0001104659-23-025502.txt : 20230224 0001104659-23-025502.hdr.sgml : 20230224 20230224203650 ACCESSION NUMBER: 0001104659-23-025502 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230222 FILED AS OF DATE: 20230224 DATE AS OF CHANGE: 20230224 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Hopgood Daniel Roy CENTRAL INDEX KEY: 0001454513 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-54863 FILM NUMBER: 23669681 MAIL ADDRESS: STREET 1: 2135 WEST MAPLE ROAD CITY: TROY STATE: MI ZIP: 48084-7186 FORMER NAME: FORMER CONFORMED NAME: Hopgood Daniel Ray DATE OF NAME CHANGE: 20090122 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Eaton Corp plc CENTRAL INDEX KEY: 0001551182 STANDARD INDUSTRIAL CLASSIFICATION: MISC INDUSTRIAL & COMMERCIAL MACHINERY & EQUIPMENT [3590] IRS NUMBER: 981059235 FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 BUSINESS PHONE: 353 1637 2900 MAIL ADDRESS: STREET 1: 30 PEMBROKE ROAD STREET 2: EATON HOUSE CITY: DUBLIN STATE: L2 ZIP: DUBLIN 4 FORMER COMPANY: FORMER CONFORMED NAME: Eaton Corp Ltd DATE OF NAME CHANGE: 20120530 4 1 tm237855-5_4seq1.xml OWNERSHIP DOCUMENT X0306 4 2023-02-22 0 0001551182 Eaton Corp plc ETN 0001454513 Hopgood Daniel Roy 1000 EATON BOULEVARD CLEVELAND OH 44122 0 1 0 0 See Remarks below. Ordinary Shares 2023-02-22 4 A 0 3293 0 A 10386 D Ordinary Shares 2023-02-22 4 M 0 206 0 A 10592 D Ordinary Shares 2023-02-22 4 F 0 73 171.79 D 10519 D Ordinary Shares 2023-02-23 4 M 0 485 0 A 11004 D Ordinary Shares 2023-02-23 4 F 0 166 171.59 D 10838 D Ordinary Shares 290 I by trustee of ESP Stock Option 171.31 2023-02-22 4 A 0 2250 0 A 2024-02-22 2033-02-22 Ordinary Shares 2250 2250 D Restricted Stock Units 0.0 2023-02-22 4 A 0 620 0 A 2024-02-22 Ordinary Shares 620 620 D Restricted Stock Units 0.0 2023-02-22 4 M 0 206 0 D 2023-02-22 Ordinary Shares 206 419 D Restricted Stock Units 0.0 2023-02-23 4 M 0 485 0 D 2022-02-23 Ordinary Shares 485 500 D These shares were acquired upon the vesting of performance share awards. These stock options become exercisable as follows: 33% on the first and second anniversary of the date of the grant and the remaining 34% on the third anniversary of the date of the grant. These restricted stock units were granted on February 22, 2023 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. This field is not applicable. These restricted stock units were granted on February 22, 2022 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These restricted stock units were granted on February 23, 2021 and vest as follows: 33% on the first and second anniversary of the grant date and the remaining 34% on the third anniversary of the grant date. Each restricted stock unit represents a contingent right to receive one ordinary share of the Issuer. These ordinary shares are held in the Eaton Savings Plan. Senior Vice President and Controller of Eaton Corporation, a subsidiary of the Issuer. /s/ Lizbeth L. Wright, as Attorney-in-Fact 2023-02-24