant to Section 12(g) of the Act: None


Item 1. Description of Registrant’s Securities to be Registered.

Reference is made to Post-Effective Amendment No. 101 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0001193125-17-304048) on October 5, 2017 (Securities Act file number 333-160595 and Investment Company Act file number 811-22311), which is incorporated herein by reference.

Item 2. Exhibits.

 

A.

Registrant’s Certificate of Trust, dated January 27, 2009, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 

B.

Registrant’s Amended and Restated Agreement and Declaration of Trust, dated October 12, 2009, is incorporated herein by reference to Exhibit (a)(3) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009.

 

C.

Registrant’s By-Laws, dated January 26, 2009, are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.


SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

   

Schwab Strategic Trust

Registrant

Date: October 5, 2017     By:   /s/ Marie A. Chandoha
      Marie A. Chandoha, President and Chief Executive Officer