-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2dYPoZ3+cQ/KgIwvkbtBAwjD6PpmeI3TrE+a1KgXA51/n4uQZ8tAVamtspqvpPh LjQlJzPsZAb3Pt68wyfnLQ== 0000950123-10-067690.txt : 20100723 0000950123-10-067690.hdr.sgml : 20100723 20100723153501 ACCESSION NUMBER: 0000950123-10-067690 CONFORMED SUBMISSION TYPE: 8-A12B PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20100723 DATE AS OF CHANGE: 20100723 FILER: COMPANY DATA: COMPANY CONFORMED NAME: Schwab Strategic Trust CENTRAL INDEX KEY: 0001454889 IRS NUMBER: 000000000 STATE OF INCORPORATION: DE FILING VALUES: FORM TYPE: 8-A12B SEC ACT: 1934 Act SEC FILE NUMBER: 001-34508 FILM NUMBER: 10967277 BUSINESS ADDRESS: STREET 1: 101 MONTGOMERY STREET STREET 2: CHARLES SCHWAB INVESTMENT MANAGEMENT,INC CITY: SAN FRANCISCO STATE: CA ZIP: 94104 BUSINESS PHONE: 800-648-5300 MAIL ADDRESS: STREET 1: 101 MONTGOMERY STREET STREET 2: CHARLES SCHWAB INVESTMENT MANAGEMENT,INC CITY: SAN FRANCISCO STATE: CA ZIP: 94104 8-A12B 1 f56403e8va12b.htm FORM 8-A12B e8va12b
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR (g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Schwab Strategic Trust
(Exact name of registrant as specified in its charter)
     
Delaware   See Below
     
(State of incorporation or organization)   (IRS Employer
    Identification No.)
     
211 Main Street    
San Francisco, California   94105
     
(Address of principal executive offices)   (Zip Code)
Securities to be registered pursuant to Section 12(b) of the Act:
             
    Name of exchange on   I.R.S. Employer
Title of each   which each class is   Identification
class to be registered   to be registered   Number
Schwab U.S. TIPS ETF
   NYSE Arca, Inc.     27-2590709  
Schwab Short-Term U.S. Treasury ETF
   NYSE Arca, Inc.     27-2590739  
Schwab Intermediate-Term U.S. Treasury ETF
   NYSE Arca, Inc.     27-2590763  
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. þ
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. o
Securities Act registration statement file number to which this form relates: 333-160595
Securities to be registered pursuant to Section 12(g) of the Act: None
 
 

 

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Item 1. Description of Registrant’s Securities to be Registered
Item 2. Exhibits
SIGNATURE

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Item 1. Description of Registrant’s Securities to be Registered
Reference is made to Post-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-10-067669) on July 23, 2010 (Securities Act file number 333-160595 and Investment Company Act file number 811-22311), which is incorporated herein by reference.
Item 2. Exhibits
A.   Registrant’s Certificate of Trust, dated January 27, 2009, is incorporated herein by reference to Exhibit (a)(1) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.
 
B.   Registrant’s Amended and Restated Agreement and Declaration of Trust, dated October 12, 2009, is incorporated herein by reference to Exhibit (a)(3) of Pre-Effective Amendment No. 2 to the Registrant’s Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-053288) on October 27, 2009.
 
C.   Registrant’s By-Laws, dated January 26, 2009, are incorporated herein by reference to Exhibit (b) of the Registrant’s Initial Registration Statement on Form N-1A, as filed with the U.S. Securities and Exchange Commission via EDGAR (Accession No. 0000950123-09-022452) on July 15, 2009.

 

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SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereto duly authorized.
         
  Schwab Strategic Trust
 		  
Date: July 23, 2010  By:   /s/ Randall W. Merk    
    Randall W. Merk   
    President and Chief Executive Officer   
 

 

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