0001193125-13-329442.txt : 20130812 0001193125-13-329442.hdr.sgml : 20130812 20130809180103 ACCESSION NUMBER: 0001193125-13-329442 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20130812 DATE AS OF CHANGE: 20130809 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SCHWAB STRATEGIC TRUST CENTRAL INDEX KEY: 0001454889 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34508 FILM NUMBER: 131027794 BUSINESS ADDRESS: STREET 1: 211 MAIN STREET STREET 2: CHARLES SCHWAB INVESTMENT MANAGEMENT,INC CITY: SAN FRANCISCO STATE: CA ZIP: 94105 BUSINESS PHONE: 800-648-5300 MAIL ADDRESS: STREET 1: 211 MAIN STREET STREET 2: CHARLES SCHWAB INVESTMENT MANAGEMENT,INC CITY: SAN FRANCISCO STATE: CA ZIP: 94105 FORMER COMPANY: FORMER CONFORMED NAME: Schwab Strategic Trust DATE OF NAME CHANGE: 20090127 8-A12B 1 d582449d8a12b.htm FORM 8-A12B Form 8-A12B

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

 

FORM 8-A

 

 

FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES

PURSUANT TO SECTION 12(b) OR (g) OF

THE SECURITIES EXCHANGE ACT OF 1934

 

 

Schwab Strategic Trust

(Exact name of registrant as specified in its charter)

 

 

 

Delaware   See Below
(State of incorporation or organization)   (IRS Employer Identification No.)

211 Main Street

San Francisco, California

   94105
(Address of principal executive offices)   (Zip Code)

Securities to be registered pursuant to Section 12(b) of the Act:

 

Title of each

class to be registered

  

Name of exchange on which

each class is to be registered

  

I.R.S. Employer

Identification Number

Schwab Fundamental U.S. Broad Market Index ETF   NYSE Arca, Inc.   46-2671307
Schwab Fundamental U.S. Large Company Index ETF   NYSE Arca, Inc.   46-2686548
Schwab Fundamental U.S. Small Company Index ETF   NYSE Arca, Inc.   46-2695547
Schwab Fundamental International Large Company Index ETF   NYSE Arca, Inc.   46-2647569
Schwab Fundamental International Small Company Index ETF   NYSE Arca, Inc.   46-2613975
Schwab Fundamental Emerging Markets Large Company Index ET   NYSE Arca, Inc.   46-2981572

 

 

If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box.  x

If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box.  ¨

Securities Act registration statement file number to which this form relates:

333-160595

Securities to be registered pursuant to Section 12(g) of the Act:

None

 

 

 

Item 1. Description of Registrant’s Securities to be Registered

Reference is made to Post-Effective Amendment No. 46 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-13-324936) on August 8, 2013 (Securities Act file number 333-160595 and Investment Company Act file number 811-22311), which is incorporated herein by reference.

Item 2. Exhibits

 

A. Registrant’s Certificate of Trust, dated January 27, 2009, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 

B. Registrant’s Amended and Restated Agreement and Declaration of Trust, dated October 12, 2009, is incorporated herein by reference to Exhibit (a)(3) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009.

 

C. Registrant’s By-Laws, dated January 26, 2009, are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

SIGNATURE

Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.

 

      Schwab Strategic Trust
Date:   August 12, 2013     By:  

/s/ Marie Chandoha

        Marie Chandoha
        President and Chief Executive Officer